SEC Info - Schmitt Industries Inc. - ‘8-K’ for 12/23/22

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Schmitt Industries Inc. – ‘8-K’ for 12/23/22

On: Friday, 2/3/23, at 6:04am ET · For: 12/23/22 · Accession #: 1213900-23-7740 · File #: 1-38964

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/03/23  Schmitt Industries Inc.           8-K:4,5    12/23/22   10:188K                                   EdgarAgents LLC/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 5: R1          Cover                                               HTML     47K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
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 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- smit-20221223_lab                     XML     98K 
 4: EX-101.PRE  XBRL Presentations -- smit-20221223_pre              XML     65K 
 2: EX-101.SCH  XBRL Schema -- smit-20221223                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               26±    35K 
10: ZIP         XBRL Zipped Folder -- 0001213900-23-007740-xbrl      Zip     15K

‘8-K’ — Current Report

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): i December 23, 2022

i SCHMITT INDUSTRIES, INC.

(Exact name of registrant as specified in its charter)


i Oregon	i 001-38964	i 93-1151989
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. Employer Identification Number)

i 2765 N.W. Nicolai Street i Portland, i Oregon		i 97210-1818
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: i (503) i 227-7908

i Not Applicable

Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock – no par value	i SMIT	i NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On January 23, 2023, Mr. Philip Bosco tendered his resignation from his Chief Financial Officer position due to accepting a new position at a different company. The Board of Directors (the “Board”) of Schmitt Industries, Inc. (the “Registrant”) accepted his resignation, effective February 5, 2023.

Item 4.01

Changes in Registrant’s Certifying Accountant.

On December 23, 2022, UHY LLP (“UHY”), the independent registered public accounting firm to Schmitt Industries, Inc. (the “Company”), informed the Company of its decision to resign as auditors of the Company. This resignation is effective December 23, 2022. The decision was made reluctantly and after substantial deliberation. There remains an unpaid balance due to UHY LLP for services rendered.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	SCHMITT INDUSTRIES, INC.

February 2, 2023	By:	/s/ *Michael Zapata*
		Name: Michael Zapata
		Title: Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	2/5/23
Filed on:	2/3/23
	2/2/23
	1/23/23
For Period end:	12/23/22	SC 13D/A
		List all Filings

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Filing Submission 0001213900-23-007740 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)