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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/14/23 Princeton Capital Corp. 8-K:5 12/14/23 10:204K EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 46K 5: R1 Cover HTML 42K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- ea190085-8k_princeton_htm XML 14K 7: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 3: EX-101.LAB XBRL Labels -- piac-20231214_lab XML 96K 4: EX-101.PRE XBRL Presentations -- piac-20231214_pre XML 64K 2: EX-101.SCH XBRL Schema -- piac-20231214 XSD 12K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 34K 10: ZIP XBRL Zipped Folder -- 0001213900-23-095782-xbrl Zip 16K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 14, 2023 ( i December 14, 2023)
i PRINCETON CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
| i Maryland | i 814-00710 | i 46-3516073 | ||
| (State
or other jurisdiction of incorporation) |
(Commission File Number) | (IRS
Employer ID Number) |
| i 01845 | ||
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: ( i 978) i 794-3366
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| None | None | None |
Item 5.07. Submission of Matters to a Vote of Security Holders
On December 14, 2023, Princeton Capital Corporation, a Maryland corporation (the “Company”) held its 2023 Annual Meeting of Stockholders (the “2023 Annual Meeting”). At the 2023 Annual Meeting, the stockholders voted on (i) the election of Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett to the Company’s Board of Directors, (ii) the ratification of the selection of WithumSmith&Brown, PC (“WithumSmith”) as the Company’s independent registered public accounting firm for the year ending December 31, 2023, and (iii) the approval of the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies.
The stockholders re-elected all four nominees for director, ratified the selection of WithumSmith for the year ending December 31, 2023, and approved the adjournment of the Annual Meeting to solicit additional proxies, however it was not necessary.
The full results of the matters voted on at the 2023 Annual Meeting are set forth below:
Proposal No. 1 – Election of Directors:
| Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||||||||
| Darren Stainrod | 116,072,556 | 653,162 | 281,771 | |||||||||
| Mark S. DiSalvo | 116,072,557 | 653,161 | 281,771 | |||||||||
| Martin Laidlaw | 116,072,556 | 653,162 | 281,771 | |||||||||
| Greg Bennett | 116,072,556 | 653,162 | 281,771 | |||||||||
Proposal No. 2 – Ratification of the Selection of WithumSmith&Brown, PC as the Company’s Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023:
| Votes For | Votes Against | Abstentions | ||||||||
| 116,865,396 | 0 | 142,093 | ||||||||
There were no broker non-votes for Proposal 2.
Proposal No. 3 – To Approve the Adjournment of the Annual Meeting, if Necessary or Appropriate, to Solicit Additional Proxies:
| Votes For | Votes Against | Abstentions | ||||||||
| 117,000,964 | 6,525 | 0 | ||||||||
There were no broker non-votes for Proposal 3.
No other proposals were submitted to a vote of the Company’s stockholders.
1
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
Dated: December 14, 2023
| PRINCETON CAPITAL CORPORATION | |||
| By: | /s/ Gregory J. Cannella | ||
| Name: | Gregory J. Cannella | ||
| Title: | Chief Financial Officer | ||
2
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/23 | ||||
| Filed on / For Period end: | 12/14/23 | DEF 14A | ||
| List all Filings | ||||