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Bristow Peter M – ‘4’ for 7/5/19 re: First Citizens Bancshares Inc./DE

On:  Monday, 7/8/19, at 2:49pm ET   ·   For:  7/5/19   ·   Accession #:  1209191-19-41393   ·   File #:  1-16715

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/08/19  Bristow Peter M                   4                      1:19K  First Citizens Bancshares Inc./DE DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  7/5/19
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  798941
Issuer Name:  FIRST CITIZENS BANCSHARES INC /DE/
Issuer Trading Symbol:  FCNCA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1065417
Owner Name:  BRISTOW PETER M
Reporting Owner Address:
Owner Street 1:  4300 SIX FORKS ROAD
Owner Street 2:
Owner City:  RALEIGH
Owner State:  NC
Owner ZIP Code:  27609
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  President
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,737
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  30,000
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,500
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,533
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As Trustee for Peter M. Bristow 2nd Amended and Restated Trust
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  7/5/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  457.99
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  236,858
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Claire Holding Bristow 2nd Amended and Restate Trust
Non-Derivative Transaction:
Security Title:
Value:  Class A Common
Transaction Date:
Value:  7/5/19
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  455.02
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  231,858
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Claire Holding Bristow 2nd Amended and Restated Trust
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,858
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Spouse as beneficiary of trust
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,850
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As custodian for Peter Bristow, Jr.
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,566
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As custodian for Charlotte Bristow
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,410
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As custodian for Ella Bristow
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,106
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  PMB Investments, LLC
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,154
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  CRB Investments, LLC
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2045
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  EHB Investments, LLC
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  19,041
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As trustee for PMB Trust 2011
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  19,041
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As trustee for CRB Trust 2011
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  19,041
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As trustee for EHB Trust 2011
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,808
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By son, Peter M. Bristow, Jr.
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  538
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  82,866
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Claire Holding Bristow 2nd Amended and Restated Trust
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,250
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Spouse as beneficiary of Trust
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2080
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As custodian for Peter Bristow, Jr.
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2081
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As custodian for Charlotte Bristow
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2081
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As custodian for Ella Bristow
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  8,350
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  PMB Investments, LLC
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  8,850
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  CRB Investments, LLC
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  8,710
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  EHB Investments, LLC
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  82
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Son, Peter M. Bristow, Jr.
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  82
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By daughter, Charlotte Bristow
Non-Derivative Holding:
Security Title:
Value:  Class B Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  82
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By daughter, Ella Bristow
Footnotes:
Footnote - F1:  The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Footnote - F2:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $457.99 to $458.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Report.
Footnote - F3:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $455.00 to $455.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) of this Report.
Remarks:
Owner Signature:
Signature Name:  Peter M. Bristow, By: William R. Lathan, Jr., Attorney-in-fact
Signature Date:  7/8/19


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