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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 6/13/19 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1351636 |
| Issuer Name: SHOTSPOTTER, INC |
| Issuer Trading Symbol: SSTI |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1576125 |
| | Owner Name: Morial Marc |
| Reporting Owner Address: |
| | Owner Street 1: C/O SHOTSPOTTER INC. |
| | Owner Street 2: 7979 GATEWAY BLVD, STE. 210 |
| | Owner City: NEWARK |
| | Owner State: CA |
| | Owner ZIP Code: 94560 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/13/19 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,243 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 11,150 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participants resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Marc Morial |
| Signature Date: 6/14/19 |