SEC Info - BlueMountain Guadalupe Peak Fund L.P. - ‘3’ for 2/3/14 re: Dune Energy Inc.

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

BlueMountain Guadalupe Peak Fund L.P.

(Last)

(First)

(Middle)

280 PARK AVENUE

5TH FLOOR EAST

(Street)

NEW YORK

10017

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
2/3/14

3. Issuer Name and Ticker or Trading Symbol
DUNE ENERGY INC [ DUNR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock ⁽¹⁾ ⁽²⁾ ⁽³⁾ ⁽⁴⁾	556,062	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

(1) BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Guadalupe Peak Fund L.P. ("Guadalupe"). BMCM is also the investment manager of other investment entities (together with Guadalupe, the "BlueMountain Funds") which own shares of Common Stock, par value $0.001 per share (the "Common Stock") of Dune Energy, Inc. and which have previously made filings with respect to the ownership of such Common Stock pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended.

(2) BMCM, although it directs the voting and disposition of the shares of Common Stock held by the BlueMountain Funds, only receives an asset-based fee relating to such shares.

(3) On February 3, 2014, Guadalupe acquired 556,062 shares (the "Distributed Shares") of Common Stock, when BlueMountain Long/Short Credit Master Fund L.P. ("Long/Short Credit") distributed the Distributed Shares to one of its beneficial owners (the "Investor") and the Investor simultaneously contributed the Distributed Shares to Guadalupe. The Distributed Shares represented the Investor's pro rata share of the Common Stock held by Long/Short Credit.

(4) BlueMountain Long/Short Credit GP, LLC, which is the general partner of each of Long/Short Credit and Guadalupe, has an indirect profits interest in the Common Stock beneficially owned by each of Long/Short Credit and Guadalupe, which indirect profits interest was not altered as a result of this transaction.

Remarks:

	BlueMountain Guadalupe Peak Fund L.P. By: BlueMountain Long/Short Credit Fund GP, LLC By: BlueMountain GP Holdings, LLC By: /s/ Paul Friedman, Chief Compliance Officer	2/5/14
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

BlueMountain Guadalupe Peak Fund L.P. – ‘3’ for 2/3/14 re: Dune Energy Inc.

On: Wednesday, 2/5/14, at 11:48am ET · For: 2/3/14 · As: 10% Owner · Accession #: 1209191-14-7437 · File #: 0-27897

Previous ‘3’: ‘3’ on 2/5/14 for 2/3/14 · Next: ‘3’ on 8/15/14 for 8/5/14 · Latest: ‘3’ on 3/13/20 for 3/6/20

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

BlueMountain Guadalupe Peak Fund L.P. – ‘3’ for 2/3/14 re: Dune Energy Inc.

On: Wednesday, 2/5/14, at 11:48am ET · For: 2/3/14 · As: 10% Owner · Accession #: 1209191-14-7437 · File #: 0-27897

Previous ‘3’: ‘3’ on 2/5/14 for 2/3/14 · Next: ‘3’ on 8/15/14 for 8/5/14 · Latest: ‘3’ on 3/13/20 for 3/6/20

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents