SEC Info - Bryant Hope Holding - ‘4’ for 12/13/18 re: First Citizens Bancshares Inc./DE

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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3235-0287

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

BRYANT HOPE HOLDING

2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [FCNCA]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director

__X__ 10% Owner

__X__ Officer (give title below)

_____ Other (specify below)

Vice Chairman

(Last)

(First)

(Middle)

4300 SIX FORKS ROAD

3. Date of Earliest Transaction (Month/Day/Year)
12/13/2018

(Street)

RALEIGH, NC 27609

4. If Amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

Amount

(A) or (D)

Price

Class A Common Stock

12/13/2018

9,900

$ 0

337,891

Class A Common Stock

10,772

As beneficiary of Trust

Class A Common Stock

20,644

I ⁽¹⁾

As custodian for Hewlette

Class A Common Stock

18,143

I ⁽¹⁾

As custodian for John Patrick

Class A Common Stock

17,889

I ⁽¹⁾

As custodian for Elliot

Class A Common Stock

I ⁽¹⁾

By Hewlette Collier Connell

Class A Common Stock

I ⁽¹⁾

By John Patrick Connell

Class A Common Stock

I ⁽¹⁾

By Samuel Hunter Bryant

Class A Common Stock

12/13/2018

3,300

$ 0

5,290

I ⁽¹⁾

John Connell as Custodian for Hewlette

Class A Common Stock

12/13/2018

3,300

$ 0

8,625

I ⁽¹⁾

John Connell as Custodian for John Patrick

Class A Common Stock

12/13/2018

3,300

$ 0

7,795

I ⁽¹⁾

By John Connell as custodian for Elliot Connell

Class A Common Stock

827

I ⁽²⁾

By E&F Properties

Class A Common Stock

12,530

I ⁽²⁾

By Twin States Farming, Inc.

Class A Common Stock

192,063

I ⁽²⁾

By Southern BancShares (N.C.), Inc. and subsidiary

Class A Common Stock

100,000

I ⁽²⁾

By Fidelity BancShares (N.C.), Inc.

Class B Common Stock

101,269

Class B Common Stock

1,225

As beneficiary of Trust

Class B Common Stock

1,455

I ⁽¹⁾

As custodian for Hewlette

Class B Common Stock

6,791

I ⁽¹⁾

By Hewlette Collier Connell

Class B Common Stock

1,330

I ⁽¹⁾

As custodian for John Patrick

Class B Common Stock

5,541

I ⁽¹⁾

By John Patrick Connell

Class B Common Stock

7,070

I ⁽¹⁾

As custodian for Elliot

Class B Common Stock

323

I ⁽¹⁾

John Connell as custodian for Hewlette

Class B Common Stock

323

I ⁽¹⁾

John Connell as custodian for John Patrick

Class B Common Stock

100

I ⁽¹⁾

John Connell as custodian for Elliot

Class B Common Stock

200

I ⁽²⁾

By E&F Properties, Inc.

Class B Common Stock

1,355

I ⁽²⁾

By Twin States Farming, Inc.

Class B Common Stock

22,619

I ⁽²⁾

By Southern BancShares (N.C.), Inc. and subsidiary

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

Officer

Other

BRYANT HOPE HOLDING
4300 SIX FORKS ROAD
RALEIGH, NC 27609

Vice Chairman

Signatures

Hope H. Bryant, By: William R. Lathan, Jr., Attorney-in-Fact

12/28/2018

^**Signature of Reporting Person

Date

Explanation of Responses:

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

(1)

The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

(2)

The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

Bryant Hope Holding – ‘4’ for 12/13/18 re: First Citizens Bancshares Inc./DE

On: Friday, 12/28/18, at 11:26am ET · For: 12/13/18 · Accession #: 1209191-18-64252 · File #: 1-16715

Previous ‘4’: ‘4’ on 12/3/18 for 11/30/18 · Next: ‘4’ on 5/9/19 for 3/4/19 · Latest: ‘4’ on 3/7/24 for 3/6/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Bryant Hope Holding – ‘4’ for 12/13/18 re: First Citizens Bancshares Inc./DE

On: Friday, 12/28/18, at 11:26am ET · For: 12/13/18 · Accession #: 1209191-18-64252 · File #: 1-16715

Previous ‘4’: ‘4’ on 12/3/18 for 11/30/18 · Next: ‘4’ on 5/9/19 for 3/4/19 · Latest: ‘4’ on 3/7/24 for 3/6/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reporting Owners

Signatures

Explanation of Responses:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents