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Bryant Hope Holding – ‘4’ for 2/26/20 re: First Citizens Bancshares Inc./DE

On:  Friday, 3/13/20, at 12:14pm ET   ·   For:  2/26/20   ·   Accession #:  1209191-20-18730   ·   File #:  1-16715

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/20  Bryant Hope Holding               4                      1:26K  First Citizens Bancshares Inc./DE DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  2/26/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  798941
Issuer Name:  FIRST CITIZENS BANCSHARES INC /DE/
Issuer Trading Symbol:  FCNCA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1065415
Owner Name:  BRYANT HOPE HOLDING
Reporting Owner Address:
Owner Street 1:  4300 SIX FORKS ROAD
Owner Street 2:
Owner City:  RALEIGH
Owner State:  NC
Owner ZIP Code:  27609
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  Vice Chairman
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  2,214
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  383,760
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/11/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  214,343
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  169,417
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  71,600
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Hope H. Bryant 2019 GRAT
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/11/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  214,343
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  214,343
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Hope H. Bryant 2020 GRAT
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Revocable Trust for Hope H. Bryant
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,772
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As beneficiary of Trust
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  By Spouse
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1908
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  As custodian for Elliot
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  1,380
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  25,252
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  Revocable Trust fbo of Elliot B. Connell
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  827
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By E&F Properties
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,530
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Twin States Farming, Inc.
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  192,063
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Southern BancShares (N.C.), Inc. and subsidiary
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  100,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Fidelity BancShares (N.C.), Inc.
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Transaction Date:
Value:  3/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  2,907
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  92,362
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Transaction Date:
Value:  3/11/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  90,682
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,680
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Transaction Date:
Value:  3/11/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  90,682
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  90,682
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Hope H. Bryant 2020 GRAT
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  84
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Revocable Trust for Hope H. Bryant
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,225
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  As beneficiary of Trust
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Transaction Date:
Value:  2/26/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  7,000
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  By spouse
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Transaction Date:
Value:  3/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  194
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  194
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  By spouse
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,350
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  As custodian for Elliot
Non-Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Transaction Date:
Value:  3/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  1,181
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,001
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F2
Nature of Ownership:
Value:  Revocable Trust fbo of Elliot B. Connell
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  200
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By E&F Properties, Inc.
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,355
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Twin States Farming, Inc.
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  22,619
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Southern BancShares (N.C.), Inc. and subsidiary
Non-Derivative Transaction:
Security Title:
Value:  Depositary Shares
Footnote ID:  F4
Transaction Date:
Value:  3/12/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F5
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  12,000
Transaction Price Per Share:
Value:  25.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Revocable Trust for Hope H. Bryant
Non-Derivative Transaction:
Security Title:
Value:  Depositary Shares
Footnote ID:  F4
Transaction Date:
Value:  3/12/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F5
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  80,000
Transaction Price Per Share:
Value:  25.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  80,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Southern BancShares (N.C.), Inc.
Non-Derivative Transaction:
Security Title:
Value:  Depositary Shares
Footnote ID:  F4
Transaction Date:
Value:  3/12/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Footnote ID:  F5
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  200,000
Transaction Price Per Share:
Value:  25.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  200,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Footnote ID:  F3
Nature of Ownership:
Value:  By Fidelity BancShares (N.C.), Inc.
Footnotes:
Footnote - F1:  Reflects a contribution of shares by the reporting person from direct ownership to a grantor retained annuity trust. The reporting person is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of beneficial ownership.
Footnote - F2:  The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Footnote - F3:  The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Footnote - F4:  Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
Footnote - F5:  Purchased in an underwritten public offering.
Remarks:  The reporting person no longer has a reportable interest in the 32 shares of Class A common stock held in the Bryant 2014 Trust fbo Samuel H. Bryant as reported in previous reports.
Owner Signature:
Signature Name:  Hope. H. Bryant, By: William R. Lathan, Jr., Attorney in fact
Signature Date:  3/12/20


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