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Ownership Document |
Schema Version: X0306 |
Document Type: 4/A |
Period of Report: 1/3/20 |
Date of Original Submission: 1/6/20 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 821026 |
| Issuer Name: Andersons, Inc. |
| Issuer Trading Symbol: ANDE |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1657533 |
| | Owner Name: Bowe Patrick E. |
| Reporting Owner Address: |
| | Owner Street 1: 1947 BRIARFIELD BLVD. |
| | Owner Street 2: |
| | Owner City: MAUMEE |
| | Owner State: OH |
| | Owner ZIP Code: 43537 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President & CEO |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK |
| | Transaction Date: |
| | | Value: 1/3/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 8,575 |
| | | Transaction Price Per Share: |
| Value: 25.28 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 122,047.27 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: PERFORMANCE SHARE UNIT (EPS) (2020) |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 25,900 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: PERFORMANCE SHARE UNIT (EPS) (2021) |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 29,816 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: PERFORMANCE SHARE UNIT (EPS) (2022) |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 43,346 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: PERFORMANCE SHARE UNIT (TSR) (2020) |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 25,900 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: PERFORMANCE SHARE UNIT (TSR) (2021) |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 29,816 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: PERFORMANCE SHARE UNIT (TSR) (2022) |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 43,346 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. |
| Footnote - F2: Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period. |
Remarks: |
Owner Signature: |
| Signature Name: Patrick E. Bowe, by Melissa Trippel, Limited Power of Attorney |
| Signature Date: 1/16/20 |