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Home Depot, Inc. – ‘D/A’ on 1/15/20

On:  Wednesday, 1/15/20, at 4:15pm ET   ·   Effective:  1/15/20   ·   Accession #:  1209191-20-3459   ·   File #:  21-20586-A

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/15/20  Home Depot, Inc.                  D/A         1/15/20    1:16K                                    DONNELLEY FIN… File16/FA

Amendment to Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Exempt Offering of        HTML     16K 
                Securities -- primary_doc.xml/7.8


        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
EDGAR System rendering:  Amendment to Notice of an Exempt Offering of Securities
 

FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s) Checkbox not checked NoneEntity Type
0000354950
M. B. Associates Incorporated
HOME DEPOT INC
Radio button checked Corporation
Radio button not checked Limited Partnership
Radio button not checked  Limited Liability Company
Radio button not checked  General Partnership
Radio button not checked  Business Trust
Radio button not checked Other 
Name of Issuer
 HOME DEPOT, INC.
Jurisdiction of Incorporation/Organization
DELAWARE 
Year of Incorporation/Organization
Radio button checked Over Five Years Ago
Radio button not checked Within Last Five Years (Specify Year)
 
Radio button not checked Yet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 HOME DEPOT, INC.
Street Address 1Street Address 2
 2455 Paces Ferry Rd, SE
 Legal Affairs, C-20
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 Atlanta
 GEORGIA
 
 30339
 770-433-8211 



3. Related Persons

Last NameFirst NameMiddle Name
Menear
Craig
A.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)


Last NameFirst NameMiddle Name
Campbell
Ann-Marie
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Carey
Matthew
A.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Decker
Edward
P.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Holifield
Mark
Q.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Hourigan
Timothy
A.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Lennie
William
G.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
McPhail
Richard
V.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Roseborough
Teresa
W.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox checked Executive Officer Checkbox not checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Arpey
Gerard
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Bousbib
Ari
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Boyd
Jeffery
H.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Brenneman
Gregory
D.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Brown
J.
Frank
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Carey
Albert
P.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Foulkes
Helena
B.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Gooden
Linda
R.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Hewett
Wayne
M.
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Kadre
Manuel
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 


Last NameFirst NameMiddle Name
Linnartz
Stephanie
Street Address 1Street Address 2
 2455 Paces Ferry Rd 
 
CityState/Province/CountryZIP/Postal Code
 Atlanta
 GEORGIA
 30339
 
Relationship: Checkbox not checked Executive Officer Checkbox checked Director Checkbox not checked Promoter
Clarification of Response (if Necessary)
 




4. Industry Group
  Radio button not checked Agriculture
Banking & Financial Services
  Radio button not checked  Commercial Banking
  Radio button not checked  Insurance
  Radio button not checked Investing
  Radio button not checked  Investment Banking
  Radio button not checked  Pooled Investment Fund

  Radio button not checked Other Banking & Financial Services
Radio button not checked  Business Services
Energy
  Radio button not checked  Coal Mining
  Radio button not checked  Electric Utilities
  Radio button not checked  Energy Conservation
  Radio button not checked  Environmental Services
  Radio button not checked  Oil & Gas
  Radio button not checked  Other Energy
Health Care
  Radio button not checked  Biotechnology
  Radio button not checked  Health Insurance
  Radio button not checked  Hospitals & Physicians
  Radio button not checked  Pharmaceuticals
  Radio button not checked  Other Health Care
   
   
   
  
Radio button not checked  Manufacturing
Real Estate
  Radio button not checked Commercial
  Radio button not checked Construction
  Radio button not checked REITS & Finance
  Radio button not checked Residential
Radio button not checked Other Real Estate
Radio button checked  Retailing
Radio button not checked Restaurants
Technology
Radio button not checked  Computers
Radio button not checked  Telecommunications
Radio button not checked  Other Technology
Travel
Radio button not checked  Airlines & Airports
Radio button not checked  Lodging & Conventions
Radio button not checked  Tourism & Travel Services
Radio button not checked  Other Travel
Radio button not checked Other

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
Radio button not checked No Revenues Radio button not checked  No Aggregate Net Asset Value
Radio button not checked  $1 - $1,000,000 Radio button not checked $1 - $5,000,000
Radio button not checked  $1,000,001 - $5,000,000 Radio button not checked  $5,000,001 - $25,000,000
Radio button not checked $5,000,001 - $25,000,000 Radio button not checked  $25,000,001 - $50,000,000
Radio button not checked $25,000,001 - $100,000,000 Radio button not checked  $50,000,001 - $100,000,000
Radio button checked  Over $100,000,000 Radio button not checked  Over $100,000,000
Radio button not checked  Decline to Disclose  Radio button not checked Decline to Disclose
Radio button not checked  Not Applicable Radio button not checked  Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Checkbox not checked Rule 504(b)(1) (not (i), (ii)
or (iii))		 Checkbox checked Rule 506(b)      
Checkbox not checked Rule 504 (b)(1)(i) Checkbox not checked Rule 506(c)
Checkbox not checked Rule 504 (b)(1)(ii) Checkbox not checked Securities Act Section 4(a)(5)
Checkbox not checked Rule 504 (b)(1)(iii) Checkbox not checked Investment Company Act Section 3(c)
 
 

7. Type of Filing
Checkbox not checked  New Notice Date of First Sale 
2020-01-01
 Checkbox not checked  First Sale Yet to Occur
Checkbox checked  Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Radio button not checked  Yes Radio button checked  No
 
 
9. Type(s) of Securities Offered (select all that apply)
Checkbox not checked Pooled Investment Fund Interests Checkbox not checked Equity
Checkbox not checked Tenant-in-Common Securities Checkbox checked Debt
Checkbox not checked Mineral Property Securities Checkbox not checked Option, Warrant or Other Right to Acquire Another Security
Checkbox not checked Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Checkbox not checked Other (describe)
 
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Radio button not checked  Yes Radio button checked  No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 1
USD

12. Sales Compensation
Recipient Recipient CRD Number Checkbox not checked None
 
 
(Associated) Broker or Dealer Checkbox not checked None(Associated) Broker or Dealer CRD Number  Checkbox not checked None
 
 
Street Address 1Street Address 2
 
 
City State/Province/CountryZIP/Postal Code
 
 
 
State(s) of Solicitation  Checkbox not checked All States
 



13. Offering and Sales Amounts
 
Total Offering Amount $
 
USD Checkbox checked Indefinite
Total Amount Sold $
0
USD
Total Remaining to be Sold $
 
USD Checkbox checked Indefinite
Clarification of Response (if Necessary)
Deferred Compensation Plan participants defer up to 50% of salary and 100% of bonus. Actual amounts deferred cannot be calculated at time of election; they are contingent on future events, including attaining performance targets/salary increases.
 
14. Investors

Checkbox checked Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
0 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
0
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
0
USD Checkbox not checked Estimate
Finders' Fees$
0
USD Checkbox not checked Estimate
Clarification of Response (if Necessary)
 
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
0
USD Checkbox not checked Estimate
Clarification of Response (if Necessary)
 

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
 
IssuerSignatureName of SignerTitleDate
Home Depot, Inc./s/ Stacy S. IngramStacy S. IngramAssistant Secretary2020-01-15





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