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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 1/10/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1770787 |
| Issuer Name: 10x Genomics, Inc. |
| Issuer Trading Symbol: TXG |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1786720 |
| | Owner Name: Saxonov Serge |
| Reporting Owner Address: |
| | Owner Street 1: C/O 10X GENOMICS, INC. |
| | Owner Street 2: 6230 STONERIDGE MALL ROAD |
| | Owner City: PLEASANTON |
| | Owner State: CA |
| | Owner ZIP Code: 94588 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: Chief Executive Officer |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 1.20 |
| | Transaction Date: |
| | | Value: 1/10/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 150,000 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 10/18/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A Common Stock |
| | | Underlying Security Shares: |
| Value: 150,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 150,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: On January 10, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that certain performance targets had been achieved pertaining to a 150,000 share option granted to the Reporting Person on October 18, 2017. The option vests as to one-thirty-sixth of the shares on January 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Eric S. Whitaker, as Attorney-in-Fact |
| Signature Date: 1/14/20 |
