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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/30/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1537054 |
| Issuer Name: Gogo Inc. |
| Issuer Trading Symbol: GOGO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1579625 |
| | Owner Name: WILLIAMS HARRIS N |
| Reporting Owner Address: |
| | Owner Street 1: 111 N. CANAL STREET, STE 1500 |
| | Owner Street 2: |
| | Owner City: CHICAGO |
| | Owner State: IL |
| | Owner ZIP Code: 60606 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Deferred Share Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 9/30/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,799 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,799 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 79,418 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Options (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 9.24 |
| | Transaction Date: |
| | | Value: 9/30/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,918 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Value: 9/30/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 2,918 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,918 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each deferred share unit represents the contingent right to receive one share of the Company's common stock. |
| Footnote - F2: These deferred share units were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors. |
| Footnote - F3: These options were granted on September 30, 2020, and are scheduled to vest on September 30, 2021, subject to the director's continued service on the Company's board of directors. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Margee Elias, Attorney-in-Fact for Harris N. Williams |
| Signature Date: 10/2/20 |
