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Ownership Document
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| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 8/17/20 |
| Not Subject to Section 16: 1 |
| Issuer: |
| Issuer CIK: 1101680 |
| Issuer Name: DASAN ZHONE SOLUTIONS INC |
| Issuer Trading Symbol: DZSI |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1776147 |
| | Owner Name: Yim Philip |
| Reporting Owner Address: |
| | Owner Street 1: C/O DASAN ZHONE SOLUTIONS, INC. |
| | Owner Street 2: 5700 TENNYSON PKWY, 4TH FLOOR |
| | Owner City: PLANO |
| | Owner State: TX |
| | Owner ZIP Code: 75024 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Operating Officer |
| Footnotes: |
| Remarks: Effective August 17, 2020, the reporting person will no longer serve as Chief Operating Officer of DZS. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of DZS and therefore will no longer report any such transactions on Form 4 or Form 5. |
| Owner Signature: |
| Signature Name: /s/Laura Larsen-Misunas as Power of Attorney |
| Signature Date: 8/19/20 |
