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Kourey Michael R – ‘4’ for 4/15/21 re: Okta, Inc.

On:  Monday, 4/19/21, at 5:05pm ET   ·   For:  4/15/21   ·   Accession #:  1209191-21-27324   ·   File #:  1-38044

Previous ‘4’:  ‘4’ on 3/24/21 for 3/22/21   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/19/21  Kourey Michael R                  4                      1:9K   Okta, Inc.                        DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  4/15/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1660134
Issuer Name:  Okta, Inc.
Issuer Trading Symbol:  OKTA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1079576
Owner Name:  KOUREY MICHAEL R
Reporting Owner Address:
Owner Street 1:  C/O OKTA, INC.
Owner Street 2:  100 FIRST ST, SUITE 600
Owner City:  SAN FRANCISCO
Owner State:  CA
Owner ZIP Code:  94105
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Financial Officer
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  16,790
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Trust
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  4/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  31,070
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F2
Expiration Date:
Footnote ID:  F2
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  31,070
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  31,070
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Employee Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  274.25
Transaction Date:
Value:  4/15/21
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  69,595
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  4/14/31
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  69,595
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  69,595
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee Stock Option (Right to Buy)
Conversion or Exercise Price:
Value:  8.62
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  12/16/25
Underlying Security:
Underlying Security Title:
Value:  Class B Common Stock
Underlying Security Shares:
Value:  60,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  60,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Exercise Date:
Footnote ID:  F5
Expiration Date:
Footnote ID:  F5
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  1,064
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,064
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
Footnote - F2:  25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote - F3:  25% of the shares subject to the option shall vest on March 8, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Footnote - F4:  The shares subject to the option are fully vested and exercisable by the Reporting Person.
Footnote - F5:  The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
Remarks:
Owner Signature:
Signature Name:  /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Signature Date:  4/19/21


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