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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/15/22 Geron Corp. 8-K:5 6/09/22 10:187K DG3/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 5: R1 Cover HTML 47K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- geron4073661-8k_htm XML 15K 7: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- gern-20220609_lab XML 96K 3: EX-101.PRE XBRL Presentations -- gern-20220609_pre XML 63K 2: EX-101.SCH XBRL Schema -- gern-20220609 XSD 12K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 32K 10: ZIP XBRL Zipped Folder -- 0001206774-22-001546-xbrl Zip 11K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_______________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): i June 9, 2022
| i GERON CORPORATION |
| (Exact name of registrant as specified in its charter) |
| i Delaware | i 000-20859 | i 75-2287752 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| i Common Stock, $0.001 par value | i GERN | i The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On June 9, 2022, Aleksandra Rizo, M.D., Ph.D., notified Geron Corporation (the “Company” or “Geron”) of her decision to resign from her position as Executive Vice President and Chief Medical Officer of the Company, with her last day of employment being July 8, 2022 (the “Resignation Date”). Dr. Rizo resigned in order to accept a leadership position with a privately-held discovery and preclinical-stage platform biotechnology company; not because of her assessment of any clinical data related to the ongoing Phase 3 clinical trials or any disagreement relating to the Company’s management, board of directors, operations, financial statements, internal controls, policies or practices. Accordingly, Dr. Rizo will continue as a consultant to the Company as Senior Medical and Regulatory Advisor to the Company’s development and regulatory teams and will assist in the assessment of data for top-line results from the ongoing IMerge Phase 3 trial in lower risk myelodysplastic syndromes (“MDS”) and, assuming supportive top-line results, through the planned FDA New Drug Application submission and acceptance process for imetelstat in lower risk MDS.
Effective as of July 9, 2022, Faye Feller, M.D., will assume the duties and responsibilities of Executive Vice President and Chief Medical Officer of the Company. Dr. Feller, age 40, joined Geron in 2019 as Vice President, Clinical Development and has provided hematology-oncology medical expertise to the clinical science and operations teams in the execution and monitoring of clinical trials. In addition, she has served as the primary medical point of contact between Geron and other medically qualified healthcare professionals, including clinical investigators, prescribers, medical professionals at payer organizations and regulatory authorities. Prior to Geron, Dr. Feller was Senior Director at Janssen Research and Development, LLC (“Janssen”) and both a Compound Lead and Study Responsible Physician for multiple clinical trials of early and late-stage development assets at Janssen, including the IMbark Phase 2 clinical trial of imetelstat where she was responsible for protocol writing, regulatory interactions, medical monitoring, study results interpretation and preparation of abstracts and final study reports. Prior to Janssen, Dr. Feller was an attending physician and instructor in the leukemia department of Memorial Sloan Kettering Cancer Center in New York. Dr. Feller holds a B.A. from New York University and an M.D. from Mount Sinai School of Medicine. She completed her residency in internal medicine at Mount Sinai Hospital and her fellowship in medical oncology at Memorial Sloan Kettering Cancer Center.
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
GERON CORPORATION | ||||
| Date: June 15, 2022 | By: | /s/ Stephen Rosenfield | ||
| Name: | Stephen N. Rosenfield | |||
| Title: | Executive Vice President, | |||
| Chief Legal Officer and | ||||
| Corporate Secretary | ||||
2
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 7/9/22 | None on these Dates | |||
| 7/8/22 | ||||
| Filed on: | 6/15/22 | |||
| For Period end: | 6/9/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/20/24 Geron Corp. 424B5 2:970K Donnelley … Solutions/FA 11/02/23 Geron Corp. 424B5 2:486K Donnelley … Solutions/FA 1/06/23 Geron Corp. 424B5 2:5.1M Donnelley … Solutions/FA 1/04/23 Geron Corp. S-3ASR 1/04/23 8:983K Donnelley … Solutions/FA 1/04/23 Geron Corp. 424B5 1:5.1M Donnelley … Solutions/FA 8/11/22 Geron Corp. S-8 8/11/22 4:297K Donnelley … Solutions/FA |