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Wheatley Desmond C – ‘4’ for 10/18/16 re: Beam Global

On:  Thursday, 10/3/19, at 7:48pm ET   ·   For:  10/18/16   ·   Accession #:  1203320-19-11   ·   File #:  1-38868

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/03/19  Wheatley Desmond C                4                      1:6K   Envision Solar Int’l, Inc.        McDermott Katherine H

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_doc.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  10/18/16
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1398805
Issuer Name:  Envision Solar International, Inc.
Issuer Trading Symbol:  EVSI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1528078
Owner Name:  WHEATLEY DESMOND C
Reporting Owner Address:
Owner Street 1:  3809 VIA REPOSO
Owner Street 2:
Owner City:  RANCHO SANTA FE
Owner State:  CA
Owner ZIP Code:  92091
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Executive Officer
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  10/1/19
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  25,124
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  25,124
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Options
Conversion or Exercise Price:
Value:  7.55
Transaction Date:
Value:  10/18/16
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  87,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F2
Expiration Date:
Value:  10/18/16
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  87,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  87,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Effective October 1, 2019, Mr. Wheatley was granted a restricted stock award of 25,124 shares of the Company's common stock which vest as follows: For 12,562 restricted shares, one-half will vest on October 1, 2019 and the remaining one-half will vest in two equal installments on December 31, 2019 and March 31, 2020. For the remaining 12,562 restricted shares, one-sixth of these shares will vest on October 1, 2019 and the remaining shares will vest quarterly thereafter at the end of each quarter beginning December 31, 2019 through March 31, 2022.
Footnote - F2:  These options were granted on October 18, 2016 and vested one-third upon grant, one-third on January 1, 2017 and one-third on January 1, 2018.
Owner Signature:
Signature Name:  /s/ Desmond Wheatley
Signature Date:  10/3/19


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Filing Submission 0001203320-19-000011   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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