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Deutsche Bank Trust Co Americas/ADR Group – ‘F-6 POS’ on 5/28/14 re: Glencore International PLC

On:  Wednesday, 5/28/14, at 3:36pm ET   ·   Effective:  5/28/14   ·   Accession #:  1193805-14-1105   ·   File #:  333-175314

Previous ‘F-6 POS’:  ‘F-6 POS’ on 5/16/14   ·   Next:  ‘F-6 POS’ on 7/22/14   ·   Latest:  ‘F-6 POS’ on 4/1/24

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/28/14  Deutsche Bank Tr Co Americas/… Gp F-6 POS     5/28/14    3:165K Glencore International PLC        E-Data Systems, Inc./FA

Post-Effective Amendment to an F-6   —   Form F-6
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: F-6 POS     Post-Effective Amendment to an F-6                  HTML     43K 
 2: EX-99.(A)   Miscellaneous Exhibit                               HTML     53K 
 3: EX-99.(E)   Miscellaneous Exhibit                               HTML      9K

F-6 POS   —   Post-Effective Amendment to an F-6

This is an HTML Document rendered as filed.  [ Alternative Formats ]

  Unassociated Document  
 
                                                                                                                                                     333-175314
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
POST-EFFECTIVE AMENDMENT NO. 2 TO
 FORM F-6
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
For American Depositary Shares Evidenced by American Depositary Receipts
_________________________________
 
Glencore plc
(Exact name of Issuer of deposited securities as specified in its charter)
 
Jersey
 (Jurisdiction of Incorporation or organization of Issuer)
_________________________________
 
DEUTSCHE BANK TRUST COMPANY AMERICAS
(Exact name of depositary as specified in its charter)
 
60 Wall Street, New York, New York 10005
Tel. No.: (212) 250-9100
(Address, including zip code, and telephone number of depositary's principal offices)
_________________________________
 
DEUTSCHE BANK TRUST COMPANY AMERICAS
60 Wall Street
  New York, New York  10005
(212) 250-9100
(Address, including zip code, and telephone number of agent for service)
_________________________________
 
Copy to:
DEUTSCHE BANK TRUST COMPANY AMERICAS
60 Wall Street
New York, New York  10005

It is proposed that this filing become effective under Rule 466
 
x immediately upon filing                   o on (Date) at (Time)
 
If a separate registration statement has been filed to register the deposited shares, check the following box: o
 
CALCULATION OF REGISTRATION FEE
Title of Each Class of
Securities to be Registered
Amount
to be Registered
 Proposed Maximum
Offering Price Per Unit (1)
 Proposed Maximum
Aggregate Offering Price (2)
Amount of
Registration Fee
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing two ordinary shares of Glencore plc
N/A
N/A
N/A
N/A
(1) Each unit represents one American Depositary Share.
(2) Estimated solely for the purpose of calculating the registration fee.  Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of such Receipts evidencing such American Depositary Shares.
 
 
 
 
 
PART I

INFORMATION REQUIRED IN PROSPECTUS

Item 1.  DESCRIPTION OF SECURITIES TO BE REGISTERED
 
Item Number and Caption
  
Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
       
(1)
Name and address of Depositary
  
Introductory paragraph
       
(2)
Title of American Depositary Receipts and identity of deposited securities
  
Face of American Depositary Receipt, top center
       
Terms of Deposit:    
       
(i) 
Amount of deposited securities represented by one unit of American Depositary Shares
  
Face of American Depositary Receipt, upper right corner
       
(ii) 
Procedure for voting, if any, the deposited securities
  
Articles (12) and (14)
       
(iii) 
Collection and distribution of dividends
  
Article (13)
       
(iv) 
Transmission of notices, reports and proxy soliciting material
  
Articles (11) and (12)
       
(v) 
Sale or exercise of rights
  
Articles (13) and (14)
       
(vi) 
Deposit or sale of securities resulting from dividends, splits or plans of reorganization
  
Articles (13) and (16)
       
(vii) 
Amendment, extension or termination of the Deposit Agreement
  
Articles (18) and (19)
       
(viii)  
Rights of holders of receipts to inspect the transfer books of the Depositary and the list of Holders of receipts
  
Article (3)
       
(ix) 
Restrictions upon the right to deposit or withdraw the underlying securities
  
Articles (1), (2), (4), (6), (15), (16) and (17)
       
(x) Limitation upon the liability of the Depositary   Introductory paragraph and Articles (1), (2), (4), (7), (16) and (17)
       
(3) Fees and Charges  
Article (20)
       
Item 2.  AVAILABLE INFORMATION
    
       
Item Number and Caption
  
Location in Form of American Depositary  
Receipt Filed Herewith as Prospectus
     
(a)           Statement that as of the date of the  establishment of the program for issuance of Receipts by the Depositary, the Depositary had a good faith belief (after limited investigation), that the issuer of the Deposited Securities publishes information in English required to maintain the exemption from registration under Rule 12g3-2(b) under the Securities Exchange Act of 1934 on its Internet Web site (with the location of such Internet Web site) or through an electronic information delivery system generally available to the public in its primary trading market
  
Article (9)
 
 
I-1
 
 
Prospectus

THIS PAGE AND THE FORM OF AMERICAN DEPOSITARY RECEIPT ATTACHED HERETO AS EXHIBIT (A) CONSTITUTE THE PROSPECTUS RELATING TO SUCH AMERICAN DEPOSITARY RECEIPTS, IN ACCORDANCE WITH GENERAL INSTRUCTION III.B OF FORM F-6 OF THE SECURITIES AND EXCHANGE COMMISSION
 
 
I-2
 
 
PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item 3.  EXHIBITS

(a)           Copy of Agreement - The Agreement between Deutsche Bank Trust Company Americas, as depositary (the "Depositary"), and all holders from time to time of American Depositary Receipts evidencing American Depositary Shares registered hereunder is contained in the form of the American Depositary Receipt itself, constituting the Prospectus filed as a part of this Registration Statement.

(b)           Any other agreement, to which the Depositary is a party, relating to the issuance of the Depositary Shares registered hereby or custody of the deposited securities represented thereby. - None.

(c)           Any material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. - None.

(d)           Opinion of counsel to the Depositary as to the legality of the securities to be registered.  Previously filed.

(e)           Certification under Rule 466.

Item 4.  UNDERTAKINGS

(a)  The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.

(b)  If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request.  The Depositary undertakes to notify each registered holder of a Receipt thirty days before any change in the fee schedule.
 
 
II-1
 
 
SIGNATURE

Pursuant to the requirements of the Securities Act of 1933, as amended, Deutsche Bank Trust Company Americas, on behalf of the legal entity created by the agreement for the issuance of American Depositary Shares, certifies that it has reasonable grounds to believe that all of the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 28, 2014 .
   
 
Legal entity created by the agreement for the issuance of American Depositary Receipts evidencing American Depositary Shares for shares of the foreign private issuer whose name is set forth on the facing page of this Registration Statement on Form F-6
  
       
 
By:  
 
DEUTSCHE BANK TRUST COMPANY
AMERICAS, Depositary
  
       
 
By: 
 /s/ James Kelly  
 
Name:  
James Kelly
  
 
Title:
Vice President
  
       
 
 
By:  
 /s/ Chris Konopelko  
 
Name:  
Chris Konopelko
  
 
Title:
Director
 
       
 
 
II-2
 
 
INDEX TO EXHIBITS
 
Exhibit
Number                                                                                    
   
(a)
Form of ADR
   
(e)
Rule 466 Certification
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘F-6 POS’ Filing    Date    Other Filings
Filed on / Effective on:5/28/14None on these Dates
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Filing Submission 0001193805-14-001105   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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