SEC Info - LPL Financial Holdings Inc. - ‘8-K’ for 11/12/19

SEC Info℠

Home

Help

Please Sign In

LPL Financial Holdings Inc. – ‘8-K’ for 11/12/19

On: Tuesday, 11/12/19, at 4:58pm ET · For: 11/12/19 · Accession #: 1193125-19-290082 · File #: 1-34963

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/12/19  LPL Financial Holdings Inc.       8-K:1,2,7,911/12/19   13:3M                                     Donnelley … Solutions/FA

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     35K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    743K 
 3: EX-10.1     Material Contract                                   HTML   1.16M 
 4: EX-99.1     Miscellaneous Exhibit                               HTML     23K 
13: R1          Document and Entity Information                     HTML     47K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
12: XML         XBRL Instance -- d828451d8k_htm                      XML     13K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.LAB  XBRL Labels -- lpla-20191112_lab                     XML     53K 
 7: EX-101.PRE  XBRL Presentations -- lpla-20191112_pre              XML     34K 
 5: EX-101.SCH  XBRL Schema -- lpla-20191112                         XSD     13K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
 8: ZIP         XBRL Zipped Folder -- 0001193125-19-290082-xbrl      Zip    372K

Filing Submission 0001193125-19-290082 – SGML Text

Original SGML Text submitted by:	Donnelley Financial Solutions/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 2.9M ↑Top ↓Bottom

<SUBMISSION>
<SECRELEASE-DATETIME>		20191112-165859	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20191112-165859	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20191112-165811	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001193125-19-290082
<TYPE>				8-K
<PUBLIC-DOCUMENT-COUNT>		16
<PERIOD>			20191112
<ITEMS>				1.01
<ITEMS>				2.03
<ITEMS>				7.01
<ITEMS>				9.01
<FILING-DATE>			20191112
<DATE-OF-FILING-DATE-CHANGE>	20191112

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		LPL Financial Holdings Inc.
<CIK>				0001397911
<ASSIGNED-SIC>			6200
<IRS-NUMBER>			203717839  ⇒ 20-3717839
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			8-K
<ACT>				34
<FILE-NUMBER>			001-34963
<FILM-NUMBER>			191210521
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			75 STATE STREET
<STREET2>			22ND FLOOR
<CITY>				BOSTON
<STATE>				MA
<ZIP>				02109
<PHONE>				617 423 3644
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			75 STATE STREET
<STREET2>			22ND FLOOR
<CITY>				BOSTON
<STATE>				MA
<ZIP>				02109
</MAIL-ADDRESS>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		LPL Investment Holdings Inc.
<DATE-CHANGED>			20070427
</FORMER-COMPANY>
</FILER>

<DOCUMENT>
<TYPE>		8-K
<SEQUENCE>	1
<FILENAME>	d828451d8k.htm
<DESCRIPTION>	8-K
<TEXT>
<XBRL>
<?xml version="1.0" encoding="utf-8" ?>
<html xmlns:dei="http://xbrl.sec.gov/dei/2019-01-31" xmlns:us-types="http://fasb.org/us-types/2019-01-31" xmlns:nonnum="http://www.xbrl.org/dtr/type/non-numeric" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:link="http://www.xbrl.org/2003/linkbase" xmlns:lpla="http://www.lpl.com/20191112" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:utr="http://www.xbrl.org/2009/utr" xmlns:iso4217="http://www.xbrl.org/2003/iso4217" xmlns:ix="http://www.xbrl.org/2013/inlineXBRL" xmlns:ixt="http://www.xbrl.org/inlineXBRL/transformation/2015-02-26" xmlns:ixt-sec="http://www.sec.gov/inlineXBRL/transformation/2015-08-31" xmlns:sic="http://xbrl.sec.gov/sic/2011-01-31" xmlns:xbrli="http://www.xbrl.org/2003/instance" xmlns:xbrldi="http://xbrl.org/2006/xbrldi" xmlns="http://www.w3.org/1999/xhtml">
       Show <XBRL>: 184 lines (widest: 5,020 characters) - 35K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.1
<SEQUENCE>	2
<FILENAME>	d828451dex41.htm
<DESCRIPTION>	EX-4.1
<TEXT>
<HTML>
       Show <HTML>: 6,781 lines (widest: 253 characters) - 866K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-10.1
<SEQUENCE>	3
<FILENAME>	d828451dex101.htm
<DESCRIPTION>	EX-10.1
<TEXT>
<HTML>
       Show <HTML>: 13,288 lines (widest: 260 characters) - 1.4M bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-99.1
<SEQUENCE>	4
<FILENAME>	d828451dex991.htm
<DESCRIPTION>	EX-99.1
<TEXT>
<HTML>
       Show <HTML>: 249 lines (widest: 249 characters) - 20K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-101.SCH
<SEQUENCE>	5
<FILENAME>	lpla-20191112.xsd
<DESCRIPTION>	XBRL TAXONOMY EXTENSION SCHEMA
<TEXT>
<XBRL>
<?xml version="1.0" encoding="us-ascii"?>
       Show <XBRL>: 43 lines (widest: 251 characters) - 3K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-101.LAB
<SEQUENCE>	6
<FILENAME>	lpla-20191112_lab.xml
<DESCRIPTION>	XBRL TAXONOMY EXTENSION LABEL LINKBASE
<TEXT>
<XBRL>
<?xml version="1.0" encoding="us-ascii" standalone="yes"?>
       Show <XBRL>: 107 lines (widest: 219 characters) - 17K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-101.PRE
<SEQUENCE>	7
<FILENAME>	lpla-20191112_pre.xml
<DESCRIPTION>	XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE
<TEXT>
<XBRL>
<?xml version="1.0" encoding="us-ascii" standalone="yes"?>
       Show <XBRL>: 62 lines (widest: 290 characters) - 11K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		GRAPHIC
<SEQUENCE>	8  ⇐ Not a Document/Exhibit
<FILENAME>	g828451g1112111500176.jpg
<DESCRIPTION>	GRAPHIC
<TEXT>
       Show <TEXT>: 55 lines (Unix-to-Unix encoding) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		ZIP
<SEQUENCE>	9  ⇐ Document/Exhibit 8
<FILENAME>	0001193125-19-290082-xbrl.zip
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
       Show <TEXT>: 8,450 lines (Unix-to-Unix encoding) - 512K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EXCEL
<SEQUENCE>	10  ⇐ Document/Exhibit 9
<FILENAME>	Financial_Report.xlsx
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
       Show <TEXT>: 132 lines (Unix-to-Unix encoding) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		XML
<SEQUENCE>	11  ⇐ Not a Document/Exhibit
<FILENAME>	Show.js
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
       Show <TEXT>: 5 lines (widest: 296 characters) - 973 bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		XML
<SEQUENCE>	12  ⇐ Document/Exhibit 10
<FILENAME>	FilingSummary.xml
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
<XML>
<?xml version='1.0' encoding='utf-8'?>
       Show <XML>: 51 lines (widest: 98 characters) - 2K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		XML
<SEQUENCE>	13  ⇐ Not a Document/Exhibit
<FILENAME>	report.css
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
       Show <TEXT>: 182 lines (widest: 57 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		JSON
<SEQUENCE>	14  ⇐ Document/Exhibit 11
<FILENAME>	MetaLinks.json
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
       Show <TEXT>: 597 lines (widest: 355 characters) - 18K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		XML
<SEQUENCE>	16  ⇒ 15  ⇐ Document/Exhibit 12
<FILENAME>	d828451d8k_htm.xml
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
<XML>
<?xml version="1.0" encoding="utf-8"?>
       Show <XML>: 43 lines (widest: 137 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		XML
<SEQUENCE>	17  ⇒ 16  ⇐ Document/Exhibit 13
<FILENAME>	R1.htm
<DESCRIPTION>	IDEA: XBRL DOCUMENT
<TEXT>
<html>
       Show <HTML>: 804 lines (widest: 430 characters) - 38K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

↑Top

Filing Submission 0001193125-19-290082 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

LPL Financial Holdings Inc. – ‘8-K’ for 11/12/19

On: Tuesday, 11/12/19, at 4:58pm ET · For: 11/12/19 · Accession #: 1193125-19-290082 · File #: 1-34963

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents