JPMorgan Trust III, et al. – ‘N-1A/A’ on 9/30/14

On:  Tuesday, 9/30/14, at 1:48pm ET   ·   Private-to-Public:  Document/Exhibit ¶  –  Release Delayed   ·   Accession #:  1193125-14-358653   ·   File #s:  811-22915, 333-192502

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Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company   —   Form N-1A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-1A/A      Jpmorgan Trust Iii                                  HTML   2.19M 
43: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      5K 
 2: EX-99.(A)(2)  Declaration of Trust Dated November 13, 2013,     HTML    137K 
                Amended as of May 14, 2014.                                      
 3: EX-99.(A)(3)  Memorandum and Articles of Association of Jpm     HTML    153K 
                Mmac Holdings Ltd. Dated 1/ 7/14                                 
 4: EX-99.(B)   By-Laws as Amended and Restated August 20,2014      HTML     90K 
 5: EX-99.(D)(1)  Investment Advisory Agreement                     HTML     32K 
 6: EX-99.(D)(2)  Investment Advisory Agreement of Jpm Mmac         HTML     45K 
                Holdings Ltd. Dated [ ], 2014.                                   
 7: EX-99.(D)(3)  Form of Sub-Advisory Agreement Between Jpmaam     HTML     91K 
                and Sub-Adviser.                                                 
 8: EX-99.(D)(4)  Form of Sub-Advisory Agreement Between Jpmaam     HTML     91K 
                and the Sub-Adviser                                              
 9: EX-99.(E)(1)  Distribution Agreement, Dated February 19, 2005,  HTML    143K 
                Between the Trust and Jpmorgan                                   
10: EX-99.(E)(2)  Amendment to Distribution Agreement, Including    HTML     22K 
                Schedule A Dated 2/12/14                                         
11: EX-99.(E)(3)  Form of Amended Schedule B to Distribution        HTML     53K 
                Agreement, Amended as of 08/20/14                                
12: EX-99.(E)(4)  Form of Amended Schedule C to the Distribution    HTML     46K 
                Agreement, Amended as of 08/20/14                                
13: EX-99.(E)(5)  Form of Amended Schedule D to the Distribution    HTML     90K 
                Agreement, Amended as of 08/20/14                                
14: EX-99.(E)(6)  Form of Amended Schedule E to the Distribution    HTML     33K 
                Agreement, Amended as of 06/30/14                                
15: EX-99.(E)(7)  Form of Amended Schedule F to the Distribution    HTML     59K 
                Agreement, Amended as of 08/20/14                                
16: EX-99.(G)(1)  Global Custody and Fund Accounting Agreement,     HTML    237K 
                Dated April 3, 2014.                                             
17: EX-99.(G)(2)  Form of Domestic Custody Agreement and Global     HTML    197K 
                Rider Between Jpm Mmac Holdings                                  
18: EX-99.(H)(1)(A)  Administration Agreement, Dated February 19,   HTML     79K 
                2005 Between the Trust and Jpmorgan                              
19: EX-99.(H)(1)(B)  Form of Amendment to Administration            HTML     61K 
                Agreement, Including Schedule A and B                            
20: EX-99.(H)(1)(C)  Form of Amended Sched B to Administration      HTML     52K 
                Agreement (Amnded as of 08/20/14)                                
21: EX-99.(H)(2)(A)  Transfer Agency Agreement Between the Trust    HTML    173K 
                and Boston Financial Data Services                               
22: EX-99.(H)(2)(B)  Form of Amendment to Transfer Agency           HTML     20K 
                Agreement Between the Trust and Bfds                             
23: EX-99.(H)(2)(C)  Form of Amended Appendix A to the Transfer     HTML     32K 
                Agency Agreement, Dtd August 20, 2014                            
24: EX-99.(H)(3)(A)  Shareholder Servicing Agreement, Dated         HTML    157K 
                February 19, 2005, Between the Trust and                         
25: EX-99.(H)(3)(B)  Form of Amendment to Shareholder Servicing     HTML    193K 
                Agreement, Including Schedule A and B                            
26: EX-99.(H)(3)(C)  Form of Amended Sched B to Shareholder Svcing  HTML    226K 
                Agreement, (Amended as of 08/20/14                               
27: EX-99.(H)(4)  Form of Fee Waiver Agreement.                     HTML     20K 
28: EX-99.(I)   Opinion and Consent of Counsel.                     HTML     21K 
29: EX-99.(J)   Consent of Independent Registered Public            HTML     15K 
                Accounting Firm.                                                 
30: EX-99.(M)(1)  Combined Amended and Restated Distribution Plan,  HTML    145K 
                Including Schedule A and B                                       
31: EX-99.(M)(2)  Sched B, Amndd 08/20/14, to Combind Amndd &       HTML    149K 
                Restatd Distrib Plan,Amnded 02/12/14                             
32: EX-99.(N)(1)  Combined Amended and Restated Rule 18F-3          HTML    185K 
                Multi-Class Plan, Including Exhibits A                           
33: EX-99.(N)(2)  Exhibit B, Amended 08/28/14, to Combined &        HTML    111K 
                Restated Rule 18F-3, Multi-Class Plan                            
34: EX-99.(P)(1)  Codes of Ethics of the Trust (As Updated          HTML     44K 
                February 25, 2014)                                               
35: EX-99.(P)(2)  Code of Ethics of J.P. Morgan Asset Management,   HTML     97K 
                Inc., Including Jpmaam                                           
36: EX-99.(P)(3)  Code of Ethics of the Distributor (Formerly One   HTML     67K 
                Group Dealer Services, Inc.)                                     
37: EX-99.(P)(4)  Code of Ethics of Chilton Investment Company,     HTML    103K 
                LLC, Effective November 2012.                                    
38: EX-99.(P)(5)  Code of Ethics of Graham Capital Management,      HTML     64K 
                L.P., Effective July 2013.                                       
39: EX-99.(P)(6)  Code of Ethics of Ionic Capital Management LLC.   HTML    102K 
40: EX-99.(P)(7)  Code of Ethics of Owl Creek Asset Management,     HTML     89K 
                L.P., Effective July 2014.                                       
41: EX-99.(P)(8)  Code of Ethics of P. Schoenfeld Asset Management  HTML    134K 
                Lp, Dated August 2013.                                           
42: EX-99.(P)(9)  Code of Ethics of Peak6 Advisors LLC, Dated May   HTML    112K 
                14, 2014                                                         

        

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