SEC Info - Nuveen Fund Advisors, LLC, et al. - ‘40-APP’ on 2/27/15

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Nuveen Fund Advisors, LLC, et al. – ‘40-APP’ on 2/27/15

On: Friday, 2/27/15, at 3:14pm ET · Accession #: 1193125-15-69290 · File #s: 812-14428, -01, -02

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/27/15  Nuveen Fund Advisors, LLC         40-APP                 1:239K                                   RR Donnelley/FA
          Nuveen ETF Trust
          Nuveen Securities, LLC

Application for an Order other than those Reviewed by the Office of Insurance Products — Rule 0-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-APP      Exemption Application                               HTML    190K

Filing Submission 0001193125-15-069290 – SGML Text

Original SGML Text submitted by:	Donnelley Financial Solutions/FA (as Filing Agent)

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Nuveen Fund Advisors, LLC, et al. – ‘40-APP’ on 2/27/15

On: Friday, 2/27/15, at 3:14pm ET · Accession #: 1193125-15-69290 · File #s: 812-14428, -01, -02

Previous ‘40-APP’: ‘40-APP’ on 2/11/15 · Next: ‘40-APP/A’ on 5/22/15 · Latest: ‘40-APP’ on 12/6/23

Application for an Order other than those Reviewed by the Office of Insurance Products — Rule 0-2Filing Table of Contents

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Application for an Order other than those Reviewed by the Office of Insurance Products — Rule 0-2
Filing Table of Contents

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this page.