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Apollo Global Management, Inc. – ‘8-K’ for 1/20/20

On:  Thursday, 1/23/20, at 5:05pm ET   ·   For:  1/20/20   ·   Accession #:  1193125-20-13174   ·   File #:  1-35107

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/23/20  Apollo Global Management, Inc.    8-K:5       1/20/20   11:183K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

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‘8-K’   —   Current Report


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 iX: 
  8-K  
 i false  i 0001411494 0001411494 2020-01-20 2020-01-20 0001411494 us-gaap:CommonClassAMember 2020-01-20 2020-01-20 0001411494 us-gaap:SeriesAPreferredStockMember 2020-01-20 2020-01-20 0001411494 us-gaap:SeriesBPreferredStockMember 2020-01-20 2020-01-20

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported) January 23, 2020 ( i January 20, 2020)

 

 i Apollo Global Management, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware

 

 i 001-35107

 

 i 20-8880053

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 i 9 West 57th Street,  i 43rd Floor

 i New York,  i New York  i 10019 / 

(Address of principal executive offices) (Zip Code)

 i (212)  i 515-3200

(Registrant’s Telephone Number, Including Area Code)

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Class A Common Stock

 

 i APO

 

 i New York Stock Exchange

 i 6.375% Series A Preferred Stock

 

 i APO.PR A

 

 i New York Stock Exchange

 i 6.375% Series B Preferred Stock

 

 i APO.PR B

 

 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On January 20, 2020, Robert MacGoey resigned from his position as Chief Accounting Officer and Controller of Apollo Global Management, Inc. (the “Company”), effective on a date to be determined through discussions with the Company. Mr. MacGoey has agreed to assist the Company in the transition of his responsibilities and will remain as Chief Accounting Officer and Controller of the Company until the effective date of his resignation. Mr. MacGoey’s resignation is not a result of any disagreement with the Company’s independent auditors or any member of management on any matter of accounting principles or practices, financial statement disclosure or internal controls.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

APOLLO GLOBAL MANAGEMENT, INC.

             

Date: January 23, 2020

 

 

By:

 

/s/ John J. Suydam

 

 

 

John J. Suydam

 

 

 

Chief Legal Officer


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/23/20None on these Dates
For Period end:1/20/20
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