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Berkshire Hathaway Inc. – ‘8-K’ for 10/15/20

On:  Thursday, 10/15/20, at 12:49pm ET   ·   For:  10/15/20   ·   Accession #:  1193125-20-270050   ·   File #:  1-14905

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/15/20  Berkshire Hathaway Inc.           8-K:8,9    10/15/20   15:609K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     44K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    115K 
 3: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     53K 
 4: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     54K 
 5: EX-5.1      Opinion of Counsel re: Legality                     HTML     14K 
11: R1          Document and Entity Information                     HTML     77K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- d83868d8k_htm                       XML     44K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 7: EX-101.DEF  XBRL Definitions -- brka-20201015_def                XML     51K 
 8: EX-101.LAB  XBRL Labels -- brka-20201015_lab                     XML     87K 
 9: EX-101.PRE  XBRL Presentations -- brka-20201015_pre              XML     54K 
 6: EX-101.SCH  XBRL Schema -- brka-20201015                         XSD     23K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               17±    26K 
15: ZIP         XBRL Zipped Folder -- 0001193125-20-270050-xbrl      Zip     67K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i BERKSHIRE HATHAWAY INC  i DE  i false  i 0001067983 0001067983 2020-10-15 2020-10-15 0001067983 brka:ClassACommonStockMember 2020-10-15 2020-10-15 0001067983 brka:ClassBCommonStockMember 2020-10-15 2020-10-15 0001067983 brka:M0.75SeniorNotesDue202310Member 2020-10-15 2020-10-15 0001067983 brka:M1.125SeniorNotesDue20271Member 2020-10-15 2020-10-15 0001067983 brka:M1.625SeniorNotesDue20352Member 2020-10-15 2020-10-15 0001067983 brka:M1.300SeniorNotesDue20243Member 2020-10-15 2020-10-15 0001067983 brka:M2.150SeniorNotesDue20284Member 2020-10-15 2020-10-15 0001067983 brka:M0.250SeniorNotesDue20215Member 2020-10-15 2020-10-15 0001067983 brka:M0.625SeniorNotesDue20236Member 2020-10-15 2020-10-15 0001067983 brka:M2.375SeniorNotesDue20397Member 2020-10-15 2020-10-15 0001067983 brka:M2.625SeniorNotesDue20598Member 2020-10-15 2020-10-15 0001067983 brka:M0.000SeniorNotesDue20259Member 2020-10-15 2020-10-15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15 (D)

OF THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)  i October 15, 2020

 

 

BERKSHIRE HATHAWAY INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

 

 

DELAWARE    i 001-14905    i 47-0813844

(STATE OR OTHER JURISDICTION

OF INCORPORATION)

 

(COMMISSION

FILE NUMBER)

 

(I.R.S. EMPLOYER

IDENTIFICATION NO.)

 

 i 3555 Farnam Street

 i Omaha,  i Nebraska

   i 68131
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)   (ZIP CODE)

 i (402)  i 346-1400

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbols

 

Name of each exchange

on which registered

 i Class A Common Stock    i BRK.A    i New York Stock Exchange
 i Class B Common Stock    i BRK.B    i New York Stock Exchange
 i 0.75% Senior Notes due 2023    i BRK23    i New York Stock Exchange
 i 1.125% Senior Notes due 2027    i BRK27    i New York Stock Exchange
 i 1.625% Senior Notes due 2035    i BRK35    i New York Stock Exchange
 i 1.300% Senior Notes due 2024    i BRK24    i New York Stock Exchange
 i 2.150% Senior Notes due 2028    i BRK28    i New York Stock Exchange
 i 0.250% Senior Notes due 2021    i BRK21    i New York Stock Exchange
 i 0.625% Senior Notes due 2023    i BRK23A    i New York Stock Exchange
 i 2.375% Senior Notes due 2039    i BRK39    i New York Stock Exchange
 i 2.625% Senior Notes due 2059    i BRK59    i New York Stock Exchange
 i 0.000% Senior Notes due 2025    i BRK25    i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 8.01

Other Events.

On October 15, 2020, Berkshire Hathaway Finance Corporation (“BHFC”) issued $750,000,000 aggregate principal amount of its 1.450% Senior Notes due 2030 (the “2030 Notes”) and $1,750,000,000 aggregate principal amount of its 2.850% Senior Notes due 2050 (the “2050 Notes” and together with the 2030 Notes, the “Notes”) under the Registration Statement. The Notes, which are fully and unconditionally guaranteed by Berkshire Hathaway Inc. (“Berkshire”), were sold pursuant to an underwriting agreement entered into on October 5, 2020, by and between (a) BHFC and Berkshire and (b) BofA Securities, Inc. and J.P. Morgan Securities LLC.

The Notes were issued under an Indenture, dated as of January 26, 2016, by and among Berkshire, BHFC and The Bank of New York Mellon Trust Company, N.A. (the Indenture) and (i) an officers’ certificate dated as of October 15, 2020 by Berkshire with respect to the 2030 Notes (the “2030 Notes Officers’ Certificate”) and (ii) an officers’ certificate dated as of October 15, 2020 by BHFC with respect to the 2050 Notes (the “2050 Notes Officers’ Certificate” and, together with the 2030 Notes Officers’ Certificate, the “Officers’ Certificates”).

The relevant terms of the Notes and the Indenture are further described under the caption “Description of the Notes and Guarantees” in the prospectus supplement relating to the Notes, dated October 5, 2020, filed with the Commission by Berkshire and BHFC on October 7, 2020, pursuant to Rule 424(b)(5) under the Securities Act and in the section entitled “Description of the Debt Securities” in the base prospectus relating to debt securities of BHFC, dated January 28, 2019, included in the Registration Statement, which descriptions are incorporated herein by reference.

A copy of the Indenture is set forth in Exhibit 4.1 of the Registration Statement and is incorporated herein by reference. A copy of the 2030 Notes Officers’ Certificate is attached hereto as Exhibit 4.2 and is incorporated herein by reference. A copy of the 2050 Notes Officers’ Certificate is attached hereto as Exhibit 4.3 and is incorporated herein by reference. The descriptions of the Indenture, the Officers’ Certificates and the Notes in this report are summaries and are qualified in their entirety by the terms of the Indenture, the Officers’ Certificates and the Notes, respectively.

 

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits

 

  1.1    Underwriting Agreement, dated October 5, 2020, by and between (a) Berkshire Hathaway Finance Corporation and Berkshire Hathaway Inc. and (b) BofA Securities, Inc. and J.P. Morgan Securities LLC.
  4.1    Indenture, dated as of January 26, 2016, by and among Berkshire Hathaway Inc., Berkshire Hathaway Finance Corporation and The Bank of New York Mellon Trust Company, N.A., (incorporated by reference to Exhibit 4.1 of Berkshire Hathaway Inc. and Berkshire Hathaway Finance Corporation’s Registration Statement on Form S-3 (Registration Nos. 333-229396 and 333-229396-01) filed with the Commission on January 28, 2019).
  4.2    Officers’ Certificate of Berkshire Hathaway Finance Corporation, dated as of October 15, 2020, including the form of Berkshire Hathaway Finance Corporation’s 1.450% Senior Notes due 2030.
  4.3    Officers’ Certificate of Berkshire Hathaway Finance Corporation, dated as of October 15, 2020, including the form of Berkshire Hathaway Finance Corporation’s 2.850% Senior Notes due 2050.
  5.1    Opinion of Munger, Tolles & Olson LLP, dated October 15, 2020, with respect to the Notes.
23.1    Consent of Munger, Tolles & Olson LLP with respect to the Notes (included in Exhibit 5.1).
 104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

October 15, 2020       BERKSHIRE HATHAWAY INC.
     

/s/ Marc D. Hamburg

      By: Marc D. Hamburg
      Senior Vice President and Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:10/15/20
10/7/20424B5
10/5/20424B5,  FWP
1/28/19S-3ASR
1/26/165,  S-3ASR
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/07/21  Berkshire Hathaway Finance Corp.  424B5                  1:278K                                   Donnelley … Solutions/FA
 1/07/21  Berkshire Hathaway Inc.           424B5                  1:323K                                   Donnelley … Solutions/FA
 1/05/21  Berkshire Hathaway Finance Corp.  424B5                  1:275K                                   Donnelley … Solutions/FA
 1/05/21  Berkshire Hathaway Inc.           424B5                  1:322K                                   Donnelley … Solutions/FA


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/26/16  Berkshire Hathaway Inc.           S-3ASR      1/26/16    6:764K                                   Donnelley … Solutions/FA
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