SEC Info - 1290 Funds, et al. - ‘485BPOS’ on 3/19/20

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1290 Funds, et al. – ‘485BPOS’ on 3/19/20

On: Thursday, 3/19/20, at 12:44pm ET · Effective: 3/19/20 · Accession #: 1193125-20-78614 · File #s: 811-22959, 333-195390

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/20  1290 Funds                        485BPOS     3/19/20   47:16M                                    Donnelley … Solutions/FA
          → 1290 Avantis U.S. Large Cap Growth Fund ⇒ Class A (TNRAX) — Class I (TNXIX) — Class R (TNXRX) — Class T (TNRCX)
          → 1290 Convertible Securities Fund ⇒ Class A (TNFAX) — Class I (TNFIX) — Class R (TNFRX) — Class T (TNFCX)
          → 1290 Diversified Bond Fund ⇒ Class A (TNUAX) — Class I (TNUIX) — Class R (TNURX) — Class T (TNUCX)
          → 1290 GAMCO Small/Mid Cap Value Fund ⇒ Class A (TNVAX) — Class I (TNVIX) — Class R (TNVRX) — Class T (TNVCX)
          → 1290 Global Talents Fund ⇒ Class A (TNYAX) — Class I (TNYFX) — Class R (TNTRX) — Class T (TNYCX)
          → 1290 High Yield Bond Fund ⇒ Class A (TNHAX) — Class I (TNHIX) — Class R (TNHRX) — Class T (TNHCX)
          → 1290 Loomis Sayles Multi-Asset Income Fund ⇒ Class A (TNXAX) — Class I (TNVDX) — Class R (TNYRX) — Class T (TNXCX)
          → 1290 Low Volatility Global Equity Fund ⇒ Class A (TNZAX) — Class I (TNZIX) — Class R (TNZRX) — Class T (TNZCX)
          → 1290 Multi-Alternative Strategies Fund ⇒ Class A (TNMAX) — Class I (TNMIX) — Class R (TNMRX) — Class T (TNMCX)
          → 1290 Retirement 2020 Fund ⇒ Class A (TNIAX) — Class I (TNIIX) — Class R (TNIRX) — Class T (TNICX)
          → 1290 Retirement 2025 Fund ⇒ Class A (TNJAX) — Class I (TNJIX) — Class R (TNJRX) — Class T (TNJCX)
          → 1290 Retirement 2030 Fund ⇒ Class A (TNKAX) — Class I (TNKIX) — Class R (TNKRX) — Class T (TNKCX)
          → 1290 Retirement 2035 Fund ⇒ Class A (TNLAX) — Class I (TNLIX) — Class R (TNLRX) — Class T (TNLCX)
          → 1290 Retirement 2040 Fund ⇒ Class A (TNNAX) — Class I (TNNIX) — Class R (TNNRX) — Class T (TNNCX)
          → 1290 Retirement 2045 Fund ⇒ Class A (TNOAX) — Class I (TNOIX) — Class R (TNORX) — Class T (TNOCX)
          → 1290 Retirement 2050 Fund ⇒ Class A (TNPAX) — Class I (TNWIX) — Class R (TNPRX) — Class T (TNWBX)
          → 1290 Retirement 2055 Fund ⇒ Class A (TNQAX) — Class I (TNQIX) — Class R (TNQRX) — Class T (TNQCX)
          → 1290 SmartBeta Equity Fund ⇒ Class A (TNBAX) — Class I (TNBIX) — Class R (TNBRX) — Class T (TNBCX)

Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML     36K 
                Registration                                                     
43: R1          Document and Entity Information                     HTML     33K 
14: R2          Risk/Return Summary- 1290 Convertible Securities    HTML    141K 
                Fund                                                             
44: R9          Risk/Return Detail Data- 1290 Convertible           HTML    249K 
                Securities Fund                                                  
26: R10         Risk/Return Summary- 1290 Diversified Bond Fund     HTML    158K 
41: R17         Risk/Return Detail Data- 1290 Diversified Bond      HTML    263K 
                Fund                                                             
27: R18         Risk/Return Summary- 1290 DoubleLine Dynamic        HTML    170K 
                Allocation Fund                                                  
42: R25         Risk/Return Detail Data- 1290 DoubleLine Dynamic    HTML    283K 
                Allocation Fund                                                  
15: R26         Risk/Return Summary- 1290 GAMCO Small/Mid Cap       HTML    133K 
                Value Fund                                                       
28: R33         Risk/Return Detail Data- 1290 GAMCO Small/Mid Cap   HTML    242K 
                Value Fund                                                       
40: R34         Risk/Return Summary- 1290 Global Talents Fund       HTML    134K 
32: R41         Risk/Return Detail Data- 1290 Global Talents Fund   HTML    239K 
12: R42         Risk/Return Summary- 1290 High Yield Bond Fund      HTML    143K 
33: R49         Risk/Return Detail Data- 1290 High Yield Bond Fund  HTML    254K 
36: R50         Risk/Return Summary- 1290 Low Volatility Global     HTML    137K 
                Equity Fund                                                      
 8: R57         Risk/Return Detail Data- 1290 Low Volatility        HTML    249K 
                Global Equity Fund                                               
35: R58         Risk/Return Summary- 1290 Multi-Alternative         HTML    157K 
                Strategies Fund                                                  
13: R65         Risk/Return Detail Data- 1290 Multi-Alternative     HTML    266K 
                Strategies Fund                                                  
31: R66         Risk/Return Summary- 1290 SmartBeta Equity Fund     HTML    137K 
34: R73         Risk/Return Detail Data- 1290 SmartBeta Equity      HTML    245K 
                Fund                                                             
 9: R74         Risk/Return Summary- 1290 Retirement 2020 Fund      HTML    150K 
24: R81         Risk/Return Detail Data- 1290 Retirement 2020 Fund  HTML    257K 
37: R82         Risk/Return Summary- 1290 Retirement 2025 Fund      HTML    150K 
23: R89         Risk/Return Detail Data- 1290 Retirement 2025 Fund  HTML    257K 
19: R90         Risk/Return Summary- 1290 Retirement 2030 Fund      HTML    152K 
45: R97         Risk/Return Detail Data- 1290 Retirement 2030 Fund  HTML    260K 
20: R98         Risk/Return Summary- 1290 Retirement 2035 Fund      HTML    153K 
46: R105        Risk/Return Detail Data- 1290 Retirement 2035 Fund  HTML    261K 
18: R106        Risk/Return Summary- 1290 Retirement 2040 Fund      HTML    155K 
25: R113        Risk/Return Detail Data- 1290 Retirement 2040 Fund  HTML    262K 
38: R114        Risk/Return Summary- 1290 Retirement 2045 Fund      HTML    155K 
16: R121        Risk/Return Detail Data- 1290 Retirement 2045 Fund  HTML    262K 
47: R122        Risk/Return Summary- 1290 Retirement 2050 Fund      HTML    156K 
17: R129        Risk/Return Detail Data- 1290 Retirement 2050 Fund  HTML    263K 
22: R130        Risk/Return Summary- 1290 Retirement 2055 Fund      HTML    156K 
39: R137        Risk/Return Detail Data- 1290 Retirement 2055 Fund  HTML    264K 
21: R138        Risk/Return Summary- 1290 Retirement 2060 Fund      HTML    157K 
10: R145        Risk/Return Detail Data- 1290 Retirement 2060 Fund  HTML    265K 
30: R146        Risk/Return Detail Data                             HTML     21K 
29: XML         IDEA XML File -- Filing Summary                      XML     91K 
 2: EX-101.INS  XBRL Instance -- atf-20200226                        XML   2.20M 
 4: EX-101.CAL  XBRL Calculations -- atf-20200226_cal                XML     25K 
 5: EX-101.DEF  XBRL Definitions -- atf-20200226_def                 XML   9.44M 
 6: EX-101.LAB  XBRL Labels -- atf-20200226_lab                      XML    841K 
 7: EX-101.PRE  XBRL Presentations -- atf-20200226_pre               XML   7.46M 
 3: EX-101.SCH  XBRL Schema -- atf-20200226                          XSD    281K 
11: ZIP         XBRL Zipped Folder -- 0001193125-20-078614-xbrl      Zip    817K

‘485BPOS’ — Post-Effective Amendment of a Form N-1 or N-1A Registration

This is an HTML Document rendered as filed. [ Alternative Formats ]

485BPOS

Registration Nos. 333-195390 and 811-22959

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 19, 2020

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT

UNDER

The Securities Act of 1933


		Pre-Effective Amendment No.		☐
		Post-Effective Amendment No. 46		☒

and/or

REGISTRATION STATEMENT

UNDER

The Investment Company Act of 1940


		Amendment No. 48		☒

(Check appropriate box or boxes)

1290 FUNDS

(Exact name of registrant as specified in charter)

1290 Avenue of the Americas

New York, New York 10104

(Address of principal executive offices)

Registrant’s Telephone Number, including area code: (212) 554-1234

William T. MacGregor, Esq.

Executive Vice President, General Counsel and Assistant Secretary

AXA Equitable Funds Management Group, LLC

1290 Avenue of the Americas

New York, New York 10104

(Name and address of agent for service)

Please send copies of all communications to:

Mark C. Amorosi, Esq.

K&L Gates LLP

1601 K Street N.W.

Washington, D.C. 20006

Approximate Date of Proposed Public Offering: Effective Date of this Post-Effective Amendment

Title of Securities Being Registered: Class A, Class T, Class I, and Class R Shares of Beneficial Interest

It is proposed that this filing will become effective:

☒	immediately upon filing pursuant to paragraph (b)

☐	on pursuant to paragraph (b)

☐	60 days after filing pursuant to paragraph (a)

☐	on pursuant to paragraph (a) of Rule 485

☐	75 days after filing pursuant to paragraph (a)

if appropriate, check the following box:

☐	This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 46 to its Registration Statement on Form N-1A (“Post-Effective Amendment”) meets all of the requirements for effectiveness under Rule 485(b) under the 1933 Act and that the Registrant has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and the State of New York on the 19th day of March 2020.


1290 FUNDS

By:		/s/ *Steven M. Joenk*
Name:		Steven M. Joenk
Title:		Trustee, President and
		Chief Executive Officer

Pursuant to the requirements of the 1933 Act, this Post-Effective Amendment has been signed below by the following persons in the capacities and on the dates indicated.


Signature	Title	Date

/s/ *Steven M. Joenk* Steven M. Joenk	Trustee, President and Chief Executive Officer	March 19, 2020

/s/ *Gary S. Schpero** Gary S. Schpero	Trustee	March 19, 2020

/s/ *Christopher P.A. Komisarjevsky** Christopher P.A. Komisarjevsky	Trustee	March 19, 2020

/s/ *Caroline L. Williams** Caroline L. Williams	Trustee	March 19, 2020

/s/ *Donald E. Foley** Donald E. Foley	Trustee	March 19, 2020

/s/ *H. Thomas McMeekin** H. Thomas McMeekin	Trustee	March 19, 2020

/s/ *Thomas W. Brock** Thomas W. Brock	Trustee	March 19, 2020

/s/ *Mark A. Barnard** Mark A. Barnard	Trustee	March 19, 2020

/s/ *Gloria D. Reeg** Gloria D. Reeg	Trustee	March 19, 2020

/s/ *Michael Clement** Michael Clement	Trustee	March 19, 2020

/s/ *Kathleen Stephansen** Kathleen Stephansen	Trustee	March 19, 2020

/s/ *Brian E. Walsh** Brian E. Walsh	Treasurer and Chief Financial Officer	March 19, 2020

*By: /s/ Steven M. Joenk

Steven M. Joenk

(Attorney-in-Fact)

EXHIBIT INDEX


Exhibit 101.INS		XBRL Instance Document

Exhibit 101.SCH		XBRL Taxonomy Extension Schema Document

Exhibit 101.CAL		XBRL Taxonomy Extension Calculation Linkbase

Exhibit 101.DEF		XBRL Taxonomy Extension Definition Linkbase

Exhibit 101.LAB		XBRL Taxonomy Extension Labels LinkBase

Exhibit 101.PRE		XBRL Taxonomy Extension Presentation Linkbase

Dates Referenced Herein and Documents Incorporated by Reference

This ‘485BPOS’ Filing	Date	Other Filings

Filed on / Effective on:	3/19/20	None on these Dates
		List all Filings

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Filing Submission 0001193125-20-078614 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)