SEC Info - JPMorgan Chase & Co. - ‘8-K’ for 2/22/21

i JPMORGAN CHASE & CO i false i 0000019617 0000019617 2021-02-22 2021-02-22 0000019617 us-gaap:CommonStockMember 2021-02-22 2021-02-22 0000019617 jpm:DepositarySharesEachRepresentingAOneFourHundredthInterestInAShareOf6.10NonCumulativePreferredStockSeriesAaMember 2021-02-22 2021-02-22 0000019617 jpm:DepositarySharesEachRepresentingAOneFourHundredthInterestInAShareOf6.15NonCumulativePreferredStockSeriesBb2Member 2021-02-22 2021-02-22 0000019617 jpm:DepositarySharesEachRepresentingAOneFourHundredthInterestInAShareOf5.75NonCumulativePreferredStockSeriesDdMember 2021-02-22 2021-02-22 0000019617 jpm:DepositarySharesEachRepresentingAOneFourHundredthInterestInAShareOf6.00NonCumulativePreferredStockSeriesEeMember 2021-02-22 2021-02-22 0000019617 jpm:DepositarySharesEachRepresentingAOneFourHundredthInterestInAShareOf4.75NonCumulativePreferredStockSeriesGg1Member 2021-02-22 2021-02-22 0000019617 jpm:AlerianMLPIndexETNsDueMay242024Member 2021-02-22 2021-02-22 0000019617 jpm:GuaranteeofCallableSteUpFixedRateNotesDueApril262028ofJPMorganChaseFinancialCompanyLLCMember 2021-02-22 2021-02-22

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported): i February 22, 2021

JPMorgan Chase & Co.

(Exact name of registrant as specified in its charter)


i Delaware	i 1-5805	i 13-2624428
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. employer identification no.)

i 383 Madison Avenue, i New York, i New York		i 10179

(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: i (212) i 270-6000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered

i Common stock	i JPM	i The New York Stock Exchange

i Depositary Shares, each representing a one-four hundredth interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA	i JPM PR G	i The New York Stock Exchange

i Depositary Shares, each representing a one-four hundredth interest in a share of 6.15% Non-Cumulative Preferred Stock, Series BB	i JPM PR H	i The New York Stock Exchange

i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD	i JPM PR D	i The New York Stock Exchange

i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE	i JPM PR C	i The New York Stock Exchange

i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG	i JPM PR J	i The New York Stock Exchange

i Alerian MLP Index ETNs due May 24, 2024	i AMJ	i NYSE Arca, Inc.

i Guarantee of Callable Step-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC	i JPM/28	i The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02(c)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 22, 2021, JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”) announced that, effective March 1, 2021, Elena Korablina, 47, has been appointed Corporate Controller (Principal Accounting Officer), replacing Nicole Giles, currently Corporate Controller of the Firm. Ms. Korablina has worked at JPMorgan Chase for 22 years. Most recently she served, since 2018, as Chief Financial Officer of J.P. Morgan Global Markets. Prior to 2018, Ms. Korablina held a number of senior finance positions at the Firm, including EMEA Chief Financial Officer and EMEA Regional Controller.

Nicole Giles has been appointed Chief Financial Officer of the Corporate & Investment Bank.

Item 9.01.

Financial Statements and Exhibits

(d) Exhibits


101		Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).

104		Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).


JPMORGAN CHASE & CO.
(Registrant)

By:		/s/ *Jordan A. Costa*
Name:		Jordan A. Costa
Title:		Managing Director

This ‘8-K’ Filing	Date	Other Filings

	4/26/28
	5/24/24
	3/1/21	3, 4, 424B2, 424B3, FWP
Filed on / For Period end:	2/22/21	424B2
		List all Filings

JPMorgan Chase & Co. – ‘8-K’ for 2/22/21

On: Monday, 2/22/21, at 4:43pm ET · For: 2/22/21 · Accession #: 1193125-21-50847 · File #: 1-05805

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