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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/14/22 Neptune Wellness Solutions Inc. 6-K 3/14/22 7:485K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 6-K Current, Quarterly or Annual Report by a Foreign HTML 12K
Issuer
2: EX-99.1 Miscellaneous Exhibit HTML 13K
3: EX-99.2 Miscellaneous Exhibit HTML 141K
4: EX-99.3 Miscellaneous Exhibit HTML 32K
5: EX-99.4 Miscellaneous Exhibit HTML 68K
6: EX-99.5 Miscellaneous Exhibit HTML 71K
7: EX-99.6 Miscellaneous Exhibit HTML 71K
| 6-K |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the month of: March 2022
Commission File Number: 001-33526
NEPTUNE WELLNESS SOLUTIONS INC.
(Translation of Registrant’s name into English)
545 Promenade du Centropolis
Suite 100
Laval, Québec
Canada H7T 0A3
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
This report on Form 6-K and exhibits 99.2 through 99.6 hereto are hereby incorporated by reference into the Registration Statements on Form F-3 (File No. 333-262411) of Neptune Wellness Solutions Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NEPTUNE WELLNESS SOLUTIONS INC. | ||||||
| Date: March 14, 2022 | By: | /s/ Randy Weaver | ||||
| Name: | Randy Weaver | |||||
| Title: | Interim Chief Financial Officer | |||||
| Exhibit |
Description of Exhibit | |
| 99.1 | Press Release dated March 14, 2022 | |
| 99.2 | Form of Securities Purchase Agreement | |
| 99.3 | Placement Agency Agreement | |
| 99.4 | Form of Pre-Funded Warrant | |
| 99.5 | Form of Series A Warrant | |
| 99.6 | Form of Series B Warrant | |
| This ‘6-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 3/14/22 | None on these Dates | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/15/23 Neptune Wellness Solutions Inc. S-1/A 8:1.9M Toppan Merrill/FA2 7/31/23 Neptune Wellness Solutions Inc. S-1 134:20M Toppan Merrill/FA2 5/09/23 Neptune Wellness Solutions Inc. S-1/A 227:35M Toppan Merrill/FA2 4/24/23 Neptune Wellness Solutions Inc. S-1 4/21/23 224:35M Toppan Merrill/FA2 6/22/22 Neptune Wellness Solutions Inc. 424B5 1:378K Donnelley … Solutions/FA |