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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/08/24 Stifel Financial Corp. 8-K:5,9 3/07/24 12:223K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 32K 2: EX-10.1 Material Contract HTML 22K 7: R1 Document and Entity Information HTML 58K 9: XML IDEA XML File -- Filing Summary XML 12K 12: XML XBRL Instance -- d808916d8k_htm XML 28K 8: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 4: EX-101.DEF XBRL Definitions -- sfb-20240307_def XML 43K 5: EX-101.LAB XBRL Labels -- sfb-20240307_lab XML 72K 6: EX-101.PRE XBRL Presentations -- sfb-20240307_pre XML 45K 3: EX-101.SCH XBRL Schema -- sfb-20240307 XSD 15K 10: JSON XBRL Instance as JSON Data -- MetaLinks 15± 23K 11: ZIP XBRL Zipped Folder -- 0001193125-24-063789-xbrl Zip 22K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM i 8-K
CURRENT REPORT
Pursuant To Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i March 7, 2024
STIFEL FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-09305 | i 43-1273600 | ||
| (State of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 501 N. Broadway, i St. Louis, i Missouri i 63102-2188
(Address of principal executive offices and zip code)
i (314) i 342-2000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class |
Trading Symbol(s) |
Name of Each Exchange on Which Registered | ||
| i Common Stock, $0.15 par value per share | i SF | i New York Stock Exchange | ||
| i Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B | i SF-PB | i New York Stock Exchange | ||
| i Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C | i SF-PC | i New York Stock Exchange | ||
| i Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D | i SF-PD | i New York Stock Exchange | ||
| i 5.20% Senior Notes due 2047 | i SFB | i New York Stock Exchange |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On March 7, 2024, the Compensation Committee of the Board of Directors approved a form of restricted cash award agreement under the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement), which is attached to this Current Report on Form 8-K as Exhibit 10.1 and is incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit Number |
Description | |
| 10.1 | Form of Restricted Cash Award Agreement | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| STIFEL FINANCIAL CORP. (Registrant) | ||||||
| Date: March 8, 2024 | By: | |||||
| Name: | James M. Marischen | |||||
| Title: | Chief Financial Officer | |||||
3
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/8/24 | None on these Dates | ||
| For Period end: | 3/7/24 | |||
| List all Filings | ||||