SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Walker Greg A – ‘4’ for 10/10/07 re: Alpha Natural Resources, Inc.

On:  Wednesday, 10/10/07, at 5:32pm ET   ·   For:  10/10/07   ·   As:  Officer   ·   Accession #:  1181431-7-61732   ·   File #:  1-32331

Previous ‘4’:  ‘4’ on 10/4/07 for 10/2/07   ·   Next:  ‘4’ on / for 2/26/08   ·   Latest:  ‘4’ on 7/18/23 for 7/16/23

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/10/07  Walker Greg A                     4          Officer     1:7K   Foundation Coal Holdings, Inc.    R R Donnelley … Filer/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Greg A. Walker - Form 4 -- rrd174814.xml/2.2        HTML      8K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Greg A. Walker – Form 4
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0202 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2007-10-10 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0001301063 </issuerCik>
<issuerName> Foundation Coal Holdings, Inc. </issuerName>
<issuerTradingSymbol> FCL </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001305727 </rptOwnerCik>
<rptOwnerName> Walker Greg A </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 999 CORPORATE BOULEVARD </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 300 </rptOwnerStreet2>
<rptOwnerCity> LINTHICUM HEIGHTS </rptOwnerCity>
<rptOwnerState> MD </rptOwnerState>
<rptOwnerZipCode> 21090 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 1 </isOfficer>
<isTenPercentOwner> 0 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle> SVP, GC and Secretary </officerTitle>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2007-10-10 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> M </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 10706 </value>
</transactionShares>
<transactionPricePerShare>
<value> 8.53 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 25606 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2007-10-10 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> S </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 10706 </value>
</transactionShares>
<transactionPricePerShare>
<value> 42.00 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 14900 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Non-Qualified Stock Option (right to buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 8.53 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2007-10-10 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> M </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 10706 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<footnoteId id="F2"/>
</exerciseDate>
<expirationDate>
<value> 2014-08-10 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 10706 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 122116 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2007. </footnote>
<footnote id="F2"> The 271,371 shares of common stock originally subject to this option will vest on August 10, 2012. However, each calendar year through December 31, 2008, and upon the achievement of certain annual performance targets, the options are subject to partial accelerated vesting. The Compensation Committee approved the vesting of ten percent of the options effective December 31, 2004. Additionally, the Compensation Committee approved the vesting of 30 percent of the options effective December 31, 2005, and 15 percent of the options effective December 31,2006. </footnote>
</footnotes>
<ownerSignature>
<signatureName> Greg A. Walker </signatureName>
<signatureDate> 2007-10-10 </signatureDate>
</ownerSignature>
</ownershipDocument>


Top
Filing Submission 0001181431-07-061732   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., May 2, 10:05:31.2am ET