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Adler James L Jr. – ‘4’ for 10/20/04 re: Lightpath Technologies Inc.

On:  Friday, 10/22/04, at 4:37pm ET   ·   For:  10/20/04   ·   As:  Director   ·   Accession #:  1181431-4-48510   ·   File #:  0-27548

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/22/04  Adler James L Jr.                 4          Director    1:8K   Lightpath Technologies Inc.       R R Donnelley … Filer/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Adler Form 4 - 102204 -- rrd55443.xml/2.2           HTML      9K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Adler Form 4 – 102204
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0202 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2004-10-20 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0000889971 </issuerCik>
<issuerName> LIGHTPATH TECHNOLOGIES INC </issuerName>
<issuerTradingSymbol> LPTH </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001051200 </rptOwnerCik>
<rptOwnerName> ADLER JAMES L JR </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 2603 CHALLENGER TECH CT </rptOwnerStreet1>
<rptOwnerStreet2> SUITE 100 </rptOwnerStreet2>
<rptOwnerCity> ORLANDO </rptOwnerCity>
<rptOwnerState> FL </rptOwnerState>
<rptOwnerZipCode> 32826 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 0 </isTenPercentOwner>
<isOther> 0 </isOther>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeHolding>
<securityTitle>
<value> Class A Common </value>
</securityTitle>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 4099 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeHolding>
<nonDerivativeHolding>
<securityTitle>
<value> Class A Common </value>
<footnoteId id="F1"/>
</securityTitle>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 912 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeHolding>
</nonDerivativeTable>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Restricted stock unit </value>
<footnoteId id="F4"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 0 </value>
<footnoteId id="F2"/>
</conversionOrExercisePrice>
<transactionDate>
<value> 2004-10-20 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 6000 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2004-10-20 </value>
<footnoteId id="F3"/>
</exerciseDate>
<expirationDate>
<value> 2014-10-20 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Class A Common </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 6000 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 6000 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
<derivativeTransaction>
<securityTitle>
<value> Restricted stock unit </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 0 </value>
<footnoteId id="F2"/>
</conversionOrExercisePrice>
<transactionDate>
<value> 2004-10-20 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 2850 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2005-10-20 </value>
<footnoteId id="F3"/>
</exerciseDate>
<expirationDate>
<value> 2014-10-20 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Class A Common </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 2850 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 2850 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
<derivativeTransaction>
<securityTitle>
<value> Restricted stock unit </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 0 </value>
<footnoteId id="F2"/>
</conversionOrExercisePrice>
<transactionDate>
<value> 2004-10-20 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 2850 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2006-10-20 </value>
<footnoteId id="F3"/>
</exerciseDate>
<expirationDate>
<value> 2014-10-20 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Class A Common </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 2850 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 2850 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> Restricted stock award vesting over 2 years </footnote>
<footnote id="F2"> Restricted stock units convert at a 1-to-1 ratio to Class A Common </footnote>
<footnote id="F3"> The reporting person shall be eligible to electively receive one share of Class A Common for each restricted stock unit at this date </footnote>
<footnote id="F4"> Granted as vested in lieu of grant foregone in prior year </footnote>
</footnotes>
<ownerSignature>
<signatureName> James L. Adler, Jr. </signatureName>
<signatureDate> 2004-10-22 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001181431-04-048510   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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