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Equity Stock Transfer, LLC – ‘TA-1/A’ on 3/3/15

On:  Tuesday, 3/3/15, at 5:49pm ET   ·   As of:  2/18/15   ·   Effective:  2/28/15   ·   Accession #:  1171520-15-177   ·   File #:  84-06453

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/18/15  Equity Stock Transfer, LLC        TA-1/A      2/28/15    1:7K                                     Elec Publishing Svcs Inc

Amendment to Application for Registration as a Transfer Agent   —   Form TA-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: TA-1/A      Amendment to Application for Registration as a      HTML      8K 
                          Transfer Agent -- primary_doc.xml/3.4


        

This ‘TA-1/A’ Document is an XML Data File that may be rendered in various formats:

  Form TA-1    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Amendment to Application for Registration by a Transfer Agent
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0304 </schemaVersion>
<submissionType> TA-1/A </submissionType>
<testOrLive> LIVE </testOrLive>
<formVersion> 3.2.0 </formVersion>
<filer>
<cik> 0001533120 </cik>
<fileNumber> 084-06453 </fileNumber>
</filer>
<regulatoryAgency> SEC </regulatoryAgency>
<registrant>
<entityName> Equity Stock Transfer, LLC </entityName>
<previousEntityName></previousEntityName>
<finsNumber> 347104 </finsNumber>
<principalOfficeAddress>
<street1> 237 W. 37th St. </street1>
<street2> Suite 601 </street2>
<city> New York </city>
<stateOrCountryCode> NY </stateOrCountryCode>
<stateOrCountry> NEW YORK </stateOrCountry>
<zipCode> 10018 </zipCode>
</principalOfficeAddress>
<differentMailingAddress> false </differentMailingAddress>
<telephoneNumber> 917-746-4597 </telephoneNumber>
<conductBusinessInOtherLocations> false </conductBusinessInOtherLocations>
<selfTransferAgent> false </selfTransferAgent>
<engagedServiceCompany> false </engagedServiceCompany>
<engagedAsServiceCompany> false </engagedAsServiceCompany>
<registrantType> Other </registrantType>
<registrantTypeDescription> Limited Liability Company </registrantTypeDescription>
<soleProprietorshipOtherData>
<entityName> Mohit Bhansali </entityName>
<relationshipStartDate> 2011-11-11 </relationshipStartDate>
<titleOrStatus> COO and CEO </titleOrStatus>
<authorityDescription> 50% owner as of 7/3/2014 </authorityDescription>
<relationshipEndDate></relationshipEndDate>
</soleProprietorshipOtherData>
<soleProprietorshipOtherData>
<entityName> AE Investments, LLC </entityName>
<relationshipStartDate> 2014-07-03 </relationshipStartDate>
<titleOrStatus> N/A </titleOrStatus>
<authorityDescription> 45% owner as of 1/1/2015 </authorityDescription>
<relationshipEndDate></relationshipEndDate>
</soleProprietorshipOtherData>
<soleProprietorshipOtherData>
<entityName> Nora Marckwordt </entityName>
<relationshipStartDate> 2015-01-01 </relationshipStartDate>
<titleOrStatus> Director of Operations </titleOrStatus>
<authorityDescription> 5% owner as of 1/1/2015 </authorityDescription>
<relationshipEndDate></relationshipEndDate>
</soleProprietorshipOtherData>
</registrant>
<otherControlManagement>
<otherEntity> true </otherEntity>
<otherControlManagementDetails>
<entityName> Applied Economics, LLC </entityName>
<agreementDescription> Sole member of AE Investments, LLC </agreementDescription>
</otherControlManagementDetails>
<otherControlManagementDetails>
<entityName> Michael Beeghley </entityName>
<agreementDescription> Managing Member of Applied Economics, LLC </agreementDescription>
</otherControlManagementDetails>
</otherControlManagement>
<otherControlFinance>
<otherEntity> true </otherEntity>
<otherControlFinanceDetails>
<entityName> CMBS Document Solutions LLC, Harvey Kesner, Manager </entityName>
<agreementDescription> Together with Paradox Capital Partners, LLC, is owed and has provided working capital in excess of $100,000. </agreementDescription>
</otherControlFinanceDetails>
<otherControlFinanceDetails>
<entityName> Paradox Capital Partners, LLC, Harvey Kesner, Manager </entityName>
<agreementDescription> Together with CMBS Document Solutions LLC, is owed and has provided working capital in excess of $100,000. </agreementDescription>
</otherControlFinanceDetails>
</otherControlFinance>
<felonyOrMisdemeanor>
<involved> false </involved>
</felonyOrMisdemeanor>
<otherFelony>
<involved> false </involved>
</otherFelony>
<enjoinedInvestmentRelatedActivity>
<involved> false </involved>
</enjoinedInvestmentRelatedActivity>
<violationOfInvestmentRelatedRegulation>
<involved> false </involved>
</violationOfInvestmentRelatedRegulation>
<falseStatementOrOmission>
<involved> false </involved>
</falseStatementOrOmission>
<violationOfRegulations>
<involved> false </involved>
</violationOfRegulations>
<authorizationDeniedOrSuspended>
<involved> false </involved>
</authorizationDeniedOrSuspended>
<registrationDeniedOrSuspended>
<involved> false </involved>
</registrationDeniedOrSuspended>
<federalOrStateRegulatoryAgency>
<fsrFalseStatementOrOmission>
<involved> false </involved>
</fsrFalseStatementOrOmission>
<fsrViolationOfInvestmentRelatedRegulation>
<involved> false </involved>
</fsrViolationOfInvestmentRelatedRegulation>
<fsrAuthorizationDeniedOrSuspended>
<involved> false </involved>
</fsrAuthorizationDeniedOrSuspended>
<fsrFoundOrderAgainstApplicant>
<involved> false </involved>
</fsrFoundOrderAgainstApplicant>
<fsrRegistrationDeniedOrSuspended>
<involved> false </involved>
</fsrRegistrationDeniedOrSuspended>
<fsrRevokedSuspendedLicense>
<involved> false </involved>
</fsrRevokedSuspendedLicense>
</federalOrStateRegulatoryAgency>
<selfRegulatoryAgency>
<sraFalseStatementOrOmission>
<involved> false </involved>
</sraFalseStatementOrOmission>
<sraViolationOfRules>
<involved> false </involved>
</sraViolationOfRules>
<sraAuthorizationDeniedOrSuspended>
<involved> false </involved>
</sraAuthorizationDeniedOrSuspended>
<sraRevokedSuspendedLicense>
<involved> false </involved>
</sraRevokedSuspendedLicense>
</selfRegulatoryAgency>
<foreignAgency>
<involved> false </involved>
</foreignAgency>
<subjectOfProceedings>
<involved> false </involved>
</subjectOfProceedings>
<revokedBond>
<involved> false </involved>
</revokedBond>
<unsatisfiedJudgementsOrLiens>
<involved> false </involved>
</unsatisfiedJudgementsOrLiens>
<signatureData>
<signatureName> Mohit Bhansali </signatureName>
<signatureTitle> COO and CEO </signatureTitle>
<signaturePhoneNumber> 917-746-4597 </signaturePhoneNumber>
<signatureDate> 2015-02-17 </signatureDate>
</signatureData>
</edgarSubmission>


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Filing Submission 0001171520-15-000177   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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