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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/14/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1600438 |
| Issuer Name: GMS Inc. |
| Issuer Trading Symbol: GMS |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1383276 |
| | Owner Name: Bell William Forrest |
| Reporting Owner Address: |
| | Owner Street 1: GMS INC. |
| | Owner Street 2: 100 CRESCENT CENTRE PARKWAY, SUITE 800 |
| | Owner City: TUCKER |
| | Owner State: GA |
| | Owner ZIP Code: 30084 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Accounting Officer |
| | Other Text: |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 9/14/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,702 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,702 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,702 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 23.50 |
| | Transaction Date: |
| | | Value: 9/14/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 3,442 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Value: 9/14/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 3,442 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 3,442 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. |
| Footnote - F2: Subject to the reporting person's continued service with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of September 14, 2021, September 14, 2022 and September 14, 2023 and will be settled, with respect to vested Restricted Stock Units, in shares of the issuer's common stock no later than 30 days after each applicable vesting date. |
| Footnote - F3: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these options are scheduled to vest in equal installments on each of September 14, 2021, September 14, 2022 and September 14, 2023. |
| Owner Signature: |
| Signature Name: /s/ Craig D. Apolinsky, Attorney-in-Fact for William Forrest Bell |
| Signature Date: 9/16/20 |
