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Udvar-Hazy Steven F – ‘4’ for 3/12/20 re: Air Lease Corp.

On:  Friday, 3/13/20, at 4:37pm ET   ·   For:  3/12/20   ·   Accession #:  1179110-20-3641   ·   File #:  1-35121

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/20  Udvar-Hazy Steven F               4                      1:16K  Air Lease Corp.                   Section16 Direct/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- edgar.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/12/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1487712
Issuer Name:  AIR LEASE CORP
Issuer Trading Symbol:  AL
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1244781
Owner Name:  UDVAR-HAZY STEVEN F
Reporting Owner Address:
Owner Street 1:  AIR LEASE CORPORATION,
Owner Street 2:  2000 AVENUE OF THE STARS, SUITE 1000N
Owner City:  LOS ANGELES
Owner State:  CA
Owner ZIP Code:  90067
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Executive Chairman
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Transaction Date:
Value:  3/12/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,200
Footnote ID:  F1
Transaction Price Per Share:
Value:  20
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,289,648
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Transaction Date:
Value:  3/12/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  279
Transaction Price Per Share:
Value:  22.42
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,289,369
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  30,107
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F2
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,750
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F3
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,700
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F3
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,200
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F4
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation- Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  19,700
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F4
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,700
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F5
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F5
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation- Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  700
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F5
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  36,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F6
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  329,134
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F7
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  102,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F8
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,705,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F9
Non-Derivative Holding:
Security Title:
Value:  Air Lease Corporation - Class A Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,199,558
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See footnote
Footnote ID:  F10
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Employee Stock Options (Right to Buy)
Conversion or Exercise Price:
Value:  20
Transaction Date:
Value:  3/12/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,200
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  6/4/11
Footnote ID:  F11
Expiration Date:
Value:  6/4/20
Underlying Security:
Underlying Security Title:
Value:  Air Lease Corporation-Class A Common Stock
Underlying Security Shares:
Value:  5,200
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  85,101
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan for the purpose of estate planning.
Footnote - F2:  These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Footnote - F3:  These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Footnote - F4:  These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Footnote - F5:  These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Footnote - F6:  These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC.
Footnote - F7:  These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder.
Footnote - F8:  These shares are held by Ocean Equities, Inc. which is 100% owned by the Hazy Family Community Property Trust 5/28/85 of which the reporting person is the trustee and beneficial owner.
Footnote - F9:  These shares are held by the Hazy Family Community Property Trust 5/28/85, of which the reporting person is the trustee and beneficial owner.
Footnote - F10:  These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee.
Footnote - F11:  Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 4, 2011.
Owner Signature:
Signature Name:  Carol H. Forsyte, on behalf of Steven F. Udvar-Hazy, Executive Chairman of the Board of Directors (Power of Attorney On File)
Signature Date:  3/13/20


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