SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Nurkin John Webster – ‘4’ for 3/3/20 re: SPX Corp.

On:  Thursday, 3/5/20, at 4:17pm ET   ·   For:  3/3/20   ·   Accession #:  1179110-20-3155   ·   File #:  1-06948

Previous ‘4’:  ‘4’ on 3/4/20 for 3/2/20   ·   Next:  ‘4’ on 5/28/20 for 5/26/20   ·   Latest:  ‘4’ on 3/5/24 for 3/1/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/05/20  Nurkin John Webster               4                      1:12K  SPX Corp.                         Section16 Direct/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- edgar.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/3/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  88205
Issuer Name:  SPX CORP
Issuer Trading Symbol:  SPXC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1653219
Owner Name:  Nurkin John Webster
Reporting Owner Address:
Owner Street 1:  C/O SPX CORPORATION
Owner Street 2:  13320-A BALLANTYNE CORPORATE PLACE
Owner City:  CHARLOTTE
Owner State:  NC
Owner ZIP Code:  28277
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  VP, Gen. Counsel & Secretary
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/3/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  18,408
Transaction Price Per Share:
Value:  12.36
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  86,781
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/3/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F2
Transaction Amounts:
Transaction Shares:
Value:  18,408
Transaction Price Per Share:
Value:  44.29
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  68,373
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  21,636
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  401(k) Plan
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  12.36
Transaction Date:
Value:  3/3/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  18,408
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  10/13/18
Footnote ID:  F4
Expiration Date:
Value:  10/13/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  18,408
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  36,816
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  12.85
Exercise Date:
Value:  3/2/19
Footnote ID:  F5
Expiration Date:
Value:  3/2/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  31,028
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  31,028
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  27.40
Exercise Date:
Value:  3/1/20
Footnote ID:  F6
Expiration Date:
Value:  3/1/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  13,498
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13,498
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  32.69
Exercise Date:
Value:  2/22/21
Footnote ID:  F7
Expiration Date:
Value:  2/22/28
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  11,778
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,778
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  36.51
Exercise Date:
Value:  2/21/22
Footnote ID:  F8
Expiration Date:
Value:  2/21/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  11,189
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,189
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  50.09
Exercise Date:
Value:  2/20/23
Footnote ID:  F9
Expiration Date:
Value:  2/20/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  7,527
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,527
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1Includes unvested restricted stock units.
Footnote - F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.
Footnote - F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.38 to $45.93, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote - F4Vests as to 100% of the shares on the third anniversary of the grant date.
Footnote - F5Vests in three equal installments beginning on March 2, 2017
Footnote - F6Vests in three equal installments beginning on March 1, 2018.
Footnote - F7Vests in three equal installments beginning on February 22, 2019.
Footnote - F8Vests in three equal installments beginning on February 21, 2020.
Footnote - F9Vests in three equal installments beginning on February 20, 2021.
Owner Signature:
Signature Name:  /s/ John Webster Nurkin
Signature Date:  3/5/20


Top
Filing Submission 0001179110-20-003155   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., Apr. 30, 7:41:17.1pm ET