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Wyant Jill S – ‘4’ for 2/24/20 re: Ecolab Inc.

On:  Wednesday, 2/26/20, at 6:37pm ET   ·   For:  2/24/20   ·   Accession #:  1179110-20-2423   ·   File #:  1-09328

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/20  Wyant Jill S                      4                      1:27K  Ecolab Inc.                       Section16 Direct/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- edgar.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Wyant Jill S
(Last)(First)(Middle)
1 ECOLAB PLACE
(Street)
SAINT PAULMN55102
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
ECOLAB INC. [ ECL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
EVP & Pres - Global Regions
3. Date of Earliest Transaction (Month/Day/Year)
2/24/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 2/24/20 M 16,300A$71.5434,018D
Common Stock 2/24/20 M 17,220A$103.26551,238D
Common Stock 2/24/20 M 18,353A$107.68569,591D
Common Stock 2/24/20 M 11,788A$119.1281,379D
Common Stock 2/24/20 S 53,684D$203.784 (1)27,695D
Common Stock 2/24/20 S 18,922D$204.693 (2)8,773D
Common Stock 2/25/20 M 5,201A$119.1213,974D
Common Stock 2/25/20 S 5,201D$200.772 (3)8,773D
Common Stock 2/26/20 M 2,237A$119.1211,010D
Common Stock 2/26/20 M 21,847A$117.7332,857D
Common Stock 2/26/20 S 10,209D$194.541 (4)22,648D
Common Stock 2/26/20 S 11,870D$195.366 (5)10,778D
Common Stock 2/26/20 S 2,005D$196.039 (6)8,773D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy)$71.54 2/24/20 M 16,300 12/5/13 (7) 12/5/22Common Stock16,300$00D
Employee Stock Option (Right to Buy)$103.265 2/24/20 M 17,220 12/4/14 (7) 2/4/23Common Stock17,220$00D
Employee Stock Option (Right to Buy)$107.685 2/24/20 M 18,353 12/3/15 (7) 12/3/24Common Stock18,353$00D
Employee Stock Option (Right to Buy)$119.12 2/24/20 M 11,788 12/2/16 (7) 12/2/25Common Stock11,788$07,438D
Employee Stock Option (Right to Buy)$119.12 2/25/20 M 5,201 12/2/16 (7) 12/2/25Common Stock5,201$02,237D
Employee Stock Option (Right to Buy)$119.12 2/26/20 M 2,237 12/2/16 (7) 12/2/25Common Stock2,237$00D
Employee Stock Option (Right to Buy)$117.73 2/26/20 M 21,847 12/7/17 (7) 12/7/26Common Stock21,847$00D
Explanation of Responses:
(1)  This transaction was executed in multiple trades at prices ranging from $203.400 to $204.395, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(2)  This transaction was executed in multiple trades at prices ranging from $204.400 to $205.170, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(3)  This transaction was executed in multiple trades at prices ranging from $200.700 to $201.035, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(4)  This transaction was executed in multiple trades at prices ranging from $193.940 to $194.930, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(5)  This transaction was executed in multiple trades at prices ranging from $194.940 to $195.860, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(6)  This transaction was executed in multiple trades at prices ranging from $195.940 to $196.390, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(7)  The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Jill S. Wyant 2/26/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Codes:
    M    Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
    S    Open market or private sale of non-derivative or derivative security.

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Filing Submission 0001179110-20-002423   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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