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Swann John William III – ‘4’ for 2/24/20 re: SPX Corp.

On:  Wednesday, 2/26/20, at 4:17pm ET   ·   For:  2/24/20   ·   Accession #:  1179110-20-2366   ·   File #:  1-06948

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/20  Swann John William III            4                      1:10K  SPX Corp.                         Section16 Direct/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- edgar.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  2/24/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  88205
Issuer Name:  SPX CORP
Issuer Trading Symbol:  SPXC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1653288
Owner Name:  Swann John William III
Reporting Owner Address:
Owner Street 1:  C/O SPX CORPORATION
Owner Street 2:  13320-A BALLANTYNE CORPORATE PLACE
Owner City:  CHARLOTTE
Owner State:  NC
Owner ZIP Code:  28277
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Pres., Heating and Location &
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/24/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  638
Transaction Price Per Share:
Value:  50.30
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  73,001
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,995
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  401(k) Plan
Derivative Table:
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  12.36
Exercise Date:
Value:  10/13/18
Footnote ID:  F3
Expiration Date:
Value:  10/13/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  66,535
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  66,535
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  12.85
Exercise Date:
Value:  3/2/19
Footnote ID:  F4
Expiration Date:
Value:  3/2/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  31,776
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  31,776
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  27.40
Exercise Date:
Value:  3/1/20
Footnote ID:  F5
Expiration Date:
Value:  3/1/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  13,214
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13,214
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  32.69
Exercise Date:
Value:  2/22/21
Footnote ID:  F6
Expiration Date:
Value:  2/22/28
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  12,361
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,361
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  36.51
Exercise Date:
Value:  2/21/22
Footnote ID:  F7
Expiration Date:
Value:  2/21/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  13,556
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13,556
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Employee stock option to purchase common stock
Conversion or Exercise Price:
Value:  50.09
Exercise Date:
Value:  2/20/23
Footnote ID:  F8
Expiration Date:
Value:  2/20/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  10,552
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,552
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted under the SPX Corporation 2019 Stock Compensation Plan.
Footnote - F2:  Includes unvested restricted stock units.
Footnote - F3:  Vests as to 100% of the shares on the third anniversary of the grant date.
Footnote - F4:  Vests in three equal installments beginning on March 2, 2017.
Footnote - F5:  Vests in three equal installments beginning on March 1, 2018.
Footnote - F6:  Vests in three equal installments beginning on February 22, 2019.
Footnote - F7:  Vests in three equal installments beginning on February 21, 2020.
Footnote - F8:  Vests in three equal installments beginning on February 20, 2021.
Owner Signature:
Signature Name:  /s/ John Nurkin, Attorney in Fact for John William Swann, III
Signature Date:  2/26/20


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