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As Of Filer Filing For·On·As Docs:Size Issuer Agent 7/31/14 Philadelphia Inv Partners New… Fd N-PX 6/30/14 1:34K Mutual Sharehold… LLC/FA → Philadelphia Investment Partners New Generation Fund ⇒ PIPGX |
Document/Exhibit Description Pages Size 1: N-PX Proxy Voting Record Annual Report by a Management HTML 33K Investment Company
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22395
PHILADELPHIA INVESTMENT PARTNERS NEW GENERATION FUND
(Exact name of registrant as specified in charter)
1233 Haddonfield - Berlin Road, Suite #7
(Address of principal executive offices)
(Zip code)
Peter C. Zeuli
Philadelphia Investment Partners, LLC
1233 Haddonfield - Berlin Road, Suite #7
(Name and address of agent for service)
Registrant's telephone number, including area code: 856-210-6779
Date of fiscal year end: September 30
Date of reporting period: June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
Philadelphia Investment Partners New Generation Fund |
FREEPORT-MCMORAN COPPER & GOLD INC. |
Ticker Symbol:FCX | Cusip Number:35671D857 | |
Record Date: 6/10/2013 | Meeting Date: 7/16/2013 |
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt |
1 | Election of nominees | For | Issuer | For | With |
2 | Approval of conmpensation | For | Issuer | For | With |
3 | Approval of Ernst & Young as public accounting firm. | For | Issuer | For | With |
4 | Stockholder proposal re selection of candidate w/ environmental expertise. | For | Issuer | For | Against |
5 | proposal re chairman of the board of directors | For | Issuer | For | Against |
6 | propoasl re adoption by board of directors of a policy. | For | Issuer | For | Against |
7 | Porposal regarding of ylaws to permit stockholders holding 15% common stock to hold meeting. | For | Issuer | For | Against |
FREEPORT-MCMORAN COPPER & GOLD INC. |
Ticker Symbol:FCX | Cusip Number:3567D857 | |
Record Date: 6/10/2013 | Meeting Date: 7/16/2013 |
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt |
1 | Vote for election | For | Issuer | For | With |
2 | Compensation of named executive officers. | For | Issuer | For | With |
3 | Approval of Ernst & Young | For | Issuer | For | With |
4 | Proposal re selection of candidate with environmental expertise. | For | Issuer | For | Against |
5 | requirement that chariman be independent member of board of directors. | For | Issuer | For | Against |
6 | proposal re adoption by board of directors of a policy on board diversity. | For | Issuer | For | Against |
7 | permit stockholders holding 15% of common stock to call meeting | For | Issuer | For | Against |
MICROSOFT CORPORATION |
Ticker Symbol:MSFT | Cusip Number:594918104 | |
Record Date: 11/25/2013 | Meeting Date: 11/28/2013 |
Proposal # | Proposal | Vote | Author | MRV* | vs. Mgmt |
1 | Election of Directors: Steven A. Ballmer | For | Issuer | For | With |
10 | vote on executive compensation | For | Issuer | For | With |
11 | approval of employee stock purchase plan | For | Issuer | For | With |
12 | Approval of Deloitte & Touche as independent auditor | For | Issuer | For | With |
13 | Shareholder proposal - adopt cumulative voting | Against | Issuer | For | With |
2 | Dina Dublon | For | Issuer | For | With |
3 | William H. Gates | For | Issuer | For | With |
4 | Maria M. Klawe | For | Issuer | For | With |
5 | Stephen J. Luczo | For | Issuer | For | With |
6 | David F. Marquardt | For | Issuer | For | With |
7 | Charles H. Noski | For | Issuer | For | With |
8 | Helmut Panke | For | Issuer | For | With |
9 | John W. Thompson | For | Issuer | For | With |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PHILADELPHIA INVESTMENT PARTNERS NEW GENERATION FUND
By Peter C. Zeuli
* Peter C. Zeuli
Trustee, Chief Executive Officer, and Chief Financial Officer
Date: July 30, 2014
*Print the name and title of each signing officer under his or her signature.
This ‘N-PX’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 7/31/14 | |||
7/30/14 | ||||
For Period End: | 6/30/14 | N-PX/A, N-Q | ||
List all Filings |