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Rice Hall James & Associates, LLC – ‘13F-HR’ for 9/30/23 – ‘INFO-TABLE’

On: Thursday, 11/2/23, at 2:54pm ET · Effective: 11/2/23 · For: 9/30/23 · Accession #: 1172661-23-3583 · File #s: 28-10467, 28-12592

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/02/23  Rice Hall James & Associates, LLC 13F-HR      9/30/23    2:108K                                   Adviser Compliance … LLC

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      5K 
                Money Manager -- primary_doc.xml/2.2                             
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML    105K 
                infotable.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Rice Hall James & Associates, LLC
CA
· Form 13F Combination Report

§13(f) Securities Holdings · For: 9/30/23 · Assets: $1,574,415,634 · History: Assets Under Management

Note: In January 2023, the SEC changed the meaning of Market Value to be $s instead of $1000s. This was unwise, because many Filers have not noticed
the change and are filing incorrect data. For consistency across our site, we’re adjusting Market Values the best we can and still showing them in $1000s.

1 Related Money Manager also Reported Holdings in this Quarter for this Manager.

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

1 800 FLOWERS COM INC	CL A	–	68243Q·10·6	1,123a	0.07%	160,396	Sh.	7.00	Sole	–	147,950	–	12,446
A10 NETWORKS INC	COM	–	002121·10·1	6,579a	0.42%	437,713	Sh.	15.03	Sole	–	257,403	–	180,310
ABBOTT LABS	COM	–	002824·10·0	497a	0.03%	5,136	Sh.	96.85	Sole	–	4,636	–	500
ABBVIE INC	COM	–	00287Y·10·9	721a	0.05%	4,836	Sh.	149.06	Sole	–	4,436	–	400
ABCAM PLC	ADS	–	000380·20·4	843a	0.05%	37,267	Sh.	22.63	Sole	–	30,334	–	6,933
ACADIA PHARMACEUTICALS INC	COM	–	004225·10·8	14,506a	0.92%	696,065	Sh.	20.84	Sole	–	513,502	–	182,563
ACCURAY INC	COM	–	004397·10·5	1,621a	0.10%	595,982	Sh.	2.72	Sole	–	360,607	–	235,375
ACI WORLDWIDE INC	COM	–	004498·10·1	33,167a	2.11%	1,470,148	Sh.	22.56	Sole	–	1,077,920	–	392,228
ACM RESH INC	COM CL A	–	00108J·10·9	1,524a	0.10%	84,169	Sh.	18.11	Sole	–	50,587	–	33,582
ADVANCE AUTO PARTS INC	COM	–	00751Y·10·6	784a	0.05%	14,013	Sh.	55.93	Sole	–	13,970	–	43
AERSALE CORPORATION	COM	–	00810F·10·6	2,290a	0.15%	153,253	Sh.	14.94	Sole	–	91,951	–	61,302
ALAMO GROUP INC	COM	–	011311·10·7	3,691a	0.23%	21,351	Sh.	172.86	Sole	–	12,785	–	8,566
ALBANY INTL CORP	CL A	–	012348·10·8	5,542a	0.35%	64,237	Sh.	86.28	Sole	–	40,561	–	23,676
ALLIENT INC	COM	–	019330·10·9	2,317a	0.15%	74,927	Sh.	30.92	Sole	–	44,981	–	29,946
AMERICAN VANGUARD CORP	COM	–	030371·10·8	1,973a	0.13%	180,486	Sh.	10.93	Sole	–	108,620	–	71,866
AMICUS THERAPEUTICS INC	COM	–	03152W·10·9	13,119a	0.83%	1,078,865	Sh.	12.16	Sole	–	818,887	–	259,978
ANGIODYNAMICS INC	COM	–	03475V·10·1	1,884a	0.12%	257,752	Sh.	7.31	Sole	–	154,516	–	103,236
ANI PHARMACEUTICALS INC	COM	–	00182C·10·3	3,960a	0.25%	68,203	Sh.	58.06	Sole	–	40,968	–	27,235
API GROUP CORP	COM STK	–	00187Y·10·0	4,382a	0.28%	168,982	Sh.	25.93	Sole	–	104,021	–	64,961
APPLE INC	COM	–	037833·10·0	479a	0.03%	2,800	Sh.	171.21	Sole	–	Sole	–	–
ARLO TECHNOLOGIES INC	COM	–	04206A·10·1	36,935a	2.35%	3,585,940	Sh.	10.30	Sole	–	2,789,325	–	796,615
ARMSTRONG WORLD INDS INC NEW	COM	–	04247X·10·2	17,319a	1.10%	240,537	Sh.	72.00	Sole	–	177,429	–	63,108
ASCENDIS PHARMA A/S	SPONSORED ADR	–	04351P·10·1	15,899a	1.01%	169,787	Sh.	93.64	Sole	–	125,329	–	44,458
ASPEN AEROGELS INC	COM	–	04523Y·10·5	5,359a	0.34%	623,135	Sh.	8.60	Sole	–	573,783	–	49,352
AVID BIOSERVICES INC	COM	–	05368M·10·6	2,380a	0.15%	252,088	Sh.	9.44	Sole	–	147,970	–	104,118
AXCELIS TECHNOLOGIES INC	COM NEW	–	054540·20·8	6,084a	0.39%	37,313	Sh.	163.05	Sole	–	21,818	–	15,495
AXOS FINANCIAL INC	COM	–	05465C·10·0	22,709a	1.44%	599,822	Sh.	37.86	Sole	–	443,833	–	155,989
AZENTA INC	COM	–	114340·10·2	2,367a	0.15%	47,151	Sh.	50.19	Sole	–	27,063	–	20,088
BANK OZK LITTLE ROCK ARK	COM	–	06417N·10·3	13,440a	0.85%	362,563	Sh.	37.07	Sole	–	274,038	–	88,525
BERKSHIRE HATHAWAY INC DEL	CL A	–	084670·10·8	531a	0.03%	1	Sh.	531,477.00	Sole	–	Sole	–	–
BERKSHIRE HATHAWAY INC DEL	CL B NEW	–	084670·70·2	981a	0.06%	2,800	Sh.	350.30	Sole	–	Sole	–	–
BIO-TECHNE CORP	COM	–	09073M·10·4	982a	0.06%	14,432	Sh.	68.07	Sole	–	11,240	–	3,192
BIOCRYST PHARMACEUTICALS INC	COM	–	09058V·10·3	16,112a	1.02%	2,275,638	Sh.	7.08	Sole	–	1,789,097	–	486,541
BIOMARIN PHARMACEUTICAL INC	COM	–	09061G·10·1	2,731a	0.17%	30,867	Sh.	88.48	Sole	–	30,774	–	93
BOWLERO CORP	CL A COM	–	10258P·10·2	2,487a	0.16%	258,493	Sh.	9.62	Sole	–	148,393	–	110,100
BRUKER CORP	COM	–	116794·10·8	1,092a	0.07%	17,524	Sh.	62.30	Sole	–	13,938	–	3,586
BWX TECHNOLOGIES INC	COM	–	05605H·10·0	1,514a	0.10%	20,191	Sh.	74.98	Sole	–	15,890	–	4,301
CAMBIUM NETWORKS CORP	SHS	–	G17766·10·9	5,987a	0.38%	816,791	Sh.	7.33	Sole	–	615,849	–	200,942
CBIZ INC	COM	–	124805·10·2	3,203a	0.20%	61,717	Sh.	51.90	Sole	–	36,869	–	24,848
CDW CORP	COM	–	12514G·10·8	639a	0.04%	3,167	Sh.	201.76	Sole	–	2,037	–	1,130
CENTURY CASINOS INC	COM	–	156492·10·0	6,670a	0.42%	1,300,197	Sh.	5.13	Sole	–	1,017,377	–	282,820
CEVA INC	COM	–	157210·10·5	9,070a	0.58%	467,771	Sh.	19.39	Sole	–	353,154	–	114,617
CHEVRON CORP NEW	COM	–	166764·10·0	630a	0.04%	3,737	Sh.	168.62	Sole	–	2,864	–	873
CHUYS HLDGS INC	COM	–	171604·10·1	6,420a	0.41%	180,452	Sh.	35.58	Sole	–	106,099	–	74,353
CIENA CORP	COM NEW	–	171779·30·9	775a	0.05%	16,397	Sh.	47.26	Sole	–	12,957	–	3,440
CISCO SYS INC	COM	–	17275R·10·2	1,846a	0.12%	34,329	Sh.	53.76	Sole	–	30,629	–	3,700
CLEAN ENERGY FUELS CORP	COM	–	184499·10·1	4,478a	0.28%	1,169,170	Sh.	3.83	Sole	–	684,946	–	484,224
CLEARFIELD INC	COM	–	18482P·10·3	939a	0.06%	32,748	Sh.	28.66	Sole	–	20,017	–	12,731
CODA OCTOPUS GROUP INC	COM NEW	–	19188U·20·6	1,556a	0.10%	251,028	Sh.	6.20	Sole	–	231,221	–	19,807
COLUMBIA BKG SYS INC	COM	–	197236·10·2	3,137a	0.20%	154,524	Sh.	20.30	Sole	–	98,845	–	55,679
COLUMBIA SPORTSWEAR CO	COM	–	198516·10·6	306a	0.02%	4,125	Sh.	74.10	Sole	–	3,005	–	1,120
COMPUTER PROGRAMS & SYS INC	COM	–	205306·10·3	3,154a	0.20%	197,879	Sh.	15.94	Sole	–	146,686	–	51,193
CONSENSUS CLOUD SOLUTIONS IN	COM	–	20848V·10·5	5,542a	0.35%	220,097	Sh.	25.18	Sole	–	173,194	–	46,903
CONSTRUCTION PARTNERS INC	COM CL A	–	21044C·10·7	8,412a	0.53%	230,099	Sh.	36.56	Sole	–	134,758	–	95,341
CRA INTL INC	COM	–	12618T·10·5	2,256a	0.14%	22,391	Sh.	100.76	Sole	–	13,469	–	8,922
CRANE COMPANY	COMMON STOCK	–	224408·10·4	863a	0.05%	9,713	Sh.	88.84	Sole	–	7,533	–	2,180
CRANE NXT CO	COM	–	224441·10·5	540a	0.03%	9,710	Sh.	55.57	Sole	–	7,530	–	2,180
CURTISS WRIGHT CORP	COM	–	231561·10·1	1,422a	0.09%	7,270	Sh.	195.63	Sole	–	5,739	–	1,531
DENBURY INC	COM	–	24790A·10·1	3,507a	0.22%	35,780	Sh.	98.01	Sole	–	20,461	–	15,319
DENNYS CORP	COM	–	24869P·10·4	661a	0.04%	78,005	Sh.	8.47	Sole	–	71,987	–	6,018
DEVON ENERGY CORP NEW	COM	–	25179M·10·3	782a	0.05%	16,402	Sh.	47.70	Sole	–	13,059	–	3,343
DIGITAL TURBINE INC	COM NEW	–	25400W·10·2	10,980a	0.70%	1,814,927	Sh.	6.05	Sole	–	1,395,358	–	419,569
DMC GLOBAL INC	COM	–	23291C·10·3	2,825a	0.18%	115,429	Sh.	24.47	Sole	–	68,686	–	46,743
DOLBY LABORATORIES INC	COM CL A	–	25659T·10·7	751a	0.05%	9,477	Sh.	79.26	Sole	–	7,297	–	2,180
DONNELLEY FINL SOLUTIONS INC	COM	–	25787G·10·0	56,369a	3.58%	1,001,579	Sh.	56.28	Sole	–	757,742	–	243,837
DOUGLAS DYNAMICS INC	COM	–	25960R·10·5	2,975a	0.19%	98,560	Sh.	30.18	Sole	–	58,970	–	39,590
DOVER CORP	COM	–	260003·10·8	868a	0.06%	6,220	Sh.	139.51	Sole	–	4,213	–	2,007
DOXIMITY INC	CL A	–	26622P·10·7	16,070a	1.02%	757,286	Sh.	21.22	Sole	–	559,244	–	198,042
DUCOMMUN INC DEL	COM	–	264147·10·9	2,487a	0.16%	57,168	Sh.	43.51	Sole	–	34,380	–	22,788
E L F BEAUTY INC	COM	–	26856L·10·3	3,746a	0.24%	34,103	Sh.	109.83	Sole	–	22,026	–	12,077
EBAY INC.	COM	–	278642·10·3	831a	0.05%	18,856	Sh.	44.09	Sole	–	15,145	–	3,711
EDWARDS LIFESCIENCES CORP	COM	–	28176E·10·8	807a	0.05%	11,649	Sh.	69.28	Sole	–	9,165	–	2,484
ELI LILLY & CO	COM	–	532457·10·8	1,015a	0.06%	1,890	Sh.	537.13	Sole	–	Sole	–	–
ENCOMPASS HEALTH CORP	COM	–	29261A·10·0	3,278a	0.21%	48,806	Sh.	67.16	Sole	–	28,007	–	20,799
ENERGY RECOVERY INC	COM	–	29270J·10·0	3,176a	0.20%	149,720	Sh.	21.21	Sole	–	90,095	–	59,625
ENSIGN GROUP INC	COM	–	29358P·10·1	3,346a	0.21%	36,002	Sh.	92.93	Sole	–	20,606	–	15,396
ENTRAVISION COMMUNICATIONS C	CL A	–	29382R·10·7	928a	0.06%	254,233	Sh.	3.65	Sole	–	153,313	–	100,920
ESTABLISHMENT LABS HLDGS INC	COM	–	G31249·10·8	18,078a	1.15%	368,407	Sh.	49.07	Sole	–	285,069	–	83,338
ETSY INC	COM	–	29786A·10·6	1,934a	0.12%	29,950	Sh.	64.58	Sole	–	29,857	–	93
EURONET WORLDWIDE INC	COM	–	298736·10·9	31,550a	2.00%	397,449	Sh.	79.38	Sole	–	292,958	–	104,491
EVENTBRITE INC	COM CL A	–	29975E·10·9	16,007a	1.02%	1,623,425	Sh.	9.86	Sole	–	1,251,302	–	372,123
EVOLUS INC	COM	–	30052C·10·7	10,101a	0.64%	1,105,159	Sh.	9.14	Sole	–	889,611	–	215,548
EXELIXIS INC	COM	–	30161Q·10·4	824a	0.05%	37,719	Sh.	21.85	Sole	–	27,418	–	10,301
EXPONENT INC	COM	–	30214U·10·2	2,793a	0.18%	32,628	Sh.	85.60	Sole	–	20,012	–	12,616
EXXON MOBIL CORP	COM	–	30231G·10·2	429a	0.03%	3,650	Sh.	117.58	Sole	–	Sole	–	–
FABRINET	SHS	–	G3323L·10·0	4,837a	0.31%	29,029	Sh.	166.62	Sole	–	18,224	–	10,805
FEDERAL AGRIC MTG CORP	CL C	–	313148·30·6	26,545a	1.69%	172,032	Sh.	154.30	Sole	–	133,267	–	38,765
FIVE BELOW INC	COM	–	33829M·10·1	3,892a	0.25%	24,191	Sh.	160.90	Sole	–	15,053	–	9,138
FMC CORP	COM NEW	–	302491·30·3	751a	0.05%	11,216	Sh.	66.97	Sole	–	8,798	–	2,418
FOX FACTORY HLDG CORP	COM	–	35138V·10·2	2,349a	0.15%	23,706	Sh.	99.08	Sole	–	14,700	–	9,006
FRANKLIN COVEY CO	COM	–	353469·10·9	21,876a	1.39%	509,698	Sh.	42.92	Sole	–	404,186	–	105,512
GATX CORP	COM	–	361448·10·3	3,427a	0.22%	31,492	Sh.	108.83	Sole	–	19,731	–	11,761
GLACIER BANCORP INC NEW	COM	–	37637Q·10·5	474a	0.03%	16,645	Sh.	28.50	Sole	–	13,556	–	3,089
GODADDY INC	CL A	–	380237·10·7	6,262a	0.40%	84,077	Sh.	74.48	Sole	–	83,821	–	256
GREEN BRICK PARTNERS INC	COM	–	392709·10·1	3,726a	0.24%	89,769	Sh.	41.51	Sole	–	54,623	–	35,146
GRIFFON CORP	COM	–	398433·10·2	4,229a	0.27%	106,601	Sh.	39.67	Sole	–	60,686	–	45,915
GXO LOGISTICS INCORPORATED	COMMON STOCK	–	36262G·10·1	6,429a	0.41%	109,613	Sh.	58.65	Sole	–	80,714	–	28,899
HAEMONETICS CORP MASS	COM	–	405024·10·0	5,181a	0.33%	57,833	Sh.	89.58	Sole	–	35,562	–	22,271
HARMONIC INC	COM	–	413160·10·2	3,002a	0.19%	311,720	Sh.	9.63	Sole	–	186,967	–	124,753
HARMONY BIOSCIENCES HLDGS IN	COM	–	413197·10·4	3,313a	0.21%	101,094	Sh.	32.77	Sole	–	62,197	–	38,897
HARROW INC	COM	–	415858·10·9	3,598a	0.23%	250,380	Sh.	14.37	Sole	–	230,540	–	19,840
HASBRO INC	COM	–	418056·10·7	243a	0.02%	3,679	Sh.	66.14	Sole	–	2,623	–	1,056
HAYNES INTL INC	COM NEW	–	420877·20·1	3,212a	0.20%	69,043	Sh.	46.52	Sole	–	41,579	–	27,464
HEALTHCARE SVCS GROUP INC	COM	–	421906·10·8	1,700a	0.11%	163,021	Sh.	10.43	Sole	–	97,695	–	65,326
HELIX ENERGY SOLUTIONS GRP I	COM	–	42330P·10·7	3,914a	0.25%	350,396	Sh.	11.17	Sole	–	199,880	–	150,516
HILLENBRAND INC	COM	–	431571·10·8	2,035a	0.13%	48,106	Sh.	42.31	Sole	–	29,970	–	18,136
HUB GROUP INC	CL A	–	443320·10·6	2,091a	0.13%	26,629	Sh.	78.54	Sole	–	15,146	–	11,483
HURON CONSULTING GROUP INC	COM	–	447462·10·2	3,609a	0.23%	34,650	Sh.	104.16	Sole	–	20,744	–	13,906
ICF INTL INC	COM	–	44925C·10·3	4,473a	0.28%	37,023	Sh.	120.81	Sole	–	21,202	–	15,821
ICON PLC	SHS	–	G4705A·10·0	2,559a	0.16%	10,390	Sh.	246.25	Sole	–	9,191	–	1,199
IDEX CORP	COM	–	45167R·10·4	738a	0.05%	3,546	Sh.	208.02	Sole	–	2,424	–	1,122
INGEVITY CORP	COM	–	45688C·10·7	19,522a	1.24%	410,033	Sh.	47.61	Sole	–	316,937	–	93,096
INOTIV INC	COM	–	45783Q·10·0	468a	0.03%	151,990	Sh.	3.08	Sole	–	140,152	–	11,838
INSMED INC	COM PAR $.01	–	457669·30·7	5,668a	0.36%	224,465	Sh.	25.25	Sole	–	172,125	–	52,340
IOVANCE BIOTHERAPEUTICS INC	COM	–	462260·10·0	7,838a	0.50%	1,722,711	Sh.	4.55	Sole	–	1,341,323	–	381,388
IPG PHOTONICS CORP	COM	–	44980X·10·9	3,886a	0.25%	38,270	Sh.	101.54	Sole	–	23,852	–	14,418
IRADIMED CORP	COM	–	46266A·10·9	3,439a	0.22%	77,506	Sh.	44.37	Sole	–	47,618	–	29,888
ISHARES TR	RUS 2000 GRW ETF	–	464287·64·8	458a	0.03%	2,043	Sh.	224.15	Sole	–	Sole	–	–
ITURAN LOCATION AND CONTROL	SHS	–	M6158M·10·4	10,128a	0.64%	338,745	Sh.	29.90	Sole	–	293,171	–	45,574
JACOBS SOLUTIONS INC	COM	–	46982L·10·8	484a	0.03%	3,545	Sh.	136.50	Sole	–	2,645	–	900
JOHNSON & JOHNSON	COM	–	478160·10·4	1,419a	0.09%	9,111	Sh.	155.75	Sole	–	Sole	–	–
JOHNSON OUTDOORS INC	CL A	–	479167·10·8	2,569a	0.16%	46,980	Sh.	54.69	Sole	–	28,192	–	18,788
JPMORGAN CHASE & CO	COM	–	46625H·10·0	298a	0.02%	2,058	Sh.	145.02	Sole	–	1,626	–	432
KARAT PACKAGING INC	COM	–	48563L·10·1	1,937a	0.12%	84,014	Sh.	23.06	Sole	–	46,612	–	37,402
KARUNA THERAPEUTICS INC	COM	–	48576A·10·0	6,659a	0.42%	39,381	Sh.	169.09	Sole	–	29,042	–	10,339
KBR INC	COM	–	48242W·10·6	801a	0.05%	13,587	Sh.	58.94	Sole	–	10,588	–	2,999
KINIKSA PHARMACEUTICALS LTD	COM CL A	–	G5269C·10·1	11,297a	0.72%	650,366	Sh.	17.37	Sole	–	505,439	–	144,927
KIRBY CORP	COM	–	497266·10·6	850a	0.05%	10,268	Sh.	82.80	Sole	–	7,788	–	2,480
KNIGHT-SWIFT TRANSN HLDGS IN	CL A	–	499049·10·4	897a	0.06%	17,877	Sh.	50.15	Sole	–	13,353	–	4,524
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	–	50077B·20·7	2,314a	0.15%	154,063	Sh.	15.02	Sole	–	88,923	–	65,140
LANTHEUS HLDGS INC	COM	–	516544·10·3	4,390a	0.28%	63,185	Sh.	69.48	Sole	–	40,511	–	22,674
LCI INDS	COM	–	50189K·10·3	17,808a	1.13%	151,659	Sh.	117.42	Sole	–	110,429	–	41,230
LEMAITRE VASCULAR INC	COM	–	525558·20·1	13,496a	0.86%	247,718	Sh.	54.48	Sole	–	205,449	–	42,269
LIGAND PHARMACEUTICALS INC	COM NEW	–	53220K·50·4	16,955a	1.08%	282,961	Sh.	59.92	Sole	–	220,843	–	62,118
LINDBLAD EXPEDITIONS HLDGS I	COM	–	535219·10·9	1,605a	0.10%	222,945	Sh.	7.20	Sole	–	133,339	–	89,606
LIQUIDITY SVCS INC	COM	–	53635B·10·7	3,679a	0.23%	208,792	Sh.	17.62	Sole	–	125,919	–	82,873
LIVE OAK BANCSHARES INC	COM	–	53803X·10·5	4,325a	0.27%	149,412	Sh.	28.95	Sole	–	87,820	–	61,592
LIVENT CORP	COM	–	53814L·10·8	675a	0.04%	36,679	Sh.	18.41	Sole	–	31,129	–	5,550
LKQ CORP	COM	–	501889·20·8	6,432a	0.41%	129,918	Sh.	49.51	Sole	–	127,334	–	2,584
LUNA INNOVATIONS INC	COM	–	550351·10·0	2,560a	0.16%	436,873	Sh.	5.86	Sole	–	261,512	–	175,361
MAGNACHIP SEMICONDUCTOR CORP	COM	–	55933J·20·3	1,697a	0.11%	204,255	Sh.	8.31	Sole	–	122,286	–	81,969
MARSH & MCLENNAN COS INC	COM	–	571748·10·2	257a	0.02%	1,350	Sh.	190.30	Sole	–	Sole	–	–
MASONITE INTL CORP	COM	–	575385·10·9	45,319a	2.88%	486,154	Sh.	93.22	Sole	–	370,577	–	115,577
MATERION CORP	COM	–	576690·10·1	2,875a	0.18%	28,216	Sh.	101.91	Sole	–	16,054	–	12,162
MATIV HOLDINGS INC	COM	–	808541·10·6	3,329a	0.21%	233,419	Sh.	14.26	Sole	–	136,641	–	96,778
MAXIMUS INC	COM	–	577933·10·4	14,769a	0.94%	197,766	Sh.	74.68	Sole	–	137,360	–	60,406
MEDPACE HLDGS INC	COM	–	58506Q·10·9	31,982a	2.03%	132,087	Sh.	242.13	Sole	–	97,416	–	34,671
MERCK & CO INC	COM	–	58933Y·10·5	212a	0.01%	2,064	Sh.	102.95	Sole	–	Sole	–	–
MESA LABS INC	COM	–	59064R·10·9	1,794a	0.11%	17,075	Sh.	105.07	Sole	–	10,316	–	6,759
MICROSOFT CORP	COM	–	594918·10·4	270a	0.02%	854	Sh.	315.75	Sole	–	Sole	–	–
MIRUM PHARMACEUTICALS INC	COM	–	604749·10·1	1,687a	0.11%	53,379	Sh.	31.60	Sole	–	49,174	–	4,205
MODEL N INC	COM	–	607525·10·2	3,978a	0.25%	162,966	Sh.	24.41	Sole	–	95,612	–	67,354
MONTROSE ENVIRONMENTAL GROUP	COM	–	615111·10·1	2,235a	0.14%	76,379	Sh.	29.26	Sole	–	45,904	–	30,475
MOODYS CORP	COM	–	615369·10·5	293a	0.02%	928	Sh.	316.17	Sole	–	164	–	764
MP MATERIALS CORP	COM CL A	–	553368·10·1	2,075a	0.13%	108,646	Sh.	19.10	Sole	–	67,795	–	40,851
MYR GROUP INC DEL	COM	–	55405W·10·4	2,712a	0.17%	20,121	Sh.	134.76	Sole	–	12,152	–	7,969
NAPCO SEC TECHNOLOGIES INC	COM	–	630402·10·5	4,277a	0.27%	192,222	Sh.	22.25	Sole	–	112,422	–	79,800
NEUROCRINE BIOSCIENCES INC	COM	–	64125C·10·9	14,874a	0.94%	132,213	Sh.	112.50	Sole	–	97,523	–	34,690
NEXTGEN HEALTHCARE INC	COM	–	65343C·10·2	9,143a	0.58%	385,274	Sh.	23.73	Sole	–	225,189	–	160,085
NLIGHT INC	COM	–	65487K·10·0	2,499a	0.16%	240,332	Sh.	10.40	Sole	–	144,652	–	95,680
NVIDIA CORPORATION	COM	–	67066G·10·4	1,340a	0.09%	3,080	Sh.	434.99	Sole	–	2,251	–	829
OCUPHIRE PHARMA INC	COM	–	67577R·10·2	2,776a	0.18%	828,628	Sh.	3.35	Sole	–	763,540	–	65,088
OMNIAB INC	COM	–	68218J·10·3	14,432a	0.92%	2,780,826	Sh.	5.19	Sole	–	2,186,138	–	594,688
OMNICELL COM	COM	–	68213N·10·9	2,352a	0.15%	52,231	Sh.	45.04	Sole	–	29,843	–	22,388
ON SEMICONDUCTOR CORP	COM	–	682189·10·5	5,067a	0.32%	54,515	Sh.	92.95	Sole	–	54,349	–	166
OPTIMIZERX CORP	COM NEW	–	68401U·20·4	3,014a	0.19%	387,377	Sh.	7.78	Sole	–	356,818	–	30,559
OPTINOSE INC	COM	–	68404V·10·0	1,292a	0.08%	1,050,074	Sh.	1.23	Sole	–	872,541	–	177,533
OSISKO GOLD ROYALTIES LTD	COM	–	68827L·10·1	3,362a	0.21%	286,126	Sh.	11.75	Sole	–	178,284	–	107,842
OVERSTOCK COM INC DEL	COM	–	690370·10·1	12,611a	0.80%	797,147	Sh.	15.82	Sole	–	613,039	–	184,108
PACIRA BIOSCIENCES INC	COM	–	695127·10·0	29,713a	1.89%	968,485	Sh.	30.68	Sole	–	730,826	–	237,659
PAPA JOHNS INTL INC	COM	–	698813·10·2	2,338a	0.15%	34,266	Sh.	68.22	Sole	–	19,221	–	15,045
PARK CITY GROUP INC	COM NEW	–	700215·30·4	9,587a	0.61%	1,094,433	Sh.	8.76	Sole	–	1,009,789	–	84,644
PENNANT GROUP INC	COM	–	70805E·10·9	2,815a	0.18%	252,958	Sh.	11.13	Sole	–	151,290	–	101,668
PERFICIENT INC	COM	–	71375U·10·1	2,286a	0.15%	39,504	Sh.	57.86	Sole	–	24,021	–	15,483
PGT INNOVATIONS INC	COM	–	69336V·10·1	17,516a	1.11%	631,214	Sh.	27.75	Sole	–	471,172	–	160,042
POOL CORP	COM	–	73278L·10·5	15,421a	0.98%	43,305	Sh.	356.10	Sole	–	33,022	–	10,283
POWER INTEGRATIONS INC	COM	–	739276·10·3	3,858a	0.25%	50,556	Sh.	76.31	Sole	–	31,836	–	18,720
POWERSCHOOL HOLDINGS INC	COM CL A	–	73939C·10·6	4,940a	0.31%	218,004	Sh.	22.66	Sole	–	134,789	–	83,215
PREMIER INC	CL A	–	74051N·10·2	4,943a	0.31%	229,896	Sh.	21.50	Sole	–	169,568	–	60,328
PRESTIGE CONSMR HEALTHCARE I	COM	–	74112D·10·1	31,694a	2.01%	554,190	Sh.	57.19	Sole	–	393,891	–	160,299
PRIMO WATER CORPORATION	COM	–	74167P·10·8	2,351a	0.15%	170,334	Sh.	13.80	Sole	–	98,027	–	72,307
PROCTER AND GAMBLE CO	COM	–	742718·10·9	300a	0.02%	2,059	Sh.	145.86	Sole	–	742	–	1,317
PROGRESS SOFTWARE CORP	COM	–	743312·10·0	7,600a	0.48%	144,547	Sh.	52.58	Sole	–	106,524	–	38,023
PROGYNY INC	COM	–	74340E·10·3	2,276a	0.14%	66,900	Sh.	34.02	Sole	–	38,629	–	28,271
PROS HOLDINGS INC	COM	–	74346Y·10·3	8,694a	0.55%	251,114	Sh.	34.62	Sole	–	146,863	–	104,251
PTC INC	COM	–	69370C·10·0	5,983a	0.38%	42,232	Sh.	141.68	Sole	–	42,104	–	128
PUMA BIOTECHNOLOGY INC	COM	–	74587V·10·7	956a	0.06%	363,666	Sh.	2.63	Sole	–	298,058	–	65,608
QUALYS INC	COM	–	74758T·30·3	6,872a	0.44%	45,048	Sh.	152.55	Sole	–	33,221	–	11,827
QUEST RESOURCE HLDG CORP	COM NEW	–	74836W·20·3	2,639a	0.17%	356,649	Sh.	7.40	Sole	–	219,772	–	136,877
RADWARE LTD	ORD	–	M81873·10·7	16,105a	1.02%	951,807	Sh.	16.92	Sole	–	748,747	–	203,060
RAMBUS INC DEL	COM	–	750917·10·6	4,580a	0.29%	82,091	Sh.	55.79	Sole	–	51,252	–	30,839
RB GLOBAL INC	COM	–	74935Q·10·7	12,631a	0.80%	202,091	Sh.	62.50	Sole	–	148,932	–	53,159
REVANCE THERAPEUTICS INC	COM	–	761330·10·9	7,845a	0.50%	683,937	Sh.	11.47	Sole	–	528,745	–	155,192
RHYTHM PHARMACEUTICALS INC	COM	–	76243J·10·5	3,609a	0.23%	157,426	Sh.	22.92	Sole	–	145,094	–	12,332
ROCKET PHARMACEUTICALS INC	COM	–	77313F·10·6	1,586a	0.10%	77,389	Sh.	20.49	Sole	–	71,291	–	6,098
RXO INC	COMMON STOCK	–	74982T·10·3	7,407a	0.47%	375,419	Sh.	19.73	Sole	–	290,212	–	85,207
SCHOLAR ROCK HLDG CORP	COM	–	80706P·10·3	336a	0.02%	47,373	Sh.	7.10	Sole	–	43,734	–	3,639
SCPHARMACEUTICALS INC	COM	–	810648·10·5	620a	0.04%	87,071	Sh.	7.12	Sole	–	80,183	–	6,888
SHUTTERSTOCK INC	COM	–	825690·10·0	13,608a	0.86%	357,639	Sh.	38.05	Sole	–	274,755	–	82,884
SHYFT GROUP INC	COM	–	825698·10·3	1,246a	0.08%	83,258	Sh.	14.97	Sole	–	50,353	–	32,905
SIMULATIONS PLUS INC	COM	–	829214·10·5	3,603a	0.23%	86,403	Sh.	41.70	Sole	–	51,977	–	34,426
SITIME CORP	COM	–	82982T·10·6	6,401a	0.41%	56,030	Sh.	114.25	Sole	–	44,126	–	11,904
SKYLINE CHAMPION CORPORATION	COM	–	830830·10·5	2,169a	0.14%	34,036	Sh.	63.72	Sole	–	19,625	–	14,411
SLEEP NUMBER CORP	COM	–	83125X·10·3	4,839a	0.31%	196,797	Sh.	24.59	Sole	–	153,530	–	43,267
SMITH MIDLAND CORP	COM	–	832156·10·3	823a	0.05%	43,283	Sh.	19.01	Sole	–	39,892	–	3,391
SOLARWINDS CORP	COM NEW	–	83417Q·20·4	1,517a	0.10%	160,706	Sh.	9.44	Sole	–	124,382	–	36,324
SOUNDTHINKING INC	COM	–	82536T·10·7	2,272a	0.14%	126,905	Sh.	17.90	Sole	–	116,862	–	10,043
STAAR SURGICAL CO	COM PAR $0.01	–	852312·30·5	2,507a	0.16%	62,403	Sh.	40.18	Sole	–	39,356	–	23,047
STANDARD MTR PRODS INC	COM	–	853666·10·5	2,536a	0.16%	75,429	Sh.	33.62	Sole	–	44,750	–	30,679
STARBUCKS CORP	COM	–	855244·10·9	225a	0.01%	2,468	Sh.	91.27	Sole	–	Sole	–	–
STERLING INFRASTRUCTURE INC	COM	–	859241·10·1	3,138a	0.20%	42,700	Sh.	73.48	Sole	–	25,663	–	17,037
STRIDE INC	COM	–	86333M·10·8	50,724a	3.22%	1,126,442	Sh.	45.03	Sole	–	855,491	–	270,951
SUPERNUS PHARMACEUTICALS INC	COM	–	868459·10·8	15,011a	0.95%	544,468	Sh.	27.57	Sole	–	433,024	–	111,444
SURMODICS INC	COM	–	868873·10·0	2,341a	0.15%	72,955	Sh.	32.09	Sole	–	43,969	–	28,986
SYSCO CORP	COM	–	871829·10·7	367a	0.02%	5,552	Sh.	66.05	Sole	–	5,202	–	350
TACTILE SYS TECHNOLOGY INC	COM	–	87357P·10·0	2,651a	0.17%	188,676	Sh.	14.05	Sole	–	116,575	–	72,101
TANDEM DIABETES CARE INC	COM NEW	–	875372·20·3	2,230a	0.14%	107,376	Sh.	20.77	Sole	–	61,832	–	45,544
TECHTARGET INC	COM	–	87874R·10·0	5,717a	0.36%	188,308	Sh.	30.36	Sole	–	149,444	–	38,864
TELEDYNE TECHNOLOGIES INC	COM	–	879360·10·5	592a	0.04%	1,450	Sh.	408.58	Sole	–	1,085	–	365
TELEFLEX INCORPORATED	COM	–	879369·10·6	2,124a	0.13%	10,816	Sh.	196.41	Sole	–	10,783	–	33
TETRA TECH INC NEW	COM	–	88162G·10·3	4,116a	0.26%	27,073	Sh.	152.03	Sole	–	15,536	–	11,537
THE ONE GROUP HOSPITALITY IN	COM	–	88338K·10·3	1,463a	0.09%	265,953	Sh.	5.50	Sole	–	160,009	–	105,944
THE TRADE DESK INC	COM CL A	–	88339J·10·5	759a	0.05%	9,711	Sh.	78.15	Sole	–	9,682	–	29
THERMON GROUP HLDGS INC	COM	–	88362T·10·3	4,127a	0.26%	150,242	Sh.	27.47	Sole	–	89,878	–	60,364
THRYV HLDGS INC	COM NEW	–	886029·20·6	1,974a	0.13%	105,142	Sh.	18.77	Sole	–	63,462	–	41,680
TKO GROUP HOLDINGS INC	CL A	–	87256C·10·1	37,796a	2.40%	449,630	Sh.	84.06	Sole	–	332,716	–	116,914
TOPGOLF CALLAWAY BRANDS CORP	COM	–	131193·10·4	1,550a	0.10%	111,993	Sh.	13.84	Sole	–	64,201	–	47,792
TRANSCAT INC	COM	–	893529·10·7	2,820a	0.18%	28,781	Sh.	97.97	Sole	–	17,258	–	11,523
TRAVERE THERAPEUTICS INC	COM	–	89422G·10·7	701a	0.04%	78,362	Sh.	8.94	Sole	–	72,228	–	6,134
TREEHOUSE FOODS INC	COM	–	89469A·10·4	953a	0.06%	21,863	Sh.	43.58	Sole	–	16,912	–	4,951
TRICO BANCSHARES	COM	–	896095·10·6	1,800a	0.11%	56,197	Sh.	32.03	Sole	–	33,742	–	22,455
U S PHYSICAL THERAPY	COM	–	90337L·10·8	2,690a	0.17%	29,321	Sh.	91.73	Sole	–	17,566	–	11,755
UFP TECHNOLOGIES INC	COM	–	902673·10·2	5,979a	0.38%	37,034	Sh.	161.45	Sole	–	22,295	–	14,739
UPLAND SOFTWARE INC	COM	–	91544A·10·9	2,005a	0.13%	434,067	Sh.	4.62	Sole	–	400,052	–	34,015
UROGEN PHARMA LTD	COM	–	M96088·10·5	1,053a	0.07%	75,180	Sh.	14.01	Sole	–	69,326	–	5,854
UTAH MED PRODS INC	COM	–	917488·10·8	9,601a	0.61%	111,634	Sh.	86.00	Sole	–	92,595	–	19,039
V2X INC	COM	–	92242T·10·1	2,936a	0.19%	56,826	Sh.	51.66	Sole	–	32,502	–	24,324
VAIL RESORTS INC	COM	–	91879Q·10·9	15,444a	0.98%	69,603	Sh.	221.89	Sole	–	51,387	–	18,216
VERONA PHARMA PLC	SPONSORED ADS	–	925050·10·6	422a	0.03%	25,874	Sh.	16.30	Sole	–	23,824	–	2,050
VIAVI SOLUTIONS INC	COM	–	925550·10·5	1,981a	0.13%	216,778	Sh.	9.14	Sole	–	124,714	–	92,064
VICOR CORP	COM	–	925815·10·2	2,317a	0.15%	39,343	Sh.	58.89	Sole	–	22,473	–	16,870
VISHAY PRECISION GROUP INC	COM	–	92835K·10·3	3,075a	0.20%	91,568	Sh.	33.58	Sole	–	55,183	–	36,385
VULCAN MATLS CO	COM	–	929160·10·9	1,634a	0.10%	8,089	Sh.	202.02	Sole	–	6,372	–	1,717
WALKME LTD	ORD SHS	–	M97628·10·7	2,788a	0.18%	294,075	Sh.	9.48	Sole	–	270,769	–	23,306
WALMART INC	COM	–	931142·10·3	234a	0.01%	1,466	Sh.	159.93	Sole	–	916	–	550
WD 40 CO	COM	–	929236·10·7	295a	0.02%	1,450	Sh.	203.24	Sole	–	Sole	–	–
WILLDAN GROUP INC	COM	–	96924N·10·0	8,242a	0.52%	403,415	Sh.	20.43	Sole	–	313,268	–	90,147
WIX COM LTD	SHS	–	M98068·10·5	10,047a	0.64%	109,443	Sh.	91.80	Sole	–	80,636	–	28,807
WNS HLDGS LTD	SPON ADR	–	92932M·10·1	49,578a	3.15%	724,193	Sh.	68.46	Sole	–	520,457	–	203,736
XPEL INC	COM	–	98379L·10·0	3,231a	0.21%	41,898	Sh.	77.11	Sole	–	25,213	–	16,685
XPO INC	COM	–	983793·10·0	22,662a	1.44%	303,539	Sh.	74.66	Sole	–	223,843	–	79,696
XPONENTIAL FITNESS INC	COM CL A	–	98422X·10·1	1,602a	0.10%	103,381	Sh.	15.50	Sole	–	61,925	–	41,456
XYLEM INC	COM	–	98419M·10·0	1,679a	0.11%	18,441	Sh.	91.03	Sole	–	14,643	–	3,798
Y-MABS THERAPEUTICS INC	COM	–	984241·10·9	497a	0.03%	91,249	Sh.	5.45	Sole	–	84,211	–	7,038
ZIFF DAVIS INC	COM	–	48123V·10·2	27,564a	1.75%	432,789	Sh.	63.69	Sole	–	319,353	–	113,436
ZIMMER BIOMET HOLDINGS INC	COM	–	98956P·10·2	1,028a	0.07%	9,159	Sh.	112.22	Sole	–	7,123	–	2,036
ZIMVIE INC	COM	–	98888T·10·7	1,748a	0.11%	185,785	Sh.	9.41	Sole	–	108,018	–	77,767
ZUMIEZ INC	COM	–	989817·10·1	2,026a	0.13%	113,800	Sh.	17.80	Sole	–	68,312	–	45,488
ZUORA INC	COM CL A	–	98983V·10·6	4,899a	0.31%	594,499	Sh.	8.24	Sole	–	348,541	–	245,958
ZYNEX INC	COM	–	98986M·10·3	229a	0.01%	28,607	Sh.	8.00	Sole	–	26,359	–	2,248
— 259 Issuers —	— 260 Issues —			— 260 Holdings: $1,574,415,634ª —					— Sole Manager —
____________ ª The market values of all Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings. [ Show Data As Filed ] º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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Filing Submission 0001172661-23-003583 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Rice Hall James & Associates, LLC – ‘13F-HR’ for 9/30/23 – ‘INFO-TABLE’

On: Thursday, 11/2/23, at 2:54pm ET · Effective: 11/2/23 · For: 9/30/23 · Accession #: 1172661-23-3583 · File #s: 28-10467, 28-12592

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Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

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Rice Hall James & Associates, LLC CA · Form 13F Combination Report

§13(f) Securities Holdings · For: 9/30/23 · Assets: $1,574,415,634 · History: Assets Under Management

1 Related Money Manager also Reported Holdings in this Quarter for this Manager.

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Rice Hall James & Associates, LLC
CA
· Form 13F Combination Report