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JH Evergreen Management, LLC – ‘4/A’ for 5/20/15 re: RLJ Entertainment, Inc.

On:  Tuesday, 5/26/15, at 9:28pm ET   ·   For:  5/20/15   ·   Accession #:  1164691-15-103   ·   File #:  1-35675

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/26/15  JH Evergreen Management, LLC      4/A                    1:16K  RLJ Entertainment, Inc.           HedgeOp Complian… LLC/FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML      3K 
                Ownership of Securities by an Insider --                         
                primary_doc.xml/3.6


        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
EDGAR System rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden hours per response...0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
JH Evergreen Management, LLC
  2. Issuer Name and Ticker or Trading Symbol
RLJ ENTERTAINMENT, INC. [RLJE] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
451 JACKSON ST.		 3. Date of Earliest Transaction (Month/Day/Year)
05/20/2015
(Street)

SAN FRANCISCO, CA 94111		 4. If Amendment, Date Original Filed (Month/Day/Year)
10/12/2012		 6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 		6. Date Exercisable and Expiration Date
(Month/Day/Year) 		7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B-1 Convertible Preferred Stock $105/20/2015   A   5,618,282   05/20/201505/20/2020Common Stock, par value $0.001 per share5,618,282 $5,618,2825,618.28IBy JH Partners Evergreen Fund, L.P.
Warrants $1.5005/20/2015   A   1,685,485   05/20/201505/20/2020Common Stock, par value $0.001 per share1,685,485 $ 0 1,685,485IBy JH Partners Evergreen Fund, L.P.
Series B-1 Convertible Preferred Stock $105/20/2015   A   759,854   05/20/201505/20/2020Common Stock, par value $0.001 per share759,854 $759,854759.85IBy JH Partners III, Fund, L.P.
Warrants $1.5005/20/2015   A   227,956   05/20/201505/20/2020Common Stock, par value $0.001227,956 $ 0 227,956IBy JH Partners III, Fund, L.P.
Series B-1 Convertible Preferred Stock $105/20/2015   A   349,175   05/20/201505/20/2020Common Stock, par value $0.001 per share349,175 $349,175349.18IBy JH Partners GP III, LLC
Warrants $1.5005/20/2015   A   104,753   05/20/201505/20/2020Common Stock, par value $0.001 per share104,753 $ 0 104,753IBy JH Partners GP III, LLC
Series B-1 Convertible Preferred Stock $105/20/2015   A   752,121   05/20/201505/20/2020Common Stock, par value $0.001 per share752,121 $752,121752.12IBy Forrestal, LLC
Warrants $1.5005/20/2015   A   225,636   05/20/201505/20/2020Common Stock, par value $0.001225,636 $ 0 225,636IBy Forrestal, LLC

Reporting Owners

Reporting Owner Name / AddressRelationships
 Director 10% Owner Officer Other
JH Evergreen Management, LLC
451 JACKSON ST.
SAN FRANCISCO, CA 94111		    X    

Signatures

 TODD FORREST, Chief Financial Officer  05/26/2015
**Signature of Reporting PersonDate

Explanation of Responses:

*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Remarks:
The entities noted in Table II, Item 11 (the JH Entities) have received the preferred shares, as detailed in this Form 4, pursuant to an exchange of subordinated debt for such preferred shares which will be converted common stock and warrants. The reporting person is the sole general partner of the entity noted in Table II, Item 11. The reporting person disclaims beneficial ownership of the shares reported except to the extent of its pecuniary interest therein. The reporting person is the investment manager of the entity noted in Table II, Item 11. The reporting person disclaims beneficial ownership of the shares reported except to the extent of its pecuniary interest therein.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

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Filing Submission 0001164691-15-000103   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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