SEC Info - Moodys Corp/DE - ‘8-K’ for 3/11/20

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

__________

FORM i 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i March 11, 2020

i MOODY’S CORPORATION

(Exact Name of Registrant as Specified in Charter)

i Delaware	i 1-14037	i 13-3998945
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

i 7 World Trade Center at 250 Greenwich Street
i New York, i New York i 10007

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: ( i 212) i 553-0300

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, par value $0.01 per share	i MCO	i New York Stock Exchange
i 1.75% Senior Notes Due 2027	i MCO 27	i New York Stock Exchange
i 0.950% Senior Notes Due 2030	i MCO 30	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

TABLE OF CONTENTS

ITEM 7.01	REGULATION FD DISCLOSURE	3

SIGNATURES		4

EXHIBIT 99.1

Item 7.01, "Regulation FD Disclosure"

On March 11, 2020, Moody's Corporation (the "Registrant") issued a press release with its outlook for 2020. A copy of the press release containing the announcement is included as Exhibit 99.1.

The information contained in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference into future filings under the Securities Act of 1933, as amended, or the Exchange Act, unless it is specifically incorporated by reference therein.

Item 9.01, "Financial Statements and Exhibits"

(d) Exhibits

99.1

Press release of Moody's Corporation dated March 11, 2020.

104

The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	MOODY’S CORPORATION



	By:	/s/ *Elizabeth M. McCarroll*
		Elizabeth M. McCarroll
		Corporate Secretary and Associate General Counsel

Date: March 11, 2020

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	3/11/20	DEF 14A, DEFA14A
		List all Filings

Moodys Corp/DE – ‘8-K’ for 3/11/20

On: Wednesday, 3/11/20, at 7:01am ET · For: 3/11/20 · Accession #: 1157523-20-328 · File #: 1-14037

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Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘8-K’ — Moody’s Corporation 8-K

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