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Aspiriant Risk-Managed Real Assets Fund – ‘N-CEN/A’ for 3/31/23

On:  Monday, 4/15/24, at 4:54pm ET   ·   Effective:  4/15/24   ·   For:  3/31/23   ·   Accession #:  1145549-24-22482   ·   File #:  811-23616

Previous ‘N-CEN’:  ‘N-CEN/A’ on 4/15/24 for 3/31/22   ·   Latest ‘N-CEN’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/15/24  Aspiriant Risk-Managed Real A… Fd N-CEN/A     3/31/23    3:26K                                    DFIN So… FundSuiteArc/FA

Amendment to Annual Report by an Investment Company   —   Form N-CEN   —   ICA’40

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-CEN/A     Amendment to Annual Report by an Investment         HTML     18K 
                Company -- primary_doc.xml/4.4                                   
 3: CHG ACCT PRINCIPLES  Rax Remediation Statement 2023             HTML      6K 
                Restatement                                                      
 2: INTERNAL CONTROL RPT  Rax Internal Control Letter 2023          HTML      8K 
                Restatement

‘N-CEN/A’   —   Amendment to Annual Report by an Investment Company — primary_doc.xml/4.4



        

This ‘N-CEN/A’ Document is an XML Data File that may be rendered in various formats:

  Form N-CEN    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Amendment to Annual Report by an Investment Company
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission xmlns:com="http://www.sec.gov/edgar/common" xmlns="http://www.sec.gov/edgar/ncen">
<schemaVersion> X0404 </schemaVersion>
<headerData>
<submissionType> N-CEN/A </submissionType>
<accessionNumber> 0001145549-23-037039 </accessionNumber>
<filerInfo>
<liveTestFlag> LIVE </liveTestFlag>
<filer>
<issuerCredentials>
<cik> 0001830921 </cik>
<ccc> XXXXXXXX </ccc>
</issuerCredentials>
</filer>
<flags>
<returnCopyFlag> true </returnCopyFlag>
<overrideInternetFlag> false </overrideInternetFlag>
<confirmingCopyFlag> false </confirmingCopyFlag>
</flags>
<investmentCompanyType> N-2 </investmentCompanyType>
</filerInfo>
</headerData>
<formData>
<generalInfo reportEndingPeriod="2023-03-31" isReportPeriodLt12="N"/>
<registrantInfo>
<registrantFullName> Aspiriant Risk-Managed Real Assets Fund </registrantFullName>
<investmentCompFileNo> 811-23616 </investmentCompFileNo>
<registrantCik> 0001830921 </registrantCik>
<registrantLei> 2549008XM0CM21URLR65 </registrantLei>
<registrantstreet1> 235 WEST GALENA STREET </registrantstreet1>
<registrantcity> MILWAUKEE </registrantcity>
<registrantzipCode> 53212 </registrantzipCode>
<registrantstate> US-WI </registrantstate>
<registrantcountry> US </registrantcountry>
<registrantphoneNumber> 4142992270 </registrantphoneNumber>
<websites>
<website webpage="aspiriantfunds.com"/>
</websites>
<locationBooksRecords>
<locationBooksRecord>
<officeName> UMB FUND SERVICES, INC. </officeName>
<officeAddress1> 235 WEST GALENA STREET </officeAddress1>
<officeCity> MILWAUKEE </officeCity>
<officeStateCountry officeState="US-WI" officeCountry="US"/>
<officeRecordsZipCode> 53212 </officeRecordsZipCode>
<officePhone> 4142992000 </officePhone>
<booksRecordsDesc> TRANSFER AGENT, FUND ACCOUNTANT AND ADMINISTRATOR </booksRecordsDesc>
</locationBooksRecord>
<locationBooksRecord>
<officeName> UMB BANK, n.a. </officeName>
<officeAddress1> 1010 GRAND BLVD. </officeAddress1>
<officeCity> KANSAS CIY </officeCity>
<officeStateCountry officeState="US-MO" officeCountry="US"/>
<officeRecordsZipCode> 64106 </officeRecordsZipCode>
<officePhone> 4142992000 </officePhone>
<booksRecordsDesc> CUSTODIAN </booksRecordsDesc>
</locationBooksRecord>
<locationBooksRecord>
<officeName> ASPIRIANT, LLC </officeName>
<officeAddress1> 11100 SANTA MONICA BLVD. </officeAddress1>
<officeAddress2> SUITE 600 </officeAddress2>
<officeCity> LOS ANGELES </officeCity>
<officeStateCountry officeState="US-CA" officeCountry="US"/>
<officeRecordsZipCode> 90025 </officeRecordsZipCode>
<officePhone> 3108064000 </officePhone>
<booksRecordsDesc> ADVISER </booksRecordsDesc>
</locationBooksRecord>
<locationBooksRecord>
<officeName> FAEGRE DRINKER BIDDLE & REATH LLP </officeName>
<officeAddress1> ONE LOGAN SQUARE </officeAddress1>
<officeAddress2> SUITE 2000 </officeAddress2>
<officeCity> PHILADELPHIA </officeCity>
<officeStateCountry officeState="US-PA" officeCountry="US"/>
<officeRecordsZipCode> 19103 </officeRecordsZipCode>
<officePhone> 2159882700 </officePhone>
<booksRecordsDesc> LEGAL COUNSEL </booksRecordsDesc>
</locationBooksRecord>
</locationBooksRecords>
<isRegistrantFirstFiling> N </isRegistrantFirstFiling>
<isRegistrantLastFiling> N </isRegistrantLastFiling>
<registrantFamilyInvComp isRegistrantFamilyInvComp="Y" familyInvCompFullName="ASPIRIANT"/>
<registrantClassificationType> N-2 </registrantClassificationType>
<isSecuritiesActRegistration> Y </isSecuritiesActRegistration>
<directors>
<director>
<directorName> David G. Lee </directorName>
<crdNumber> N/A </crdNumber>
<isDirectorInterestedPerson> N </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="811-23619"/>
<fileNumberInfo fileNumber="811-23741"/>
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<fileNumberInfo fileNumber="811-23763"/>
<fileNumberInfo fileNumber="811-23791"/>
<fileNumberInfo fileNumber="811-23792"/>
<fileNumberInfo fileNumber="811-22466"/>
<fileNumberInfo fileNumber="811-22923"/>
<fileNumberInfo fileNumber="811-23683"/>
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<fileNumberInfo fileNumber="811-23336"/>
<fileNumberInfo fileNumber="811-23636"/>
<fileNumberInfo fileNumber="811-23806"/>
<fileNumberInfo fileNumber="811-23813"/>
<fileNumberInfo fileNumber="811-23814"/>
</fileNumbers>
</director>
<director>
<directorName> Robert Seyferth </directorName>
<crdNumber> N/A </crdNumber>
<isDirectorInterestedPerson> N </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="811-23763"/>
<fileNumberInfo fileNumber="811-22466"/>
<fileNumberInfo fileNumber="811-23792"/>
<fileNumberInfo fileNumber="811-22923"/>
<fileNumberInfo fileNumber="811-23619"/>
<fileNumberInfo fileNumber="811-23741"/>
<fileNumberInfo fileNumber="811-22517"/>
<fileNumberInfo fileNumber="811-23179"/>
<fileNumberInfo fileNumber="811-23791"/>
<fileNumberInfo fileNumber="811-23336"/>
<fileNumberInfo fileNumber="811-23482"/>
<fileNumberInfo fileNumber="811-23683"/>
<fileNumberInfo fileNumber="811-23636"/>
<fileNumberInfo fileNumber="811-23806"/>
<fileNumberInfo fileNumber="811-23813"/>
<fileNumberInfo fileNumber="811-23814"/>
</fileNumbers>
</director>
<director>
<directorName> Gary Shugrue </directorName>
<crdNumber> N/A </crdNumber>
<isDirectorInterestedPerson> N </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="811-23179"/>
<fileNumberInfo fileNumber="811-23336"/>
<fileNumberInfo fileNumber="811-23763"/>
<fileNumberInfo fileNumber="811-23792"/>
<fileNumberInfo fileNumber="811-22466"/>
<fileNumberInfo fileNumber="811-22517"/>
<fileNumberInfo fileNumber="811-22923"/>
<fileNumberInfo fileNumber="811-23482"/>
<fileNumberInfo fileNumber="811-23683"/>
<fileNumberInfo fileNumber="811-23741"/>
<fileNumberInfo fileNumber="811-23619"/>
<fileNumberInfo fileNumber="811-23791"/>
<fileNumberInfo fileNumber="811-23636"/>
<fileNumberInfo fileNumber="811-23806"/>
<fileNumberInfo fileNumber="811-23813"/>
<fileNumberInfo fileNumber="811-23814"/>
<fileNumberInfo fileNumber="811-06260"/>
</fileNumbers>
</director>
<director>
<directorName> Terrance P. Gallagher </directorName>
<crdNumber> N/A </crdNumber>
<isDirectorInterestedPerson> Y </isDirectorInterestedPerson>
<fileNumbers>
<fileNumberInfo fileNumber="811-22466"/>
<fileNumberInfo fileNumber="811-23482"/>
<fileNumberInfo fileNumber="811-22923"/>
<fileNumberInfo fileNumber="811-23683"/>
<fileNumberInfo fileNumber="811-23179"/>
<fileNumberInfo fileNumber="811-23336"/>
<fileNumberInfo fileNumber="811-23619"/>
<fileNumberInfo fileNumber="811-23741"/>
<fileNumberInfo fileNumber="811-23791"/>
<fileNumberInfo fileNumber="811-22517"/>
<fileNumberInfo fileNumber="811-23792"/>
<fileNumberInfo fileNumber="811-23763"/>
<fileNumberInfo fileNumber="811-23636"/>
<fileNumberInfo fileNumber="811-23813"/>
<fileNumberInfo fileNumber="811-23814"/>
<fileNumberInfo fileNumber="811-23806"/>
</fileNumbers>
</director>
</directors>
<chiefComplianceOfficers>
<chiefComplianceOfficer>
<ccoName> Bernadette Murphy </ccoName>
<crdNumber> N/A </crdNumber>
<ccoStreet1> 223 Wilmington West Chester Pike </ccoStreet1>
<ccoCity> Chadds Ford </ccoCity>
<ccoStateCountry ccoState="US-PA" ccoCountry="US"/>
<ccoZipCode> 19317 </ccoZipCode>
<ccoPhone> XXXXXX </ccoPhone>
<isCcoChangedSinceLastFiling> N </isCcoChangedSinceLastFiling>
<ccoEmployers>
<ccoEmployer ccoEmployerName="Vigilant Compliance, LLC" ccoEmployerId="84-1654385"/>
</ccoEmployers>
</chiefComplianceOfficer>
</chiefComplianceOfficers>
<isRegistrantSubmittedMatter> N </isRegistrantSubmittedMatter>
<isPreviousLegalProceeding> N </isPreviousLegalProceeding>
<isPreviousProceedingTerminated> N </isPreviousProceedingTerminated>
<isClaimFiled> N </isClaimFiled>
<coveredByInsurancePolicy isCoveredByInsurancePolicy="Y" isClaimFiledDuringPeriod="N"/>
<isFinancialSupportDuringPeriod> N </isFinancialSupportDuringPeriod>
<isExemptionFromAct> N </isExemptionFromAct>
<principalUnderwriters>
<principalUnderwriter>
<principalUnderwriterName> UMB Distribution Services, LLC </principalUnderwriterName>
<principalUnderwriterFileNumber> 8-42106 </principalUnderwriterFileNumber>
<principalUnderwriterCrdNumber> 000025938 </principalUnderwriterCrdNumber>
<principalUnderwriterLei> N/A </principalUnderwriterLei>
<principalUnderWriterStateCountry principalUnderWriterState="US-WI" principalUnderWriterCountry="US"/>
<isPrincipalUnderwriterAffiliatedWithRegistrant> N </isPrincipalUnderwriterAffiliatedWithRegistrant>
</principalUnderwriter>
</principalUnderwriters>
<isUnderwriterHiredOrTerminated> N </isUnderwriterHiredOrTerminated>
<publicAccountants>
<publicAccountant>
<publicAccountantName> Cohen & Company, LTD. </publicAccountantName>
<pcaobNumber> 00925 </pcaobNumber>
<publicAccountantLei> N/A </publicAccountantLei>
<publicAccountantStateCountry publicAccountantState="US-OH" publicAccountantCountry="US"/>
</publicAccountant>
</publicAccountants>
<isPublicAccountantChanged> N </isPublicAccountantChanged>
<isMaterialWeakness> Y </isMaterialWeakness>
<isOpinionOffered> N </isOpinionOffered>
<isMaterialChange> N </isMaterialChange>
<isAccountingPrincipleChange> N </isAccountingPrincipleChange>
<isPaymentDividend> N </isPaymentDividend>
</registrantInfo>
<managementInvestmentQuestionSeriesInfo>
<managementInvestmentQuestion>
<mgmtInvFundName> Aspiriant Risk-Managed Real Assets Fund </mgmtInvFundName>
<mgmtInvLei> 2549008XM0CM21URLR65 </mgmtInvLei>
<isFirstFilingByFund> N </isFirstFilingByFund>
<fundTypes>
<fundType> Fund of Funds </fundType>
</fundTypes>
<isNonDiversifiedCompany> Y </isNonDiversifiedCompany>
<isForeignSubsidiary> N </isForeignSubsidiary>
<isFundSecuritiesLending> N </isFundSecuritiesLending>
<didFundLendSecurities> N </didFundLendSecurities>
<paymentToAgentManagerType> N/A </paymentToAgentManagerType>
<avgPortfolioSecuritiesValue> N/A </avgPortfolioSecuritiesValue>
<netIncomeSecuritiesLending> N/A </netIncomeSecuritiesLending>
<relyOnRuleTypes>
<relyOnRuleType> Rule 12d1-1 (17 CFR 270.12d1-1) </relyOnRuleType>
<relyOnRuleType> Rule 32a-4 (17 CFR 270.32a-4) </relyOnRuleType>
<relyOnRuleType> Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) </relyOnRuleType>
<relyOnRuleType> Rule 18f-4(e) (17 CFR 270.18f-4(e)) </relyOnRuleType>
</relyOnRuleTypes>
<isExpenseLimitationInPlace> Y </isExpenseLimitationInPlace>
<isExpenseReducedOrWaived> Y </isExpenseReducedOrWaived>
<isFeesWaivedRecoupable> N </isFeesWaivedRecoupable>
<isExpenseWaivedRecoupable> N </isExpenseWaivedRecoupable>
<investmentAdvisers>
<investmentAdviser>
<investmentAdviserName> Aspiriant, LLC </investmentAdviserName>
<investmentAdviserFileNo> 801-68987 </investmentAdviserFileNo>
<investmentAdviserCrdNo> 000146720 </investmentAdviserCrdNo>
<investmentAdviserLei> 254900XPQUS29SJOSE06 </investmentAdviserLei>
<investmentAdviserStateCountry investmentAdviserState="US-CA" investmentAdviserCountry="US"/>
<isInvestmentAdviserHired> N </isInvestmentAdviserHired>
</investmentAdviser>
</investmentAdvisers>
<transferAgents>
<transferAgent>
<transferAgentName> UMB Fund Services, Inc. </transferAgentName>
<transferAgentFileNo> 84-05792 </transferAgentFileNo>
<transferAgentLei> N/A </transferAgentLei>
<transferAgentStateCountry transferAgentState="US-WI" transferAgentCountry="US"/>
<isTransferAgentAffiliated> N </isTransferAgentAffiliated>
<isTransferAgentSubAgent> N </isTransferAgentSubAgent>
</transferAgent>
</transferAgents>
<isTransferAgentHiredOrTerminated> N </isTransferAgentHiredOrTerminated>
<pricingServices>
<pricingService>
<pricingServiceName> Intercontinental Exchange, Inc. </pricingServiceName>
<pricingServiceLei> 5493000F4ZO33MV32P92 </pricingServiceLei>
<pricingServiceStateCountry pricingServiceState="US-GA" pricingServiceCountry="US"/>
<isPricingServiceAffiliated> N </isPricingServiceAffiliated>
</pricingService>
</pricingServices>
<isPricingServiceHiredOrTerminated> N </isPricingServiceHiredOrTerminated>
<custodians>
<custodian>
<custodianName> UMB Bank, National Association </custodianName>
<custodianLei> VNOO6EITDJ2YUEBMSZ83 </custodianLei>
<custodianStateCountry custodianState="US-MO" custodianCountry="US"/>
<isCustodianAffiliated> N </isCustodianAffiliated>
<isSubCustodian> N </isSubCustodian>
<custodyType> Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) </custodyType>
</custodian>
</custodians>
<isCustodianHiredOrTerminated> N </isCustodianHiredOrTerminated>
<isShareholderServiceHiredTerminated> N </isShareholderServiceHiredTerminated>
<admins>
<admin>
<adminName> UMB Fund Services, Inc. </adminName>
<adminLei> 084-05792 </adminLei>
<idNumberDesc> SEC File Number </idNumberDesc>
<adminStateCountry adminState="US-WI" adminCountry="US"/>
<isAdminAffiliated> N </isAdminAffiliated>
<isAdminSubAdmin> N </isAdminSubAdmin>
</admin>
</admins>
<isAdminHiredOrTerminated> N </isAdminHiredOrTerminated>
<brokers>
<broker>
<brokerName> Charles Schwab </brokerName>
<brokerFileNo> N/A </brokerFileNo>
<brokerCrdNo> N/A </brokerCrdNo>
<brokerLei> N/A </brokerLei>
<brokerStateCountry brokerState="US-NY" brokerCountry="US"/>
<grossCommission> 20.000000000000 </grossCommission>
</broker>
<broker>
<brokerName> Merrill Lynch </brokerName>
<brokerFileNo> 8-42263 </brokerFileNo>
<brokerCrdNo> 000026091 </brokerCrdNo>
<brokerLei> N/A </brokerLei>
<brokerStateCountry brokerState="US-NY" brokerCountry="US"/>
<grossCommission> 3038.000000000000 </grossCommission>
</broker>
</brokers>
<aggregateCommission> 3058.000000000000 </aggregateCommission>
<principalTransactions>
<principalTransaction>
<principalName> Direct </principalName>
<principalFileNo> N/A </principalFileNo>
<principalCrdNo> N/A </principalCrdNo>
<principalLei> N/A </principalLei>
<principalStateCountry principalState="US-NY" principalCountry="US"/>
<principalTotalPurchaseSale> 53388607.000000000000 </principalTotalPurchaseSale>
</principalTransaction>
</principalTransactions>
<principalAggregatePurchase> 53388607.000000000000 </principalAggregatePurchase>
<isBrokerageResearchPayment> N </isBrokerageResearchPayment>
<mnthlyAvgNetAssets> 171574862.000000000000 </mnthlyAvgNetAssets>
</managementInvestmentQuestion>
</managementInvestmentQuestionSeriesInfo>
<closedEndManagementInvestment>
<securityRelatedItems>
<securityRelatedItem>
<description> Other </description>
<securityClassTitle> Shares of beneficial interest </securityClassTitle>
<commonStocks>
<commonStock commonStockExchange="N/A" commonStockTickerSymbol="XARAX"/>
</commonStocks>
<otherSecurityDescription> Shares of beneficial interest </otherSecurityDescription>
</securityRelatedItem>
</securityRelatedItems>
<isRightsOffering> N </isRightsOffering>
<isSecondaryOffering> N </isSecondaryOffering>
<repurchaseSecurities isRepurchaseSecurity="Y">
<repurchaseSecurityType> Other </repurchaseSecurityType>
<otherRepurchaseSecurityDesc> Shares of beneficial interest </otherRepurchaseSecurityDesc>
</repurchaseSecurities>
<isDefaultLongTermDebt> N </isDefaultLongTermDebt>
<isDividendsInArrears> N </isDividendsInArrears>
<isSecuritiesModified> N </isSecuritiesModified>
<managementFee> 0.500000000000 </managementFee>
<netOperatingExpenses> 0.240000000000 </netOperatingExpenses>
<marketPricePerShare> 10.040000000000 </marketPricePerShare>
<netAssetValuePerShare> 10.040000000000 </netAssetValuePerShare>
</closedEndManagementInvestment>
<exchangeSeriesInfo/>
<attachmentsTab>
<isIPAReportInternalControl> true </isIPAReportInternalControl>
<isChangeAccPrinciples> true </isChangeAccPrinciples>
</attachmentsTab>
<signature registrantSignedName="Aspiriant Risk-Managed Real Assets Fund" signedDate="2024-04-15" signature="/s/ Benjamin D. Schmidt" title="Treasurer and Principal Financial Officer"/>
</formData>
</edgarSubmission>


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Filing Submission 0001145549-24-022482   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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