SEC Info - Caughey Thomas - ‘4’ for 8/29/19 re: Inrad Optics, Inc.

Caughey Thomas – ‘4’ for 8/29/19 re: Inrad Optics, Inc.

On: Tuesday, 9/3/19, at 4:05pm ET · For: 8/29/19 · Accession #: 1144204-19-43194 · File #: 0-11668

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/03/19 Caughey Thomas 4 1:4K Inrad Optics, Inc. Toppan Merrill/FA

Document/Exhibit Description Pages Size 1: 4 Statement of Changes in Beneficial Ownership of HTML 3K Securities by an Insider -- tv528793_4.xml/3.6

Ownership Document

Schema Version: X0306

Document Type: 4

Period of Report: 8/29/19

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 719494

Issuer Name: Inrad Optics, Inc.

Issuer Trading Symbol: INRD

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1516948

Owner Name: Caughey Thomas

Reporting Owner Address:

Owner Street 1: 105 LAROCHE AVE

Owner Street 2:

Owner City: SUFFERN

Owner State: NY

Owner ZIP Code: 10901

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? No

Is Other? No

Officer Title:

Other Text:

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 8/29/19

Deemed Execution Date:

Value: 8/29/19

Transaction Coding:

Transaction Form Type: 4

Transaction Code: I

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 400

Transaction Price Per Share:

Value: 1.70

Transaction Acquired-Disposed Code:

Value: D

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 82,889

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By 401(k) Plan

Owner Signature:

Signature Name: /s/ Theresa Balog, Attorney-in-Fact

Signature Date: 9/3/19

Caughey Thomas – ‘4’ for 8/29/19 re: Inrad Optics, Inc.

On: Tuesday, 9/3/19, at 4:05pm ET · For: 8/29/19 · Accession #: 1144204-19-43194 · File #: 0-11668

Previous ‘4’: ‘4’ on 6/10/19 for 2/27/19 · Next: ‘4’ on 9/13/19 for 9/12/19 · Latest: ‘4’ on 6/24/20 for 6/18/20

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Caughey Thomas – ‘4’ for 8/29/19 re: Inrad Optics, Inc.

On: Tuesday, 9/3/19, at 4:05pm ET · For: 8/29/19 · Accession #: 1144204-19-43194 · File #: 0-11668

Previous ‘4’: ‘4’ on 6/10/19 for 2/27/19 · Next: ‘4’ on 9/13/19 for 9/12/19 · Latest: ‘4’ on 6/24/20 for 6/18/20

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents