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Berman Center, Inc. – ‘8-K’ for 1/17/07

On:  Tuesday, 1/23/07, at 2:40pm ET   ·   For:  1/17/07   ·   Accession #:  1144204-7-2893   ·   File #:  0-19562

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/23/07  Berman Center, Inc.               8-K:4,9     1/17/07    2:29K                                    Vintage/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     20K 
 2: EX-16.1     Letter re: Change in Certifying Accountant          HTML      6K 


8-K   —   Current Report


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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________
 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) of the
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of Earliest Event Reported):  January 17, 2007
 
BERMAN CENTER, INC.
(Exact Name of Registrant as Specified in Charter)
 

Delaware
58-1865733
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)


211 East Ontario, Suite 800, Chicago Illinois
60611
(Address of principal executive offices)
(Zip code)
 
 
Registrant’s telephone number, including area code:
(312) 255-8088
 
 
 
 
(Former Name or Former Address, If Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 
 

Item 4.01 Changes in Registrant’s Certifying Accountant.

On January 17, 2007, Berman Center, Inc. (the “Company”) dismissed Singer Lewak Greenbaum & Goldstein LLP (“SLGG”) as its independent registered public accounting firm. The Company engaged SLGG to audit its financial statements for the years ended December 31, 2005 and 2004 and the period from January 16, 2003 (inception) to December 31, 2005 (collectively, the “Audited Financial Statements”). The decision to change accountants was approved and ratified by the Company’s Board of Directors. The report of SLGG on the Audited Financial Statements did not contain any adverse opinion or disclaimer of opinion and was not qualified or modified as to uncertainty, audit scope, or accounting principle, except for an explanatory paragraph relative to the Company’s ability to continue as a going concern.
 
While SLGG was engaged by the Company, there were no disagreements with SLGG on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure with respect to the Company, which disagreements if not resolved to the satisfaction of SLGG would have caused it to make reference to the subject matter of the disagreements in connection with its report on the Audited Financial Statements.
 
The Company provided SLGG with a copy of the disclosures to be included in Item 4.01 of this Current Report on Form 8-K and requested that SLGG furnish the Company with a letter addressed to the Commission stating whether or not SLGG agrees with the foregoing statements. A copy of the letter from SLGG to the Commission, dated January 23, 2007, is attached as Exhibit 16.1 to this Current Report on Form 8-K.
 
The Company engaged AJ. Robbins, PC, as the Company’s independent registered public accounting firm as of January 17, 2007.

Item 9.01. Exhibits.

(c) Exhibits

Exhibit
Number
 
Description
16.1
 
Letter from Singer Lewak Greenbaum & Goldstein LLP to the Securities and Exchange Commission.
     

 
2

 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BERMAN CENTER, INC.
   
   
 
By: /s/ Samuel P. Chapman 
 
Name Samuel P. Chapman
 
Title: Chief Executive Officer
   

 
3

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/23/078-K
For Period End:1/17/078-K/A
12/31/0510KSB
12/31/04
1/16/03
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/25/07  SEC                               UPLOAD10/05/17    1:34K  Berman Center, Inc.
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Filing Submission 0001144204-07-002893   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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