SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Fincera Inc. – ‘20-F/A’ for 12/31/13

On:  Tuesday, 4/29/14, at 5:02pm ET   ·   For:  12/31/13   ·   Accession #:  1144204-14-25796   ·   File #:  1-34477

Previous ‘20-F’:  ‘20-F’ on 4/18/14 for 12/31/13   ·   Next:  ‘20-F’ on 4/30/15 for 12/31/14   ·   Latest:  ‘20-F/A’ on / for 5/30/19

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/14  Fincera Inc.                      20-F/A     12/31/13  117:6.6M                                   Toppan Merrill/FA

Amendment to Annual Report by a Foreign Non-Canadian Issuer   —   Form 20-F   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 20-F/A      Amendment to Annual Report by a Foreign             HTML     79K 
                Non-Canadian Issuer                                              
 4: EX-13       Annual or Quarterly Report to Security Holders      HTML     34K 
 2: EX-12.1     Statement re: Computation of Ratios                 HTML     39K 
 3: EX-12.2     Statement re: Computation of Ratios                 HTML     38K 
77: R1          Document and Entity Information                     HTML     58K 
57: R2          Consolidated Balance Sheets                         HTML    151K 
72: R3          Consolidated Balance Sheets (Parenthetical)         HTML     95K 
82: R4          Consolidated Statements of Operations and           HTML    159K 
                Comprehensive Income (Loss)                                      
106: R5          Consolidated Statements of Cash Flows               HTML    181K  
60: R6          Consolidated Statement of Changes in Equity         HTML     81K 
71: R7          Note 1. Background                                  HTML     62K 
51: R8          Note 2. Basis of Presentation and Summary of        HTML     85K 
                Significant Accounting Policies                                  
40: R9          Note 3. Discontinued Operations                     HTML     42K 
108: R10         Note 4. Accounts Receivable                         HTML     46K  
84: R11         Note 5. Inventories                                 HTML     39K 
83: R12         Note 6. Prepaid Expenses and Other Current Assets   HTML     41K 
90: R13         Note 7. Net Investment in Direct Financing and      HTML     50K 
                Sales-Type Leases                                                
91: R14         Note 8. Property, Equipment and Leasehold           HTML     47K 
                Improvements, Net                                                
88: R15         Note 9. Construction in Progress                    HTML     37K 
92: R16         Note 10. Other Payables and Accrued Liabilities     HTML     41K 
73: R17         Note 11. Third Party Borrowings                     HTML     51K 
78: R18         12. Long-Term Payables                              HTML     53K 
86: R19         Note 13. Earn-Out Obligation                        HTML     47K 
116: R20         Note 14. Income Taxes                               HTML     67K  
101: R21         Note 15. Stock-Based Compensation                   HTML     79K  
66: R22         Note 16. Dividend Payment Restrictions              HTML     37K 
85: R23         17. Future Minimum Rental Income Under Operating    HTML     41K 
                Leases                                                           
69: R24         Note 18. Commitments and Contingencies              HTML     46K 
30: R25         Note 19. Profit Appropriation                       HTML     37K 
102: R26         Note 20. Segment Reporting                          HTML     52K  
112: R27         Note 21. Related Party Balances and Transactions    HTML     88K  
45: R28         Note 22. Variable Interest Entities                 HTML     63K 
44: R29         Note 23. Condensed Parent Company Financial         HTML     63K 
                Information of Autochina International Limited                   
49: R30         Note 24. Credit Quality of Financing Receivables    HTML     67K 
                and Allowance for Credit Losses                                  
50: R31         Note 25. Subsequent Event                           HTML     36K 
52: R32         Note 2. Basis of Presentation and Summary of        HTML    163K 
                Significant Accounting Policies (Policies)                       
19: R33         Note 2. Basis of Presentation and Summary of        HTML     41K 
                Significant Accounting Policies (Tables)                         
99: R34         Note 4. Accounts Receivable (Tables)                HTML     45K 
64: R35         Note 5. Inventories (Tables)                        HTML     38K 
67: R36         Note 6. Prepaid Expenses and Other Current Assets   HTML     40K 
                (Tables)                                                         
35: R37         Note 7. Net Investment in Direct Financing and      HTML     48K 
                Sales-Type Leases (Tables)                                       
115: R38         Note 8. Property, Equipment and Leasehold           HTML     48K  
                Improvements, Net (Tables)                                       
11: R39         Note 9. Construction in Progress (Tables)           HTML     36K 
54: R40         Note 10. Other Payables and Accrued Liabilities     HTML     40K 
                (Tables)                                                         
105: R41         Note 11. Third Party Borrowings (Tables)            HTML     40K  
32: R42         12. Long-Term Payables (Tables)                     HTML     58K 
43: R43         Note 13. Earn-Out Obligation (Tables)               HTML     42K 
48: R44         Note 14. Income Taxes (Tables)                      HTML     63K 
58: R45         Note 15. Stock-Based Compensation (Tables)          HTML     76K 
18: R46         17. Future Minimum Rental Income Under Operating    HTML     37K 
                Leases (Tables)                                                  
39: R47         Note 18. Commitments and Contingencies (Tables)     HTML     42K 
13: R48         20. Segment Reporting (Tables)                      HTML     46K 
104: R49         Note 21. Related Party Balances and Transactions    HTML     78K  
                (Tables)                                                         
31: R50         Note 22. Variable Interest Entities (Tables)        HTML     46K 
100: R51         Note 23. Condensed Parent Company Financial         HTML     61K  
                Information of Autochina International Limited                   
                (Tables)                                                         
36: R52         Note 24. Credit Quality of Financing Receivables    HTML     67K 
                and Allowance for Credit Losses (Tables)                         
55: R53         2. Basis of Presentation and Summary of             HTML     36K 
                Significant Accounting Policies (Details)                        
12: R54         NOTE 2. Estimated useful lives of property,         HTML     36K 
                equipment and leasehold improvements (Details)                   
16: R55         NOTE 4. Summary of accounts receivable (Details)    HTML     46K 
47: R56         NOTE 4. Summary of allowance for doubtful accounts  HTML     42K 
                for account receivables (Details)                                
23: R57         NOTE 4. Summary of inventories (Details)            HTML     41K 
109: R58         NOTE 6. Summary of prepaid expenses and other       HTML     61K  
                current assets (Details)                                         
62: R59         NOTE 7. Components of the net investment in direct  HTML     50K 
                financing and sales-type leases (Details)                        
89: R60         7. NET INVESTMENT IN DIRECT FINANCING AND           HTML     43K 
                SALES-TYPE LEASES - future minimum lease payments                
                (Details)                                                        
38: R61         NOTE 8. Summary of property, equipment and          HTML     52K 
                leasehold improvements (Details)                                 
41: R62         8. PROPERTY, EQUIPMENT AND LEASEHOLD IMPROVEMENTS,  HTML     41K 
                NET - Investment in property on operating leases                 
                (Details)                                                        
97: R63         NOTE 9. Summary of construction in progress         HTML     35K 
                (Details)                                                        
93: R64         NOTE 10. Schedule of Other payables and accrued     HTML     59K 
                liabilities (Details)                                            
65: R65         NOTE 11. Summary of short-term borrowings           HTML     46K 
                (Details)                                                        
95: R66         12. LONG-TERM PAYABLES - Net long-term payables     HTML     40K 
                (Details)                                                        
37: R67         12. LONG-TERM PAYABLES - Security deposits          HTML     41K 
                (Details)                                                        
70: R68         12. LONG-TERM PAYABLES - Long-term payables from    HTML     44K 
                the mortgage financing arrangement (Details)                     
111: R69         12. LONG-TERM PAYABLES - Future amounts due under   HTML     41K  
                the mortgage financing arrangement (Details)                     
15: R70         NOTE 13. Schedule of activities in the Earn-Out     HTML     40K 
                Obligation (Details)                                             
29: R71         NOTE 13. Significant inputs to the simulation       HTML     42K 
                model (Details)                                                  
56: R72         NOTE 14. Schedule of Components of Income Tax       HTML     50K 
                Expense (Benefit) (Details)                                      
21: R73         NOTE 14. Schedule of Deferred Tax Assets and        HTML     74K 
                Liabilities (Details)                                            
114: R74         NOTE 14. Schedule of Effective Income Tax Rate      HTML     50K  
                Reconciliation (Details)                                         
33: R75         NOTE 15. Stock options valuation assumption         HTML     52K 
                (Details)                                                        
24: R76         NOTE 15. Assumptions under binomial model to        HTML     50K 
                estimate the fair value of options (Details)                     
28: R77         NOTE 15. Summary of outstanding options (Details)   HTML     53K 
17: R78         NOTE 15. Summary of stock option activity           HTML     61K 
                (Details)                                                        
20: R79         NOTE 15. Summary of unvested options (Details)      HTML     56K 
79: R80         Note 17. Future Minimum Rental Income Under         HTML     41K 
                Operating Leases (Details)                                       
26: R81         18. Commitments and Contingencies (Details)         HTML     52K 
110: R82         20. SEGMENT REPORTING - Segment reporting           HTML     66K  
                (Details)                                                        
53: R83         NOTE 21. Due to/from Affiliates (Details)           HTML     38K 
87: R84         NOTE 21. Schedule of Account Payable, related       HTML     38K 
                parties (Details)                                                
94: R85         NOTE 22. Schedule of Variable Interest Entities     HTML     43K 
                (Details)                                                        
25: R86         NOTE 23. Condensed Balance Sheets (Details)         HTML     80K 
27: R87         NOTE 23. Condensed Statement of Operations          HTML     57K 
                (Details)                                                        
107: R88         NOTE 23. Condensed Statement of Cash flows          HTML     45K  
                (Details)                                                        
22: R89         NOTE 24. Allowance for Credit Losses on Financing   HTML     42K 
                Receivables (Details)                                            
81: R90         NOTE 24. Carrying amount of the performing and      HTML     43K 
                non-performing finance receivables (Details)                     
76: R91         NOTE 24. Impaired Financing Receivables (Details)   HTML     41K 
98: R92         NOTE 24. Age analysis of overdue receivables        HTML     45K 
                (Details)                                                        
75: R93         2. Basis of Presentation and Summary of             HTML     43K 
                Significant Accounting Policies (Details                         
                Narrative)                                                       
61: R94         Note 3. Discontinued Operations (Details            HTML     37K 
                Narrative)                                                       
103: R95         Note 7. Net Investment in Direct Financing and      HTML     37K  
                Sales-Type Leases (Details Narrative)                            
59: R96         Note 8. Property, Equipment and Leasehold           HTML     36K 
                Improvements, Net (Details Narrative)                            
34: R97         Note 11. Third Party Borrowings (Details            HTML     41K 
                Narrative)                                                       
68: R98         Note 14. Income Taxes (Details Narrative)           HTML     37K 
63: R99         Note 15. Stock-Based Compensation (Details          HTML     41K 
                Narrrative)                                                      
46: R100        Note 18. Commitments and Contingencies (Details     HTML     35K 
                Narrative)                                                       
117: R101        Note 19. Profit Appropriation (Details Narrative)   HTML     35K  
96: R102        20. Segment Reporting (Details Narrative)           HTML     36K 
74: R103        Note 24. Credit Quality of Financing Receivables    HTML     39K 
                and Allowance for Credit Losses (Details                         
                Narrative)                                                       
113: XML         IDEA XML File -- Filing Summary                      XML    183K  
14: EXCEL       IDEA Workbook of Financial Reports                  XLSX    249K 
42: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   1.02M 
 5: EX-101.INS  XBRL Instance -- autcf-20131231                      XML   1.76M 
 7: EX-101.CAL  XBRL Calculations -- autcf-20131231_cal              XML    271K 
 8: EX-101.DEF  XBRL Definitions -- autcf-20131231_def               XML    420K 
 9: EX-101.LAB  XBRL Labels -- autcf-20131231_lab                    XML   1.15M 
10: EX-101.PRE  XBRL Presentations -- autcf-20131231_pre             XML    933K 
 6: EX-101.SCH  XBRL Schema -- autcf-20131231                        XSD    244K 
80: ZIP         XBRL Zipped Folder -- 0001144204-14-025796-xbrl      Zip    173K 


‘20-F/A’   —   Amendment to Annual Report by a Foreign Non-Canadian Issuer


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 20-F

Amendment No. 1

 

¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

OR

 

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For fiscal year ended December 31, 2013

 

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

OR

 

¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of event requiring this shell company report______________

 

For the transition period from __________ to ___________

 

Commission file number 001-34477

 

AUTOCHINA INTERNATIONAL LIMITED

(Exact name of the Registrant as specified in its charter)

 

N/A

(Translation of Registrant’s name into English)

 

Cayman Islands

(Jurisdiction of incorporation or organization)

 

27/F, Kai Yuan Center, No. 5, East Main Street

Shijiazhuang, Hebei

People’s Republic of China

Tel: +86 311 8382 7688

Fax: +86 311 8381 9636

(Address of principal executive offices)

 

Yong Hui Li

27/F, Kai Yuan Center, No. 5, East Main Street

Shijiazhuang, Hebei

People’s Republic of China

Tel: +86 311 8382 7688

Fax: +86 311 8381 9636

(Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person)

 

 C: 
 
 

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Name of each exchange on which registered
Ordinary Shares, par value $0.001 per share   OTC Bulletin Board

 

Securities registered or to be registered pursuant to Section 12(g) of the Act:

 

N/A  
 (Title of Class)

 

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:

 

None

 

(Title of Class)

 

Indicate the number of outstanding shares of each of the Issuer’s classes of capital or ordinary shares as of the close of the period covered by the annual report: 23,545,939 ordinary shares, par value $0.001 per share, as of December 31, 2013.

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.  ¨   Yes   x No

 

If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. ¨

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  x   Yes   ¨   No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). x   Yes   ¨   No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer or a non-accelerated filer.

 

¨   Large Accelerated filer   x   Accelerated filer   ¨   Non-accelerated filer

 

Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:

 

x   US GAAP   ¨   International Financial   ¨   Other
    Reporting Standards as issued by    
    the International Accounting    
    Standards Board    

 

If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow.

 

¨   Item 17       ¨ Item 18

 

If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

 

¨   Yes       x No

 

 C: 
 
 

 

EXPLANATORY NOTE

 

The sole purpose of this Amendment No. 1 to AutoChina International Limited’s Annual Report on Form 20-F (the “Annual Report”) filed with the Securities and Exchange Commission on April 18, 2014, is to furnish the Interactive Data File as Exhibit 101 to the Annual Report in accordance with Rule 405 of Regulation S-T. Exhibit 101 provides the financial statements from the Annual Report formatted in XBRL (eXtensible Business Reporting Language).

 

No other changes have been made to the Annual Report. This Amendment No. 1 to the Annual Report does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way the disclosures made in the original Annual Report.

 

TABLE OF CONTENTS

 

    Page
ITEM 19. EXHIBITS 1

  

 C: 
 
 

  

ITEM 19. EXHIBITS

 

Exhibit

No.

  Description
1.1   Second Amended and Restated Memorandum and Articles of Association (1)
2.1   Specimen Ordinary Share Certificate (2)
4.1   Share Exchange Agreement (3)
4.2   Form of Indemnification Agreement (4)
4.3   Form of AutoChina International Limited 2009 Equity Incentive Plan (5)  
4.4   Executive Employment Agreement between the Registrant and Yong Hui Li, dated April 9, 2012 (10)
4.5   Executive Employment Agreement between the Registrant and Wei Xing, dated April 9, 2012 (10)
4.6   Executive Employment Agreement between the Registrant and Chen Lei, dated April 9, 2012 (10)
4.7   Executive Employment Agreement between the Registrant and Jason Wang, dated October 11, 2012 (10)
4.8   Business Operation Agreement (Xuhan Trading) between Hebei Kaiyuan Real Estate Development Co., Ltd. and Hebei Chuanglian Trade Co., Ltd., dated December 15, 2009 (10)
4.9   Equity Pledge Agreement (Xuhan Trading) between Hebei Kaiyuan Real Estate Development Co., Ltd. and Hebei Chuanglian Trade Co., Ltd., dated December 15, 2009 (10)
4.10   Option Agreement (Xuhan Trading) between Hebei Kaiyuan Real Estate Development Co., Ltd. and Hebei Chuanglian Trade Co., Ltd., dated December 15, 2009 (10)
4.11   Services Agreement (Xuhan Trading) between Hebei Kaiyuan Real Estate Development Co., Ltd. and Hebei Chuanglian Trade Co., Ltd., dated December 15, 2009 (10)
4.12   Voting Attorney Agreement (Xuhan Trading) between Hebei Kaiyuan Real Estate Development Co., Ltd. and Hebei Chuanglian Trade Co., Ltd., dated December 15, 2009 (10)
4.13   Business Operation Agreement (Kaiyuan Auto Trade) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd.., dated January 31, 2013 (10)
4.14   Equity Pledge Agreement (Kaiyuan Auto Trade) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.15   Option Agreement (Kaiyuan Auto Trade) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.16   Services Agreement (Kaiyuan Auto Trade) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.17   Voting Attorney Agreement (Kaiyuan Auto Trade) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.18   Business Operation Agreement (Kaiyuan Logistics) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd.., dated January 31, 2013 (10)
4.19   Equity Pledge Agreement between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.20   Option Agreement (Kaiyuan Logistics) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.21   Services Agreement (Kaiyuan Logistics) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.22   Voting Attorney Agreement (Kaiyuan Logistics) between Hebei Shengrong Investment Co., Ltd. and Hebei Chuanglian Finance Leasing Co., Ltd., dated January 31, 2013 (10)
4.23   Summary of Lease Securitization Agreement, by and between Chuangjie Trading and Citic Trust Co., Ltd., dated October 28, 2010 (6)
4.25   Summary of Loan Agreement dated July 3, 2012 between Ganglian Finance Leasing Co., Ltd. and Hebei Shengrong Kaiyuan Auto Parts Co., Ltd. (10)
4.26   Summary of Loan Agreement dated July 4, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.27   Summary of Loan Agreement dated August 30, 2012 between Hebei Xuhua Trading Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.28   Summary of Loan Agreement dated August 30, 2012 between Shijie Kaiyuan Auto Trade Co., Ltd. and CITIC Shijiazhuang Branch (10)

 

 C: 
 
 

 

4.29   Summary of Loan Agreement dated August 30, 2012 between Hebei Chuanglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.30   Summary of Loan Agreement dated September 3, 2012 between Shijie Kaiyuan Auto Trade Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.31   Summary of Loan Agreement dated September 24, 2012 between Hebei Chuanglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.32   Summary of Loan Agreement dated September 24, 2012 between Ganglian Finance Leasing Co., Ltd. and Hebei Shengrong Kaiyuan Auto Parts Co., Ltd. (10)
4.33   Summary of Loan Agreement dated November 5, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.34   Summary of Loan Agreement dated January 31, 2013 among Shijie Kaiyuan Auto Trade Co., Ltd., Guotai Junan Securities Assets Management Limited and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.35   Summary of Maximum Pledge Contract dated March 6, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.36   Summary of Maximum Pledge Contract dated July 4, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.37   Summary of Maximum Pledge Contract dated July 4, 2012 between Hebei Chuanglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.38   Summary of Maximum Pledge Contract dated August 30, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.39   Summary of Maximum Pledge Contract dated August 30, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.40   Summary of Maximum Pledge Contract dated January 31, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.41   Summary of Maximum Mortgage Contract dated January 28, 2011 between Hebei Kaiyuan Real Estate Developing Co., Ltd. and CITIC Shijiazhuang Branch (7)
4.42   Summary of Maximum Mortgage Contract dated March 6, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.43   Summary of Guarantee Contract dated January 31, 2013 between Hebei Chuanglian Finance Leasing Co., Ltd. and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.44   Summary of Guarantee Contract dated January 31, 2013 between Hebei Xuhua Trading Co., Ltd. and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.45   Summary of Guarantee Contract dated January 31, 2013 between Ganglian Finance Leasing Co., Ltd and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.46   Summary of Guarantee Contract dated January 31, 2013 between Hebei Ruihua Real Estate Development Co., Ltd. and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.47   Summary of Guarantee Contract dated January 31, 2013 between Hebei Ruituo Auto Trade Co., Ltd. and Hua Xia Bank Shijiazhuang Jianhua Branch (10)
4.48   Summary of Comprehensive Facility Contract dated July 4, 2012 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch (10)
4.49   Summary of Domestic Factoring Agreement dated February 28, 2012 between Shijie Kaiyuan Auto Trade Co., Ltd. and ICBC Bank Hebei Branch (8)
4.50   Summary of Domestic Factoring Agreement dated August 16, 2012 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch (10)
4.51   Summary of Domestic Factoring Agreement dated August 21, 2012 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch (10)
4.52   Summary of Domestic Factoring Agreement dated October 7, 2012 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch (10)
4.53   Summary of Domestic Factoring Agreement dated March 29, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch (10)
4.54   Summary of Loan Agreement dated April 19, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.55   Summary of Domestic Factoring Agreement dated April 19, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.56   Summary of Loan Agreement dated August 23, 2013 between Ganglian Finance Leasing Co., Ltd and CITIC Shijiazhuang Branch*

 

 C: 
 
 

 

4.57   Summary of Maximum Pledge Contract dated August 23, 2013 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch*
4.58   Summary of Maximum Pledge Contract dated August 23, 2013 between Hebei Chuanglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch*
4.59   Summary of Maximum Pledge Contract dated August 23, 2013 between Yong Hui Li and CITIC Shijiazhuang Branch*
4.60   Summary of Loan Agreement dated August 29, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.61   Summary of Domestic Factoring Agreement dated August 29, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.62   Summary of Loan Agreement dated September 2, 2013 between Hebei Chuanglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch*
4.63   Summary of Maximum Pledge Contract dated September 2, 2013 between Hebei Xuhua Trading Co., Ltd. and CITIC Shijiazhuang Branch*
4.64   Summary of Loan Agreement dated September 2, 2013 between Hebei Xuhua Trading Co., Ltd. and CITIC Shijiazhuang Branch*
4.65   Summary of Maximum Mortgage Contract dated September 2, 2013 between Ganglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch*
4.66   Summary of Maximum Pledge Contract dated September 2, 2013 between Hebei Chuanglian Finance Leasing Co., Ltd. and CITIC Shijiazhuang Branch*
4.67   Summary of Maximum Pledge Contract dated September 2, 2013 between Yong Hui Li and CITIC Shijiazhuang Branch*
4.68   Summary of Loan Agreement dated October 9, 2013 between Hebei Xuhua Trading Co., Ltd. and CITIC Shijiazhuang Branch*
4.69   Summary of Loan Agreement dated October 9, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.70   Summary of Domestic Factoring Agreement dated October 9, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.71   Summary of Loan Agreement dated October 29, 2013 between Ganglian Finance Leasing Co., Ltd and CITIC Shijiazhuang Branch*
4.72   Summary of Loan Agreement dated October 30, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
4.73   Summary of Pledge Contract dated October 30, 2013 between Shijie Kaiyuan Auto Trade Co., Ltd. and Agricultural Bank of China Shijiazhuang North City Branch*
8.1   Subsidiaries of the Registrant*
11   Code of Ethics (9)
12.1   Certification of the Chief Executive Officer (Principal Executive Officer) pursuant to Rule 13a-14(a) of the Securities Exchange Act, as amended
12.2   Certification of the Chief Financial Officer (Principal Financial Officer) pursuant to Rule 13a-14(a) of the Securities Exchange Act, as amended
13   Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
15.1   Consent of Marcum Bernstein & Pinchuk LLP, independent registered public accounting firm*
101   Interactive Data File

 

(1) Incorporated by reference to Registration Statement on Form F-1, filed with the SEC on Form F-1 filed May 29, 2009.
(2) Incorporated by reference to AutoChina’s Registration Statement (File No. 333-147284), filed with the SEC on Form S-1 dated January 30, 2008.
(3) Incorporated by reference to Annex C to AutoChina’s Final Proxy Statement, filed as Exhibit 99.1 to AutoChina’s Current Report on Form 6-K filed with the SEC on March 11, 2009.
(4) Incorporated by reference to Schedule N to Annex C to AutoChina’s Final Proxy Statement, filed as Exhibit 99.1 to AutoChina’s Current Report on Form 6-K filed with the SEC on March 11, 2009.
(5) Incorporated by reference to Annex E to AutoChina’s Final Proxy Statement, filed as Exhibit 99.1 to AutoChina’s Current Report on Form 6-K filed with the SEC on March 11, 2009.
(6) Incorporated by reference to AutoChina's Amendment No. 1 to the Annual Report on Form 20-F/A, filed with the SEC on December 6, 2011.
(7) Incorporated by reference to AutoChina's Annual Report on Form 20-F, filed with the SEC on November 30, 2011.
(8) Incorporated by reference to AutoChina's Annual Report on Form 20-F, filed with the SEC on April 5, 2012.
(9) Incorporated by reference to AutoChina’s Annual Report, filed with the SEC on Form 20-F filed June 9, 2009.
(10) Incorporated by reference to AutoChina’s Annual Report on Form 20-F, filed with the SEC on April 30, 2013.

 

* Previously filed.

 C: 
 
 

 

SIGNATURES

 

The Registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this annual report on its behalf.

 

  AUTOCHINA INTERNATIONAL LIMITED
   
April 29, 2014 By:  /s/ Yong Hui Li
    Yong Hui Li
    Chief Executive Officer
     
April 29, 2014 By: /s/ Jason Wang
    Jason Wang
    Chief Financial Officer

  

 C: 
 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘20-F/A’ Filing    Date    Other Filings
Filed on:4/29/14
4/18/1420-F
For Period end:12/31/1320-F
10/30/13
10/29/13
10/9/13
9/2/13
8/29/13
8/23/13
4/30/1320-F,  6-K
4/19/13
3/29/13
1/31/13
11/5/12
10/11/12
10/7/12
9/24/126-K/A
9/3/12
8/30/126-K
8/21/12
8/16/12
7/4/12
7/3/12
4/9/126-K
4/5/1220-F
3/6/12
2/28/12
12/6/1120-F/A,  6-K
11/30/1120-F
1/28/11
10/28/10
12/15/09
6/9/0920-F
5/29/096-K,  F-1
3/11/096-K
1/30/08S-1/A
 List all Filings 
Top
Filing Submission 0001144204-14-025796   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., May 6, 7:28:49.2pm ET