SEC Info - TrimTabs ETF Trust, et al. - ‘N-1A/A’ on 12/15/14

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TrimTabs ETF Trust, et al. – ‘N-1A/A’ on 12/15/14

On: Monday, 12/15/14, at 9:13pm ET · As of: 12/16/14 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1144204-14-74102 · File #s: 811-22995, 333-198603

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/16/14  TrimTabs ETF Trust                N-1A/A¶               17:2.3M                                   Toppan Vintage/FA
          → TrimTabs Intl Free-Cash-Flow ETF ⇒ FCFI
          → TrimTabs U.S. Free-Cash-Flow ETF ⇒ FCFD

Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company — Form N-1A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-1A/A      Pre-Effective Amendment to Registration Statement   HTML    568K 
                by an Open-End Management Investment Company                     
17: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      7K 
16: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     57K 
 2: EX-99.D     Investment Advisory Agreement                       HTML     37K 
 3: EX-99.E.I   Distribution Agreement                              HTML     66K 
 4: EX-99.E.II  Form of Authorized Participant Agreement            HTML     64K 
 5: EX-99.G     Custody Agreement                                   HTML    150K 
 6: EX-99.H.I   Transfer Agency and Service Agreement               HTML     68K 
 7: EX-99.H.II  Fund Administration and Accounting Agreement        HTML    112K 
 8: EX-99.I     Opinion and Consent of Counsel                      HTML     16K 
 9: EX-99.J     Consent of Independent Registered Public            HTML      8K 
                Accounting Firm                                                  
10: EX-99.L     Letter of Investment Intent                         HTML     12K 
11: EX-99.M     Plan Pursuant to Rule 12B-1                         HTML     20K 
15: EX-99.OTHER  Powers of Attorney                                 HTML     11K 
12: EX-99.P.I   Form of Code of Ethics                              HTML     66K 
13: EX-99.P.II  Code of Ethics                                      HTML     76K 
14: EX-99.P.III  Code of Ethics                                     HTML     79K

Filing Submission 0001144204-14-074102 – SGML Text

Original SGML Text submitted by:	Toppan Merrill/FA (as Filing Agent)

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TrimTabs ETF Trust, et al. – ‘N-1A/A’ on 12/15/14

On: Monday, 12/15/14, at 9:13pm ET · As of: 12/16/14 · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 1144204-14-74102 · File #s: 811-22995, 333-198603

Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company — Form N-1AFiling Table of Contents

To view the SGML, please refresh this page.

On: Monday, 12/15/14, at 9:13pm ET · As of: 12/16/14 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1144204-14-74102 · File #s: 811-22995, 333-198603

Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company — Form N-1A
Filing Table of Contents

To view the SGML, please refresh
this page.