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Wrubel Harvey – ‘4’ for 5/4/17 re: Empire Resources Inc./New

On:  Monday, 5/8/17, at 3:33pm ET   ·   For:  5/4/17   ·   Accession #:  1144204-17-25189   ·   File #:  1-12127

Previous ‘4’:  ‘4’ on 12/1/16 for 11/29/16   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/08/17  Wrubel Harvey                     4                      1:6K   Empire Resources Inc./New         Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- v466364_form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2017-05-04 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0001019272 </issuerCik>
<issuerName> EMPIRE RESOURCES INC /NEW/ </issuerName>
<issuerTradingSymbol> ERS </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001241568 </rptOwnerCik>
<rptOwnerName> WRUBEL HARVEY </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 2115 LINWOOD AVENUE </rptOwnerStreet1>
<rptOwnerStreet2></rptOwnerStreet2>
<rptOwnerCity> FORT LEE </rptOwnerCity>
<rptOwnerState> NJ </rptOwnerState>
<rptOwnerZipCode> 07024 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 0 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2017-05-04 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> G </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 17604 </value>
</transactionShares>
<transactionPricePerShare>
<value> 7.00 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 0 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Options to Purchase Common Stock </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 1.625 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2017-05-04 </value>
</transactionDate>
<deemedExecutionDate></deemedExecutionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> J </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F2"/>
</transactionCoding>
<transactionTimeliness></transactionTimeliness>
<transactionAmounts>
<transactionShares>
<value> 50000 </value>
</transactionShares>
<transactionPricePerShare>
<value> 5.375 </value>
<footnoteId id="F2"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2009-09-17 </value>
</exerciseDate>
<expirationDate>
<value> 2019-09-17 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 50000 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 0 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> The reporting person has gifted all of his shares. </footnote>
<footnote id="F2"> In connection with the Agreement and Plan of Merger, dated as of March 30, 2017, as amended on April 6, 2017 (as so amended, the "Merger Agreement"), by and among Empire Resources, Parent and Ta Chen Investment Corporation ("Sub"), Sub intends to merge with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. In connection with the Merger, the reporting person cancelled all of his options in exchange for receiving the difference between his exercise price ($1.625 per share) and the merger consideration ($7.00 per share). </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Sandra Kahn Attorney in Fact for Harvey Wrubel </signatureName>
<signatureDate> 2017-05-08 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001144204-17-025189   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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