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Lascaux Resource Capital Fund I L.P. – ‘D’ on 5/13/13

On:  Monday, 5/13/13, at 4:37pm ET   ·   Effective:  5/13/13   ·   Accession #:  1140361-13-20373   ·   File #:  21-196396

Previous ‘D’:  None   ·   Next & Latest:  ‘D/A’ on 8/29/13

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/13/13  Lascaux Resource Cap Fund I L.P.  D           5/13/13    1:9K                                     Summit Fin’l Printing

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     10K 
                          Registration -- primary_doc.xml/7.6                    




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0706
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  1575889
Entity Name:  Lascaux Resource Capital Fund I L.P.
Issuer Address:
Street 1:  320 PARK AVENUE
Street 2:  27TH FLOOR
City:  NEW YORK
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10022
Issuer Phone Number:  (212) 602-5017
Jurisdiction of Inc.:  ONTARIO, CANADA
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Value:  None
Entity Type:  Limited Partnership
Year of Inc.:
Within Five Years?  Yes
Value:  2012
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  n/a
Last Name:  Lascaux Resource Capital Partners LLC
Related-Person Address:
Street 1:  320 Park Avenue
Street 2:  27th Floor
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10022
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Promoter
Relationship Clarification:  The General Partner and the Management Company of the Issuer.
Related-Person Info:
Related-Person Name:
First Name:  David
Middle Name:  B.
Last Name:  Kaplan
Related-Person Address:
Street 1:  Lascaux Resource Capital Partners LLC
Street 2:  320 Park Avenue, 27th FL
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10022
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Promoter
Relationship Clarification:  The Manager of the General Partner and Management Company of the Issuer.
Related-Person Info:
Related-Person Name:
First Name:  Elliot
Middle Name:  J.
Last Name:  Rothstein
Related-Person Address:
Street 1:  Lascaux Resource Capital Partners LLC
Street 2:  320 Park Avenue, 27th FL
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10022
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Promoter
Relationship Clarification:  The Manager of the General Partner and the Management Company of the Issuer.
Offering Data:
Industry Group:
Industry Group Type:  Pooled Investment Fund
Investment Fund Info:
Investment Fund Type:  Private Equity Fund
Is '40 Act?  No
Issuer Size:
Revenue Range:  Decline to Disclose
Federal Exemptions Exclusions:
Item:  06
Item:  3C.7
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  4/26/13
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Pooled Investment Fund Type?  Yes
Is Other Type?  Yes
Description of Other Type:  Limited Partnership Interests. The minimum amount reflected in Item 11 may be waived by the General Partner of the Issuer.
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Minimum Investment Accepted:  5,000,000
Sales Compensation List:
Recipient:
Recipient Name:  N/A
Recipient CRD Number:  None
Associated BD Name:  North Creek Butler
Associated BDCRD Number:  114242
Recipient Address:
Street 1:  222 Court Square
City:  CHARLOTTESVILLE
State or Country:  VA
State or Country Description:  VIRGINIA
ZIP Code:  22902
States of Solicitation List:
State:  CA
Description:  CALIFORNIA
State:  CT
Description:  CONNECTICUT
State:  DC
Description:  DISTRICT OF COLUMBIA
State:  FL
Description:  FLORIDA
State:  IL
Description:  ILLINOIS
State:  MA
Description:  MASSACHUSETTS
State:  MD
Description:  MARYLAND
State:  NC
Description:  NORTH CAROLINA
State:  NH
Description:  NEW HAMPSHIRE
State:  NJ
Description:  NEW JERSEY
State:  NY
Description:  NEW YORK
State:  OH
Description:  OHIO
State:  PA
Description:  PENNSYLVANIA
State:  RI
Description:  RHODE ISLAND
State:  SC
Description:  SOUTH CAROLINA
State:  TX
Description:  TEXAS
State:  VA
Description:  VIRGINIA
Foreign Solicitation?  No
Offering Sales Amounts:
Total Offering Amount:  300,000,000
Total Amount Sold:  103,150,000
Total Remaining:  196,850,000
Clarification of Response:  The total amount sold and the number of investors represent total commitments and do not take redemptions and/or withdrawals into consideration.
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  27
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  6,000,000
Is Estimate?  Yes
Finders Fees:
Dollar Amount:  0
Clarification of Response:  The sales commission is based on the total offering amount of $300,000,000.
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Is Estimate?  Yes
Clarification of Response:  Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  Lascaux Resource Capital Fund I L.P.
Signature Name:  /s/ David B. Kaplan
Name of Signer:  David B. Kaplan
Signature Title:  Manager of the General Partner of the Issuer
Signature Date:  5/13/13


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