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As Of Filer Filing For·On·As Docs:Size Issuer Agent 7/05/16 Kirk Randal J SC 13D/A 2:83K Oragenics Inc Summit Fin’l Printing Intrexon Corp |
Document/Exhibit Description Pages Size 1: SC 13D/A SC 13D A No. 6 6-30-2016 (Oragenics) HTML 42K 2: EX-99.1 Exhibit 2 HTML 6K
ORAGENICS, INC.
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(Name of Issuer)
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Common Stock, par value $0.001 per share
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(Title of Class of Securities)
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(CUSIP Number)
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Third Security, LLC
1881 Grove Avenue
Attention: Marcus E. Smith, Esq.
(540) 633-7900
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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Copy to:
Intrexon Corporation
Attention: Legal
20374 Seneca Meadows Parkway
(301) 556-9809
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(Date of Event which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,000,555
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8
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SHARED VOTING POWER
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14,481,089
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9
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SOLE DISPOSITIVE POWER
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1,000,555
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10
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SHARED DISPOSITIVE POWER
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14,481,089
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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15,481,644
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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31.5%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Intrexon Corporation
I.R.S. IDENTIFICATION NO.: 26-0084895
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Virginia
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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14,481,089
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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14,481,089
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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14,481,089
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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29.5%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Reporting Person
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Amount of Common Stock
Beneficially
Owned
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Percent
of Class
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Sole Power
to Vote or
Direct
the Vote
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Shared
Power to
Vote or
Direct
the Vote
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Sole Power to
Dispose or to
Direct the
Disposition
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Shared Power to
Dispose or to
Direct the
Disposition
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15,481,644
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31.5
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%
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1,000,555
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14,481,089
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1,000,555
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14,481,089
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Intrexon Corporation
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14,481,089
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29.5
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%
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—
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14,481,089
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—
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14,481,089
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(c)
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Except as set forth in this Item 5, none of the Reporting Persons have engaged in any transactions in the Common Stock in the past 60 days.
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Exhibit 1 | Stock Purchase Agreement dated as of June 30, 2016 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K, dated and filed June 30, 2016 and incorporated herein by reference) |
/s/ Randal J. Kirk
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INTREXON CORPORATION
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By:
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/s/ Randal J. Kirk
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Chief Executive Officer
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Exhibit 1 | Stock Purchase Agreement dated as of June 30, 2016 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K, dated and filed June 30, 2016 and incorporated herein by reference) |
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 7/5/16 | 4 | ||
6/30/16 | 4, 8-K | |||
5/16/16 | 10-Q, 4 | |||
3/31/16 | 10-Q, 4 | |||
12/3/15 | 4, SC 13D/A | |||
12/1/15 | 4, 8-K | |||
12/26/13 | 4, SC 13D/A | |||
12/18/13 | 4, 8-K | |||
11/22/13 | 4, SC 13D/A | |||
11/20/13 | 4, 8-K | |||
10/2/13 | 4, SC 13D/A | |||
9/30/13 | 10-Q, 4, 8-K, 8-K/A | |||
8/3/12 | SC 13D/A | |||
7/31/12 | 4, 8-K | |||
6/12/12 | 3, SC 13D | |||
6/5/12 | 3, 4, 8-K | |||
List all Filings |