SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Gutman Howard B. – ‘5’ for 12/31/08 re: Tib Financial Corp.

On:  Friday, 2/6/09, at 6:23pm ET   ·   For:  12/31/08   ·   As:  Director and Other   ·   Accession #:  1140361-9-2963   ·   File #:  0-21329

Previous ‘5’:  None   ·   Next & Latest:  ‘5’ on 1/21/10 for 12/31/09

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/09  Gutman Howard B.                  5          Dir.,Other  1:10K  Tib Financial Corp.               Broadridge Fin’l… Inc/FA

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial           HTML     10K 
                Ownership of Securities by an Insider --                         
                doc1.xml/3.3


        

This ‘5’ Document is an XML Data File that may be rendered in various formats:

  Form 5    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0303
Document Type:  5
Period of Report:  12/31/08
Not Subject to Section 16:  0
Form 3 Holdings Reported:  0
Form 4 Transactions Reported:  0
Issuer:
Issuer CIK:  1013796
Issuer Name:  TIB FINANCIAL CORP.
Issuer Trading Symbol:  TIBB
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1430971
Owner Name:  Gutman Howard B.
Reporting Owner Address:
Owner Street 1:  599 9TH STREET NORTH
Owner Street 2:  SUITE 101
Owner City:  NAPLES
Owner State:  FL
Owner ZIP Code:  34102
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  Yes
Officer Title:
Other Text:  Strategic Planning Cmte. Chair
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, $.10 par value
Transaction Date:
Value:  12/31/08
Footnote ID:  F1
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  660
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  22,517
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, $.10 par value
Transaction Date:
Value:  12/31/08
Footnote ID:  F1
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  60
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2060
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Howard B. Gutman WBNA Custodian Trad IRA
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, $.10 par value
Transaction Date:
Value:  12/31/08
Footnote ID:  F1
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  1,803
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  61,327
Footnote ID:  F3
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Premier Insurance, LLC
Derivative Table:
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  8.16
Transaction Coding:
Transaction Form Type:
Exercise Date:
Value:  3/7/08
Expiration Date:
Value:  3/7/11
Underlying Security:
Underlying Security Title:
Value:  Common Stock, $0.10 par value
Underlying Security Shares:
Value:  18,397
Footnote ID:  F2
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  18,397
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  8.16
Transaction Coding:
Transaction Form Type:
Exercise Date:
Value:  3/7/08
Expiration Date:
Value:  3/7/11
Underlying Security:
Underlying Security Title:
Value:  Common Stock, $0.10 par value
Underlying Security Shares:
Value:  61,327
Footnote ID:  F3
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  61,327
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Premier Insurance LLC
Footnotes:
Footnote - F1:  TIB Financial Corp. declared a 1% stock dividend payable to all holders of record of common stock on 7/7/08, 9/30/08 and 12/31/08, respectively, which was distributed on 7/17/08, 10/10/08 and 1/10/09, respectively. The reporting person acquired 218 shares, 220 shares and 222 shares, respectively on each distribution date. The traditional IRA acquired 20 shares on each distribution date. Premier Insurance, LLC acquired 595 shares, 601 shares, and 607 shares, respectively, on each distribution date.
Footnote - F2:  The reporting person owns 22,517 shares and 18,397 warrants. 18,397 shares and warrants are held in joint tenancy with his wife, Rachel A. Gutman.
Footnote - F3:  The reporting person is the sole shareholder of HBG Insurance, Inc., a member of Premier Insurance, LLC, a Florida limited liability company, and is the Managing Member of Premier Insurance. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Remarks:
Owner Signature:
Signature Name:  Vicki L. Walker, Attorney In Fact for Howard B. Gutman
Signature Date:  2/6/09


↑Top
Filing Submission 0001140361-09-002963   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sat., May 4, 11:48:36.2pm ET