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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 2/28/15 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 792987 |
| Issuer Name: ASTEC INDUSTRIES INC |
| Issuer Trading Symbol: ASTE |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1103175 |
| | Owner Name: BROCK J DON |
| Reporting Owner Address: |
| | Owner Street 1: 4101 JEROME AVE |
| | Owner Street 2: |
| | Owner City: CHATTANOOGA |
| | Owner State: TN |
| | Owner ZIP Code: 37407 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chairman |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 44,475 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: Residuary Trust |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 2/28/15 |
| | | Footnote ID: F1 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,250 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 42.77 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,351 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,007,340 |
| Footnote ID: F3 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Holding: |
| | Security Title: |
| | | Value: Phantom Stock |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| Footnote ID: F2 |
| | | Underlying Security Shares: |
| Value: 47,717.5734 |
| Footnote ID: F2 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 47,717.5734 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 2,250 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 9,000 RSUs. |
| Footnote - F2: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
| Footnote - F3: Total amount includes 6,750 shares issued upon vesting of RSUs on February 28, 2015. |
| Remarks: |
| Owner Signature: |
| Signature Name: Robert Taylor, attorney in fact for J. Don Brock |
| Signature Date: 3/2/15 |
