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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/08/20 Associated Capital Group, Inc. 8-K:5 5/08/20 1:23K Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 19K
Delaware
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47-3965991
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Class A Common Stock, par value $0.001 per share
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AC
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New York Stock Exchange
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NOMINEE
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VOTES
FOR
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VOTES
WITHHELD
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BROKER
NON-VOTES
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Marc Gabelli
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190,449,294
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1,250,686
|
450,840
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Mario J. Gabelli
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191,108,755
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591,225
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450,840
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Douglas R. Jamieson
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191,168,919
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531,061
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450,840
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Daniel R. Lee
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191,167,993
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531,987
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450,840
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Bruce M. Lisman
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191,143,997
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555,983
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450,840
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Frederic V. Salerno
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191,132,900
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567,080 |
450,840
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Salvatore F. Sodano
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191,171,227
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528,753
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450,840
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Elisa M. Wilson
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190,473,416
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1,226,564
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450,840
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(2) |
The ratification of Deloitte & Touche LLP as the Company’s independent registered public accountants for the year ending December 31, 2020:
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VOTES
FOR
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VOTES
AGAINST
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ABSTAINED
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BROKER
NON-VOTES
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191,370,271
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120,220 |
660,329 |
0
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(3) |
Approval of the advisory vote on named executive officer compensation:
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VOTES
FOR
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VOTES
AGAINST
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ABSTAINED
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BROKER
NON-VOTES
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190,900,226
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138,577 |
661,137 |
450,840 |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/20 | ||||
Filed on / For Period end: | 5/8/20 | |||
5/5/20 | DEF 14A | |||
List all Filings |