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ACM Research, Inc. – ‘8-K’ for 3/12/24

On:  Thursday, 3/21/24, at 9:00am ET   ·   For:  3/12/24   ·   Accession #:  1140361-24-14509   ·   File #:  1-38273

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/21/24  ACM Research, Inc.                8-K:8,9     3/12/24   11:241K                                   Broadridge Fin’l So… Inc

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     29K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     68K 
 6: R1          Document and Entity Information                     HTML     47K 
 8: XML         IDEA XML File -- Filing Summary                      XML     12K 
11: XML         XBRL Instance -- ef20024745_8k_htm                   XML     15K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- acmr-20240312_lab                     XML     63K 
 5: EX-101.PRE  XBRL Presentations -- acmr-20240312_pre              XML     46K 
 3: EX-101.SCH  XBRL Schema -- acmr-20240312                         XSD     14K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
10: ZIP         XBRL Zipped Folder -- 0001140361-24-014509-xbrl      Zip     27K

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C: 
 i false i 0001680062 i NASDAQ00016800622024-03-122024-03-12
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM  i 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  i March 12, 2024
 
 i ACM Research, Inc.
(Exact Name of Registrant as Specified in its Charter)
 
 i Delaware
 i 001-38273
 i 94-3290283
(State or Other
Jurisdiction of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)

 i 42307 Osgood Road,  i Suite I
    
 i Fremont,  i California
  
 i 94539
(Address of Principal Executive Offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: ( i 510)  i 445-3700
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 i ☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i ☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 i ☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 i ☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
  
Trading symbol
  
Name of each exchange on which registered
 i Class A Common Stock, par value $0.0001 per share
  
 i ACMR
  
The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934:    Emerging growth company   i ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ☐

Item 8.01
Other Events.
 
The shares of our operating subsidiary ACM Research (Shanghai), Inc. (“ACM Shanghai”) are listed on the Sci-Tech innovation board (the “STAR Market”) of the Shanghai Stock Exchange (the “SSE”). In accordance with the SSE’s rules governing the STAR Market, ACM Shanghai filed with the SSE a Record of March 2024 Investor Relations Activity (the “Record”). The SSE posted the Record to the SSE’s website on March 12, 2024. A copy of the Record is attached as Exhibit 99.1 hereto.

The information in this Current Report on Form 8-K, including Exhibit 99.1, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall it be deemed to be incorporated by reference into any filing of ACM Research, Inc. under the Securities Act of 1933, as amended.

Item 9.01
Financial Statements and Exhibits.
 
(d)
Exhibits.
 
Exhibit
  
Description
99.1*
  
Record of March 2024 Investor Relations Activity filed by ACM Research (Shanghai), Inc. with the Shanghai Stock Exchange on March 12, 2024
     
104
  
Cover Page Interactive Data File (embedded within the XBRL document)

* Unofficial English translation of original document prepared in Mandarin Chinese.
 
2
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
ACM RESEARCH, INC.
   
 
By:
/s/ Mark McKechnie
  
 
Mark McKechnie
 
Chief Financial Officer and Treasurer
   
Dated: March 21, 2024
  


3

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/21/24
For Period end:3/12/244
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