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Advent Capital Management/DE – ‘13F-HR’ for 12/31/23 – ‘INFO-TABLE’

On:  Tuesday, 2/13/24, at 3:31pm ET   ·   Effective:  2/13/24   ·   For:  12/31/23   ·   Accession #:  1140361-24-7399   ·   File #s:  28-05049, 28-11097, 28-17598

Previous ‘13F-HR’:  ‘13F-HR’ on 11/13/23 for 9/30/23   ·   Latest ‘13F-HR’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/13/24  Advent Capital Management/DE      13F-HR     12/31/23    2:79K                                    Broadridge Fin’l So… Inc

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      5K 
                Money Manager -- primary_doc.xml/2.2                             
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML     75K 
                informationtable.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — informationtable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Portfolio Securities Holdings Info Table
 

Advent Capital Management/DE  
 NY
   ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  12/31/23   ·   Assets:  $4,359,614,471   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Note:  In January 2023, the SEC changed the meaning of Market Value to be $s instead of $1000s.  This was unwise, because many Filers have not noticed
the change and are filing incorrect data.  For consistency across our site, we’re adjusting Market Values the best we can and still showing them in $1000s.

1 Related Money Manager also Reported Holdings in this Quarter for this Manager.

Security Market ValueªShares or PrincipalInvestment
Discretion		Other 
Managersº		Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   ↓List(S/P Amounts or For All)
AbbVie IncCOM–00287Y·10·94,649a0.11%30,000Sh.154.97   Sole–Sole––
AES CORP/THECONV PFD–00130H·20·411,768a0.27%154,921Sh.75.96   Sole–133,906– 21,015
AFFIRM HOLDINGS INCCONV–00827B·AB·299,899a2.29%121,458,000Pr.82.3%   Sole–84,762,000 5,563,000 31,133,000
AIRBNB INCCONV–009066·AB·7285a0.01%316,000Pr.90.1%   Sole–Sole––
AKAMAI TECHNOLOGIES INCCONV–00971T·AJ·04,067a0.09%3,190,000Pr.127.5%   Sole–Sole––
AKAMAI TECHNOLOGIES INCCONV–00971T·AL·532,643a0.75%29,185,000Pr.111.9%   Sole–26,421,000– 2,764,000
ALGONQUIN PWRCONV PFD–015857·87·31,241a0.03%55,000Sh.22.57   Sole–Sole––
ALNYLAM PHARMACEUTICALSCONV–02043Q·AB·354,050a1.24%54,734,000Pr.98.8%   Sole–33,739,000 1,420,000 19,575,000
Alphabet IncCOM–02079K·10·72,819a0.06%20,000Sh.140.93   Sole–Sole––
ALTAIR ENGINEERING INCCONV–021369·AC·78,000a0.18%6,166,000Pr.129.8%   Sole–5,283,000– 883,000
ALTERYX INCCONV–02156B·AF·039,052a0.90%40,002,000Pr.97.6%   Sole–18,845,000 208,000 20,949,000
AMERICAN AIRLINES GROUPCONV–02376R·AF·985,530a1.96%76,881,000Pr.111.3%   Sole–47,751,000 2,974,000 26,156,000
Amgen IncCOM–031162·10·01,345a0.03%4,669Sh.288.02   Sole–Sole––
APOLLO GLOBAL MANAGEMENTCONV PFD–03769M·30·466,878a1.53%1,186,829Sh.56.35   Sole–1,040,564– 146,265
ARES CAPITAL CORPCONV–04010L·AW·39,788a0.22%9,463,000Pr.103.4%   Sole–8,080,000– 1,383,000
ARRAY TECHNOLOGIES INCCONV–04271T·AB·657,162a1.31%57,900,000Pr.98.7%   Sole–38,836,000 1,918,000 17,146,000
BANDWIDTH INCCONV–05988J·AB·93a0.00%4,000Pr.83.3%   Sole––Shared–
BANK OF AMERICA CORPCONV PFD–060505·68·2224,076a5.14%185,624Sh.1,207.15   Sole–127,120 4,289 54,215
Bath & Body Works IncCOM–070830·10·42,590a0.06%60,000Sh.43.16   Sole–Sole––
BENTLEY SYSTEMSCONV–08265T·AD·122,834a0.52%25,385,000Pr.90.0%   Sole–12,163,000 1,621,000 11,601,000
BENTLEY SYSTEMS INCCONV–08265T·AB·549,492a1.14%49,836,000Pr.99.3%   Sole–34,419,000 1,380,000 14,037,000
Best Buy Co IncCOM–086516·10·12,348a0.05%30,000Sh.78.28   Sole–Sole––
BIGCOMMERCE HOLDINGS INCCONV–08975P·AB·46,656a0.15%8,425,000Pr.79.0%   Sole–6,847,000 1,578,000–
BILL HOLDINGS INCCONV–090043·AB·626,153a0.60%27,734,000Pr.94.3%   Sole–14,125,000 1,576,000 12,033,000
BILL HOLDINGS INCCONV–090043·AD·213,169a0.30%15,800,000Pr.83.4%   Sole–7,134,000 74,000 8,592,000
BIOMARIN PHARMACEUTICALCONV–09061G·AH·44,466a0.10%4,520,000Pr.98.8%   Sole–Sole––
BIOMARIN PHARMACEUTICALCONV–09061G·AK·732,424a0.74%31,422,000Pr.103.2%   Sole–15,512,000 2,432,000 13,478,000
BLACKLINE INCCONV–09239B·AD·156,512a1.30%63,319,000Pr.89.3%   Sole–32,025,000 2,961,000 28,333,000
BLACKSTONE MORTGAGE TRCONV–09257W·AE·05,838a0.13%6,398,000Pr.91.3%   Sole–Sole––
BLOCK INCCONV–852234·AF·029,643a0.68%30,189,000Pr.98.2%   Sole–18,393,000 99,000 11,697,000
BLOCK INCCONV–852234·AK·927,109a0.62%32,810,000Pr.82.6%   Sole–18,078,000 2,323,000 12,409,000
BLOOM ENERGY CORPCONV–093712·AH·025,121a0.58%22,007,000Pr.114.2%   Sole–11,780,000 1,185,000 9,042,000
Boeing Co/TheCOM–097023·10·52,607a0.06%10,000Sh.260.66   Sole–Sole––
BOOKING HOLDINGS INCCONV–09857L·AN·884,835a1.95%44,915,000Pr.188.9%   Sole–41,329,000– 3,586,000
BOX INCCONV–10316T·AB·015,622a0.36%13,936,000Pr.112.1%   Sole–12,644,000– 1,292,000
BRIDGEBIO PHARMA INCCONV–10806X·AB·830,177a0.69%24,929,000Pr.121.1%   Sole–16,696,000 1,332,000 6,901,000
BRIDGEBIO PHARMA INCCONV–10806X·AD·430,426a0.70%35,715,000Pr.85.2%   Sole–18,099,000 1,656,000 15,960,000
BURLINGTON STORES INCCONV–122017·AB·27,169a0.16%6,607,000Pr.108.5%   Sole–4,383,000 2,224,000–
CABLE ONE INCCONV–12685J·AE·527,359a0.63%32,055,000Pr.85.4%   Sole–15,170,000 143,000 16,742,000
CABLE ONE INCCONV–12685J·AG·014,466a0.33%18,972,000Pr.76.3%   Sole–15,468,000 1,618,000 1,886,000
CenterPoint Energy IncCOMCall15189T·10·713,914a0.32%487,000Sh.28.57   Sole–Sole––
CenterPoint Energy IncCOMCall15189T·10·75,714a0.13%200,000Sh.28.57   Sole–Sole––
CHART INDUSTRIES INCCONV PFD–16115Q·40·733,457a0.77%588,923Sh.56.81   Sole–535,638– 53,285
CHEESECAKE FACTORY (THE)CONV–163072·AA·919,042a0.44%21,950,000Pr.86.8%   Sole–10,111,000 102,000 11,737,000
CHEFS’ WAREHOUSE THECONV–163086·AE·110,479a0.24%10,982,000Pr.95.4%   Sole–9,458,000– 1,524,000
Chubb LtdCOM–H1467J·10·41,808a0.04%8,000Sh.226.00   Sole–Sole––
CINEMARK HOLDINGS INCCONV–17243V·AB·814,651a0.34%12,077,000Pr.121.3%   Sole–10,978,000– 1,099,000
COHERUS BIOSCIENCES INCCONV–19249H·AB·92,192a0.05%3,864,000Pr.56.7%   Sole–2,409,000 1,455,000–
COINBASE GLOBAL INCCONV–19260Q·AB·335,841a0.82%39,360,000Pr.91.1%   Sole–23,443,000 1,590,000 14,327,000
CONFLUENT INCCONV–20717M·AB·926,003a0.60%31,000,000Pr.83.9%   Sole–14,102,000 145,000 16,753,000
CONMED CORPCONV–207410·AH·424,108a0.55%24,002,000Pr.100.4%   Sole–11,580,000 1,322,000 11,100,000
Copa Holdings SACOM–P31076·10·52,126a0.05%20,000Sh.106.31   Sole–Sole––
CYBERARK SOFTWARE LTDCONV–23248V·AB·120,040a0.46%14,103,000Pr.142.1%   Sole–13,256,000– 847,000
CYTOKINETICS INCCONV–23282W·AC·418,542a0.43%10,535,000Pr.176.0%   Sole–9,650,000– 885,000
DATADOG INCCONV–23804L·AB·914,341a0.33%10,236,000Pr.140.1%   Sole–9,001,000– 1,235,000
Deere & CoCOM–244199·10·51,599a0.04%4,000Sh.399.87   Sole–Sole––
DEXCOM INCCONV–252131·AK·312,895a0.30%12,293,000Pr.104.9%   Sole–8,619,000 3,674,000–
Dick’s Sporting Goods IncCOM–253393·10·21,470a0.03%10,000Sh.146.95   Sole–Sole––
DIGITALOCEAN HOLDINGSCONV–25402D·AB·866,102a1.52%79,699,000Pr.82.9%   Sole–47,026,000 3,315,000 29,358,000
DRAFTKINGS HOLDINGS INCCONV–26142R·AB·049,494a1.14%60,991,000Pr.81.2%   Sole–35,001,000 3,893,000 22,097,000
DROPBOX INCCONV–26210C·AC·83,830a0.09%3,884,000Pr.98.6%   Sole–Sole––
DROPBOX INCCONV–26210C·AD·64,781a0.11%4,728,000Pr.101.1%   Sole–Sole––
Enphase Energy IncCOM–29355A·10·71,982a0.05%15,000Sh.132.14   Sole–Sole––
ENPHASE ENERGY INCCONV–29355A·AF·48,622a0.20%5,085,000Pr.169.6%   Sole–4,325,000– 760,000
ENPHASE ENERGY INCCONV–29355A·AH·06,169a0.14%6,735,000Pr.91.6%   Sole–Sole––
ENPHASE ENERGY INCCONV–29355A·AK·350,985a1.17%57,005,000Pr.89.4%   Sole–33,016,000 1,917,000 22,072,000
ENVESTNET INCCONV–29404K·AG·133,663a0.77%33,960,000Pr.99.1%   Sole–20,316,000 1,468,000 12,176,000
ENVISTA HOLDINGS CORPCONV–29415F·AB·07,435a0.17%5,984,000Pr.124.3%   Sole–4,645,000– 1,339,000
EQT CORPCONV–26884L·AK·560,892a1.40%22,897,000Pr.265.9%   Sole–20,773,000– 2,124,000
ETSY INCCONV–29786A·AJ·510,403a0.24%9,011,000Pr.115.5%   Sole–7,894,000– 1,117,000
ETSY INCCONV–29786A·AL·033,286a0.76%38,904,000Pr.85.6%   Sole–18,775,000 2,187,000 17,942,000
EURONET WORLDWIDE INCCONV–298736·AL·327,512a0.63%29,113,000Pr.94.5%   Sole–21,269,000– 7,844,000
EVOLENT HEALTH INCCONV–30050B·AD·314,768a0.34%12,920,000Pr.114.3%   Sole–10,202,000 2,317,000 401,000
EXACT SCIENCES CORPCONV–30063P·AB·11,643a0.04%1,689,000Pr.97.3%   Sole–Sole––
EXACT SCIENCES CORPCONV–30063P·AC·970,852a1.63%75,374,000Pr.94.0%   Sole–39,146,000 3,440,000 32,788,000
EXPEDIA GROUP INCCONV–30212P·BE·477,741a1.78%81,790,000Pr.95.1%   Sole–60,039,000 2,040,000 19,711,000
FIVE9 INCCONV–338307·AD·34,985a0.11%5,204,000Pr.95.8%   Sole–Sole––
FORD MOTOR COMPANYCONV–345370·CZ·156,074a1.29%56,074,000Pr.100.0%   Sole–31,601,000 1,405,000 23,068,000
Freeport-McMoRan IncCOM–35671D·85·73,193a0.07%75,000Sh.42.57   Sole–Sole––
GUARDANT HEALTH INCCONV–40131M·AB·530,177a0.69%42,804,000Pr.70.5%   Sole–24,128,000 2,189,000 16,487,000
GUIDEWIRE SOFTWARE INCCONV–40171V·AA·83,093a0.07%2,808,000Pr.110.2%   Sole–Sole––
H WORLD GROUP LTDCONV–44332N·AB·26,579a0.15%6,126,000Pr.107.4%   Sole–Sole––
HAEMONETICS CORPCONV–405024·AB·626,394a0.61%29,491,000Pr.89.5%   Sole–14,046,000 1,597,000 13,848,000
HALOZYME THERAPEUTICS INCONV–40637H·AF·652,157a1.20%55,993,000Pr.93.2%   Sole–38,164,000 1,991,000 15,838,000
HERBALIFE LTDCONV–42703M·AD·51,413a0.03%1,429,000Pr.98.9%   Sole–Sole––
HUBSPOT INCCONV–443573·AD·210,054a0.23%4,844,000Pr.207.6%   Sole–4,136,000– 708,000
INSULET CORPORATIONCONV–45784P·AK·733,644a0.77%29,154,000Pr.115.4%   Sole–15,898,000 1,804,000 11,452,000
INTEGRA LIFESCIENCES HLDCONV–457985·AM·13,876a0.09%4,106,000Pr.94.4%   Sole–Sole––
ITRON INCCONV–465741·AN·620,595a0.47%22,250,000Pr.92.6%   Sole–10,050,000 105,000 12,095,000
JAZZ INVESTMENTS I LTDCONV–472145·AF·844,309a1.02%43,719,000Pr.101.4%   Sole–28,064,000 119,000 15,536,000
JPMorgan Chase & CoCOM–46625H·10·03,402a0.08%20,000Sh.170.10   Sole–Sole––
KKR & Co IncCOM–48251W·10·43a0.00%40Sh.82.85   Sole––Shared–
LANTHEUS HOLDINGS INCCONV–516544·AB·931,914a0.73%28,353,000Pr.112.6%   Sole–25,870,000– 2,483,000
LIBERTY MEDIA CORPCONV–531229·AQ·52,997a0.07%2,940,000Pr.101.9%   Sole–1,848,000 1,092,000–
LITHIUM AMERICAS ARCONV–53680Q·AA·612,722a0.29%19,739,000Pr.64.5%   Sole–16,165,000 1,766,000 1,808,000
LIVE NATION ENTERTAINMENCONV–538034·AU·3338a0.01%320,000Pr.105.7%   Sole–Sole––
Live Nation Entertainment IncCOM–538034·10·91,591a0.04%17,000Sh.93.60   Sole–Sole––
LUMENTUM HOLDINGS INCCONV–55024U·AB·53,060a0.07%3,041,000Pr.100.6%   Sole–Sole––
LUMENTUM HOLDINGS INCCONV–55024U·AD·1303a0.01%338,000Pr.89.6%   Sole–Sole––
LUMENTUM HOLDINGS INCCONV–55024U·AF·624,236a0.56%30,605,000Pr.79.2%   Sole–18,435,000 108,000 12,062,000
LYFT INCCONV–55087P·AB·07,156a0.16%7,521,000Pr.95.2%   Sole–6,243,000– 1,278,000
MARRIOTT VACATION WORLDWCONV–57164Y·AD·93,875a0.09%4,389,000Pr.88.3%   Sole–Sole––
MARRIOTT VACATION WORLDWCONV–57164Y·AF·460,095a1.38%67,560,000Pr.89.0%   Sole–47,355,000 1,445,000 18,760,000
MGM Resorts InternationalCOM–552953·10·14,468a0.10%100,000Sh.44.68   Sole–Sole––
MGP INGREDIENTS INCCONV–55303J·AB·23,393a0.08%2,900,000Pr.117.0%   Sole–Sole––
MICROSTRATEGY INCCONV–594972·AC·55,181a0.12%3,128,000Pr.165.6%   Sole–2,801,000– 327,000
MICROSTRATEGY INCCONV–594972·AE·143,289a0.99%49,507,000Pr.87.4%   Sole–29,545,000 2,406,000 17,556,000
MIDDLEBY CORPCONV–596278·AB·75,088a0.12%4,160,000Pr.122.3%   Sole–Sole––
Mirum Pharmaceuticals IncCOM–604749·10·1508a0.01%17,200Sh.29.52   Sole–Sole––
MONGODB INCCONV–60937P·AD·812,470a0.29%6,302,000Pr.197.9%   Sole–5,379,000– 923,000
NATERA INCCONV–632307·AB·08,416a0.19%4,907,000Pr.171.5%   Sole–4,236,000– 671,000
NATIONAL VISION HOLDINGSCONV–63845R·AB·310,666a0.24%10,608,000Pr.100.6%   Sole–9,330,000– 1,278,000
NCL CORPORATION LTDCONV–62886H·AX·914,250a0.33%11,064,000Pr.128.8%   Sole–10,029,000– 1,035,000
NCL CORPORATION LTDCONV–62886H·BD·280,415a1.84%87,589,000Pr.91.8%   Sole–45,787,000 3,886,000 37,916,000
NeoGenomics IncCOM–64049M·20·948a0.00%2,966Sh.16.18   Sole–Sole––
NEOGENOMICS INCCONV–64049M·AA·821,563a0.49%23,000,000Pr.93.8%   Sole–12,871,000 86,000 10,043,000
NEOGENOMICS INCCONV–64049M·AB·623,235a0.53%30,363,000Pr.76.5%   Sole–15,536,000 3,945,000 10,882,000
NEUROCRINE BIOSCIENCESCONV–64125C·AD·13a0.00%2,000Pr.173.4%   Sole––Shared–
NEW MOUNTAIN FINANCE CORCONV–647551·AE·033,307a0.76%32,638,000Pr.102.1%   Sole–30,163,000– 2,475,000
NextEra Energy IncCOM–65339F·10·13,037a0.07%50,000Sh.60.74   Sole–Sole––
NEXTERA ENERGY INCCONV PFD–65339F·71·383,893a1.92%2,193,675Sh.38.24   Sole–1,877,603– 316,072
NICE LTDCONV–653656·AB·47,781a0.18%8,182,000Pr.95.1%   Sole–7,107,000– 1,075,000
NORTHERN OIL AND GAS INCCONV–665531·AJ·811,841a0.27%10,001,000Pr.118.4%   Sole–8,835,000– 1,166,000
NRG ENERGY INCCONV–629377·CG·5139a0.00%108,000Pr.129.0%   Sole–Sole––
NUTANIX INCCONV–67059N·AH·13,902a0.09%3,734,000Pr.104.5%   Sole–Sole––
NY COMMUNITY CAP TRUST VCONV PFD–64944P·30·76,626a0.15%157,624Sh.42.04   Sole–119,054 38,570–
OKTA INCCONV–679295·AF·228,140a0.65%31,653,000Pr.88.9%   Sole–14,963,000 1,669,000 15,021,000
OMNICELL INCCONV–68213N·AD·13,579a0.08%3,882,000Pr.92.2%   Sole–Sole––
ON SEMICONDUCTOR CORPCONV–682189·AS·41,233a0.03%752,000Pr.164.0%   Sole–Sole––
PALO ALTO NETWORKSCONV–697435·AF·225,492a0.58%8,589,000Pr.296.8%   Sole–7,281,000– 1,308,000
PEBBLEBROOK HOTEL TRUSTCONV–70509V·AA·8163a0.00%182,000Pr.89.6%   Sole–Sole––
PELOTON INTERACTIVE INCCONV–70614W·AB·660,313a1.38%77,436,000Pr.77.9%   Sole–48,066,000 4,832,000 24,538,000
PENN ENTERTAINMENT INCCONV–707569·AU·317,419a0.40%13,399,000Pr.130.0%   Sole–12,040,000– 1,359,000
PERFICIENT INCCONV–71375U·AF·815,600a0.36%18,725,000Pr.83.3%   Sole–8,455,000 88,000 10,182,000
PERMIAN RESOURC OPTG LLCCONV–15136A·AA·0130a0.00%56,000Pr.232.7%   Sole–Sole––
Pfizer IncCOM–717081·10·32,879a0.07%100,000Sh.28.79   Sole–Sole––
PIONEER NATURAL RESOURCECONV–723787·AP·264,934a1.49%26,667,000Pr.243.5%   Sole–23,796,000– 2,871,000
POST HOLDINGS INCCONV–737446·AT·1558a0.01%549,000Pr.101.6%   Sole–Sole––
PROS HOLDINGS INCCONV–74346Y·AH·66a0.00%6,000Pr.97.8%   Sole––Shared–
Q2 HOLDINGS INCCONV–74736L·AD·1111a0.00%121,000Pr.91.4%   Sole–Sole––
RAPID7 INCCONV–753422·AD·63a0.00%3,000Pr.110.4%   Sole–Sole––
RAPID7 INCCONV–753422·AF·127,729a0.64%30,703,000Pr.90.3%   Sole–15,591,000 126,000 14,986,000
REALOGY GROUP/CO-ISSUERCONV–75606D·AP·610,628a0.24%13,474,000Pr.78.9%   Sole–11,630,000– 1,844,000
REDFIN CORPCONV–75737F·AC·22,984a0.07%3,539,000Pr.84.3%   Sole–Sole––
REDFIN CORPCONV–75737F·AE·82,454a0.06%3,793,000Pr.64.7%   Sole–Sole––
REPLIGEN CORPCONV–759916·AC·36,362a0.15%5,675,000Pr.112.1%   Sole–Sole––
RINGCENTRAL INCCONV–76680R·AF·42,866a0.07%3,065,000Pr.93.5%   Sole–Sole––
RINGCENTRAL INCCONV–76680R·AH·029,988a0.69%34,419,000Pr.87.1%   Sole–16,315,000 1,575,000 16,529,000
ROYAL CARIBBEAN CRUISESCONV–780153·BQ·423,675a0.54%8,877,000Pr.266.7%   Sole–8,025,000– 852,000
Salesforce IncCOM–79466L·30·22,631a0.06%10,000Sh.263.14   Sole–Sole––
Sarepta Therapeutics IncCOM–803607·10·01,350a0.03%14,000Sh.96.43   Sole–Sole––
SAREPTA THERAPEUTICS INCCONV–803607·AB·61a0.00%1,000Pr.141.6%   Sole––Shared–
SAREPTA THERAPEUTICS INCCONV–803607·AD·298,861a2.27%97,218,000Pr.101.7%   Sole–66,636,000 3,028,000 27,554,000
Schlumberger NVCOM–806857·10·83,383a0.08%65,000Sh.52.04   Sole–Sole––
SEA LTDCONV–81141R·AF·73,966a0.09%4,140,000Pr.95.8%   Sole–Sole––
SHAKE SHACK INCCONV–819047·AB·72,220a0.05%2,705,000Pr.82.1%   Sole–Sole––
SHIFT4 PAYMENTS INCCONV–82452J·AB·561,046a1.40%54,779,000Pr.111.4%   Sole–43,307,000 1,960,000 9,512,000
SHIFT4 PAYMENTS INCCONV–82452J·AD·128,231a0.65%30,132,000Pr.93.7%   Sole–17,749,000 103,000 12,280,000
SNAP INCCONV–83304A·AB·278,784a1.81%73,854,000Pr.106.7%   Sole–41,868,000 3,783,000 28,203,000
SNAP INCCONV–83304A·AD·81,954a0.04%1,850,000Pr.105.6%   Sole–Sole––
SNAP INCCONV–83304A·AH·945,204a1.04%57,439,000Pr.78.7%   Sole–30,416,000 231,000 26,792,000
SOUTHWEST AIRLINES COCONV–844741·BG·2117,392a2.69%115,743,000Pr.101.4%   Sole–106,678,000– 9,065,000
SPLUNK INCCONV–848637·AD·64,530a0.10%4,103,000Pr.110.4%   Sole–Sole––
SPLUNK INCCONV–848637·AF·125,804a0.59%26,506,000Pr.97.4%   Sole–12,944,000 1,782,000 11,780,000
SUNNOVA ENERGY INTL INCCONV–86745K·AH·77,637a0.18%11,450,000Pr.66.7%   Sole–9,779,000– 1,671,000
TELADOC HEALTH INCCONV–87918A·AF·231,875a0.73%38,547,000Pr.82.7%   Sole–18,839,000 3,127,000 16,581,000
TYLER TECHNOLOGIES INCCONV–902252·AB·14,737a0.11%4,674,000Pr.101.4%   Sole–4,669,000 5,000–
UBER TECHNOLOGIES INCCONV–90353T·AJ·957,027a1.31%55,807,000Pr.102.2%   Sole–29,439,000 2,983,000 23,385,000
UNITY SOFTWARE INCCONV–91332U·AB·746,806a1.07%55,988,000Pr.83.6%   Sole–33,311,000 2,525,000 20,152,000
UPWORK INCCONV–91688F·AB·01,002a0.02%1,174,000Pr.85.3%   Sole–Sole––
VERINT SYSTEMS INCCONV–92343X·AC·421,195a0.49%24,000,000Pr.88.3%   Sole–10,825,000 113,000 13,062,000
WAYFAIR INCCONV–94419L·AF·865,925a1.51%75,085,000Pr.87.8%   Sole–39,618,000 3,351,000 32,116,000
WAYFAIR INCCONV–94419L·AP·629,670a0.68%23,999,000Pr.123.6%   Sole–21,425,000– 2,574,000
WELLS FARGO & COMPANYCONV PFD–949746·80·4232,445a5.33%193,824Sh.1,199.26   Sole–131,389 5,052 57,383
WINNEBAGO INDUSTRIESCONV–974637·AB·63,141a0.07%2,500,000Pr.125.7%   Sole–Sole––
WOLFSPEED INCCONV–225447·AD·310,931a0.25%9,568,000Pr.114.3%   Sole–8,360,000– 1,208,000
WOLFSPEED INCCONV–977852·AB·823,265a0.53%34,289,000Pr.67.9%   Sole–16,707,000 2,003,000 15,579,000
WOLFSPEED INCCONV–977852·AD·441,568a0.95%60,661,000Pr.68.5%   Sole–41,006,000 1,926,000 17,729,000
ZIFF DAVIS INCCONV–48123V·AE·242,860a0.98%45,116,000Pr.95.0%   Sole–27,747,000 1,362,000 16,007,000
ZILLOW GROUP INCCONV–98954M·AE·14,453a0.10%3,290,000Pr.135.4%   Sole–Sole––
ZILLOW GROUP INCCONV–98954M·AG·619,226a0.44%14,003,000Pr.137.3%   Sole–12,624,000– 1,379,000
ZILLOW GROUP INCCONV–98954M·AH·433,773a0.77%30,597,000Pr.110.4%   Sole–15,863,000 2,085,000 12,649,000
ZSCALER INC.CONV–98980G·AB·831,211a0.72%20,527,000Pr.152.1%   Sole–18,790,000– 1,737,000
ZTO EXPRESS KY INCCONV–98980A·AB·17,858a0.18%8,196,000Pr.95.9%   Sole–Sole––
— 148 Issuers —— 183 Issues —— 184 Holdings:  $4,359,614,471ª —— Sole Manager —
____________
 ª  The market values of all Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers  [ 2 Not Allocated Above ]

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